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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

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Thomas Stephenson

Named as an officer, director or promoter on SEC Form D filings · WA · Aug 5, 2016 → Nov 20, 2019

2deals (issuers)
$2.01Mreported sold
5investors
5Form D filings
2016–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Stephenson is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Aug 2016 and Nov 2019: Intellistake Technologies Corp. (Vancouver, British Columbia, Canada (as filed: A1) — other technology — 2019; $1.22M reported sold to 3 investors) and GLOBATOM INC. (Seattle, WA — other technology — 2016; $785K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $2.01M sold in total.

Listed alongside Daniel Acosta (3 shared filings), TRAVIS MULLEN (3 shared filings), Olen Aasen (2 shared filings), Anwar Sukkarie (1 shared filing), Brian Grange (1 shared filing) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 27 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Thomas Stephenson and found 9 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Jamal Weathers; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Stephenson has not run yet — it is joining a line of 37,978 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Stephenson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 26 closed (disposition not in docket feed), 1 open

Thomas D Stephenson, II closed
United States Bankruptcy Court, N.D. Illinois · No. 20-21069 · Filed Dec 4, 2020 · Closed Mar 11, 2021
Role of Thomas D Stephenson, II: Debtor · Outcome: Case closed 2021-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Thomas K. Stephenson open
United States Bankruptcy Court, District of Columbia · No. 19-00149 · Filed Mar 12, 2019
Role of Thomas K. Stephenson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in DC (not a filing state)
Thomas K. Stephenson closed
United States Bankruptcy Court, District of Columbia · No. 19-00043 · Filed Jan 16, 2019 · Closed Apr 22, 2019
Role of Thomas K. Stephenson: Debtor · Outcome: Case closed 2019-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in DC (not a filing state)
Thomas B Stephenson closed
United States Bankruptcy Court, D. Maryland · No. 16-22180 · Filed Sep 12, 2016 · Closed Jun 15, 2017
Role of Thomas B Stephenson: Debtor · Outcome: Case closed 2017-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Thomas J. Stephenson, Jr. closed
United States Bankruptcy Court, W.D. Tennessee · No. 16-21676 · Filed Feb 18, 2016 · Closed May 2, 2016
Role of Thomas J. Stephenson, Jr.: Debtor · Outcome: Case closed 2016-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Thomas J. Stephenson, Jr. closed
United States Bankruptcy Court, W.D. Tennessee · No. 15-27875 · Filed Aug 23, 2015 · Closed Nov 30, 2015
Role of Thomas J. Stephenson, Jr.: Debtor · Outcome: Case closed 2015-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Thomas Stephenson and Selena Webb Stephenson closed
United States Bankruptcy Court, W.D. Tennessee · No. 14-13025 · Filed Nov 14, 2014 · Closed Feb 26, 2015
Role of Thomas Stephenson and Selena Webb Stephenson: Debtor · Outcome: Case closed 2015-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Thomas R. Stephenson and Carol Lynn Stephenson closed
United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-16756 · Filed Nov 2, 2009 · Closed Feb 18, 2010
Role of Thomas R. Stephenson and Carol Lynn Stephenson: Debtor · Outcome: Case closed 2010-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Thomas R Stephenson closed
United States Bankruptcy Court, C.D. California · No. 6:09-bk-30332 · Filed Aug 31, 2009 · Closed Jun 3, 2010
Role of Thomas R Stephenson: Debtor · Outcome: Case closed 2010-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Thomas F Stephenson and Anne E. Stephenson closed
United States Bankruptcy Court, D. Maine · No. 09-10724 · Filed Jun 2, 2009 · Closed Nov 16, 2009
Role of Thomas F Stephenson and Anne E. Stephenson: Debtor · Outcome: Case closed 2009-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in ME (not a filing state)
Thomas G. Stephenson and Debbie K. Stephenson closed
United States Bankruptcy Court, N.D. Alabama · No. 05-06802 · Filed Jul 18, 2005 · Closed Sep 18, 2006
Role of Thomas G. Stephenson and Debbie K. Stephenson: Debtor · Outcome: Case closed 2006-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Thomas R. Stephenson and Regina A. Stephenson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-25943 · Filed May 9, 2005 · Closed Aug 30, 2005
Role of Thomas R. Stephenson and Regina A. Stephenson: Debtor · Outcome: Case closed 2005-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Thomas J. Stephenson and Karen K. Stephenson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-30225 · Filed Aug 13, 2003 · Closed Dec 29, 2003
Role of Thomas J. Stephenson and Karen K. Stephenson: Debtor · Outcome: Case closed 2003-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Thomas B. Stephenson and Elaine M. Stephenson closed
