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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

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Thomas Wagner

Named as an officer, director or promoter on SEC Form D filings · MN · Jun 22, 2021 → Jun 22, 2021

1deal (issuers)
$0reported sold
0investors
1Form D filing
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Wagner is listed as an executive officer and promoter on 1 SEC Form D filing by 1 issuer in Jun 2021: Dental Building Fund II, LLC (Roseville, MN — commercial — 2021).

What this means One deal on file with the SEC, filed Jun 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Ba Lam (1 shared filing), Jean Lind (1 shared filing) and Todd Gerlach (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Thomas Wagner and found 5 differences: Same name, different state: "Thomas Wagner" (CA) is a separate record; Same name, different state: "Thomas Wagner" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Wagner has not run yet — it is joining a line of 6,513 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Robert J. Neprud, David W. Hall, William Y. Hall, William A. Hall, Thomas W. Wagner, and Alan J. Salem Litigation release
SEC · Dec 22, 1998 · Parties as named in the release: Robert J. Neprud, David W. Hall, William Y. Hall, William A. Hall, Thomas W. Wagner, and Alan J. Salem Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Wagner..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Thomas Wagner (compared 1 filing on Oct 24, 2026)

Note · May 22, 2009 – Apr 7, 2026

Same name, different state: "Thomas Wagner" (CA) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Wagner" with address state CA, is listed on 15 filings — most recently by Aggregate Fund LLC (Apr 7, 2026). Both records have filings in the same period (Jun 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Wagner (CA) — PartnerFacts page ↗Form D/A · Apr 7, 2026 ↗Aggregate Fund LLC — PartnerFacts page ↗Thomas Wagner (MN) — this page ↗
Sources
Note · Jun 10, 2009 – Dec 5, 2025

Same name, different state: "Thomas Wagner" (NY) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Wagner" with address state NY, is listed on 82 filings — most recently by KNIGHTHEAD MASTER FUND LP (Dec 5, 2025). Both records have filings in the same period (Jun 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Wagner (NY) — PartnerFacts page ↗Form D/A · Dec 5, 2025 ↗KNIGHTHEAD MASTER FUND LP — PartnerFacts page ↗Thomas Wagner (MN) — this page ↗
Sources
Note · Nov 9, 2022

Same name, different state: "Thomas Wagner" (MD) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Wagner" with address state MD, is listed on 1 filing — most recently by Trinity Cyber, Inc. (Nov 9, 2022). The two records do not overlap in time: this page has one filing dated Jun 22, 2021; the other has one filing dated Nov 9, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Wagner (MD) — PartnerFacts page ↗Form D · Nov 9, 2022 ↗Trinity Cyber, Inc. — PartnerFacts page ↗Thomas Wagner (MN) — this page ↗
Sources
Note · Sep 10, 2015 – Oct 12, 2021

Same name, different state: "Thomas Wagner" (SC or TX) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Wagner" with address state SC or TX, is listed on 10 filings — most recently by Zenith Risk Strategies LLC (Mar 26, 2026). Both records have filings in the same period (Jun 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Wagner (SC,TX) — PartnerFacts page ↗Form D · Mar 26, 2026 ↗Zenith Risk Strategies LLC — PartnerFacts page ↗Thomas Wagner (MN) — this page ↗
Sources
Note · Jan 20, 2010

Same name, different state: "Thomas Wagner" (V7) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Wagner" with address state V7, is listed on 1 filing — most recently by Gas Turbine Efficiency plc (Jan 20, 2010). The two records do not overlap in time: this page has one filing dated Jun 22, 2021; the other has one filing dated Jan 20, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Wagner (V7) — PartnerFacts page ↗Form D · Jan 20, 2010 ↗Gas Turbine Efficiency plc — PartnerFacts page ↗Thomas Wagner (MN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 22, 2021 D
Dental Building Fund II, LLC
File 021-403653
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Wagner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DB
Commercial

Dental Building Fund II, LLC

Roseville, MN · Jun 22, 2021
  • Jun 22, 2021 · D · $0 sold of $2,000,000 · 0 investors · min. $10,000 · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas E. Wagner — NY, 26 issuers, Oct 15, 2015 → Jan 5, 2026 · no shared issuer
  • Thomas Wagner — NY, 17 issuers, Jun 10, 2009 → Dec 5, 2025 · no shared issuer
  • Thomas Wagner — CA, 11 issuers, May 22, 2009 → Apr 7, 2026 · no shared issuer
  • Thomas C. Wagner — MN, 4 issuers, Jun 25, 2014 → Sep 21, 2015 · no shared issuer
  • Thomas Wagner — SC, TX, 3 issuers, Sep 10, 2015 → Oct 12, 2021 · no shared issuer
  • Thomas A. Wagner — NY, 3 issuers, Nov 14, 2024 → Nov 14, 2025 · no shared issuer
  • Thomas Wagner — CT, 3 issuers, Dec 23, 2013 → Sep 12, 2017 · no shared issuer
  • Thomas Wagner — Sweden (as filed: V7), 1 issuer, Jan 20, 2010 → Jan 20, 2010 · no shared issuer
  • Thomas Wagner — MD, 1 issuer, Nov 9, 2022 → Nov 9, 2022 · no shared issuer
  • Thomas Wagner — Cayman Islands (as filed: E9), 1 issuer, Mar 20, 2014 → Jan 6, 2015 · no shared issuer

People around Thomas 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Gerlach

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Wagner. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Ba Lam

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Wagner. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jean Lind

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Wagner. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Wagner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Wagner is listed on: none on file. No website or social profile named in Dental Building Fund II, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #189,053 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Roseville, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Monitor this person

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