THOMAS TAYLOR is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Feb 2014 and Feb 2016: BREEN HOLDINGS, LLC (Norwalk, CT — industry reported as "Other" — 2014–2016; $31.4M reported sold to 17 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside EDWIN TAN (2 shared filings), HOWARD DEMONTE (2 shared filings), PAUL LEGNETTI (2 shared filings) and ROBERT S. TUCKER (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around THOMAS. Each name links to their own page.
The issuer belongs to the sponsor group Group linked by Robert S. Tucker (19 issuers, $1.37B reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Robert S. Tucker has 19 companies on file and $1.37B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 SEC releases, 4 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for THOMAS TAYLOR and found 6 differences: Same name, different state: "Thomas B. Taylor" (CA) is a separate record; Same name, different state: "Thomas P. Taylor" (AL) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.