United States Bankruptcy Court, E.D. California · No. 03-27158 · Filed Jun 25, 2003 · Closed Oct 10, 2003
Role of Thomas B. Stephenson and Elaine M. Stephenson: Debtor · Outcome: Case closed 2003-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Thomas Stephenson, Jr. closed
United States Bankruptcy Court, D. Maryland · No. 02-22915 · Filed Nov 7, 2002 · Closed Jun 10, 2005
Role of Thomas Stephenson, Jr.: Debtor · Outcome: Case closed 2005-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Thomas N. Stephenson closed
United States Bankruptcy Court, M.D. North Carolina · No. 02-11985 · Filed Jul 3, 2002 · Closed Oct 15, 2002
Role of Thomas N. Stephenson: Debtor · Outcome: Case closed 2002-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)
Thomas H Stephenson closed
United States Bankruptcy Court, N.D. Illinois · No. 00-71723 · Filed May 25, 2000 · Closed Sep 20, 2000
Role of Thomas H Stephenson: Debtor · Outcome: Case closed 2000-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Thomas A. Stephenson and Catherine D. Stephenson closed
United States Bankruptcy Court, E.D. Michigan · No. 00-45131 · Filed Apr 4, 2000 · Closed Jul 20, 2000
Role of Thomas A. Stephenson and Catherine D. Stephenson: Debtor · Outcome: Case closed 2000-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Thomas F. Stephenson and Lois M. Stephenson closed
United States Bankruptcy Court, M.D. Florida · No. 6:00-bk-02097 · Filed Mar 21, 2000 · Closed Jul 27, 2000
Role of Thomas F. Stephenson and Lois M. Stephenson: Debtor · Outcome: Case closed 2000-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Thomas K. Stephenson closed
United States Bankruptcy Court, D. Maryland · No. 99-11633 · Filed Feb 11, 1999 · Closed Jun 17, 1999
Role of Thomas K. Stephenson: Debtor · Outcome: Case closed 1999-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Thomas F Stephenson, IV and Sherry L Stephenson closed
United States Bankruptcy Court, N.D. Illinois · No. 98-26251 · Filed Aug 21, 1998 · Closed Dec 10, 1998
Role of Thomas F Stephenson, IV: Debtor · Outcome: Case closed 1998-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Debra Powels Stephenson and Thomas E Stephenson closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-14318 · Filed Mar 12, 1998 · Closed Jul 20, 1998
Role of Thomas E Stephenson: Debtor · Outcome: Case closed 1998-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Thomas D Stephenson closed
United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-36283 · Filed Nov 4, 1997 · Closed Feb 19, 1998
Role of Thomas D Stephenson: Debtor · Outcome: Case closed 1998-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Thomas W. Stephenson and Kelly C. Stephenson closed
United States Bankruptcy Court, M.D. Georgia · No. 97-54773 · Filed Oct 14, 1997 · Closed Mar 20, 2001
Role of Thomas W. Stephenson and Kelly C. Stephenson: Debtor · Outcome: Case closed 2001-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
Thomas A. Stephenson closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-27024 · Filed Jun 7, 1996 · Closed Nov 24, 1997
Role of Thomas A. Stephenson: Debtor · Outcome: Case closed 1997-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Thomas F Stephenson Iv and Deborah K Stephenson closed
United States Bankruptcy Court, N.D. Illinois · No. 87-04252 · Filed Mar 20, 1987 · Closed Nov 13, 1987
Role of Thomas F Stephenson Iv and Deborah K Stephenson: Debtor · Outcome: Case closed 1987-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Thomas Stephenson and Elizabeth Stephenson closed
United States Bankruptcy Court, S.D. Ohio · No. 1:85-bk-12913 · Filed Oct 28, 1985 · Closed Jan 9, 1995
Role of Thomas Stephenson and Elizabeth Stephenson: Debtor · Outcome: Case closed 1995-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 58 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Thomas Stephenson — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Note · Dec 7, 2016

Thomas Stephenson appears on 1 deal that stopped filing before reaching its target

GLOBATOM INC. (last filing Dec 7, 2016; $785,001 sold of $2,535,002). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

GLOBATOM INC. — PartnerFacts page ↗
Sources
Worth asking · Apr 18, 2019

Paid seller listed without a CRD number: Jamal Weathers — Intellistake Technologies Corp.

Jamal Weathers is listed as receiving sales compensation on 1 filing (Apr 18, 2019) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 18, 2019 ↗BrokerCheck search: Jamal Weathers ↗Intellistake Technologies Corp. — PartnerFacts page ↗
Sources
Note · Mar 12, 2019 – Apr 18, 2019

Form D filed 37 days after the first sale — Intellistake Technologies Corp.

The filing says the first sale was Mar 12, 2019. The Form D was filed Apr 18, 2019 — 37 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 22 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 18, 2019 ↗Intellistake Technologies Corp. — PartnerFacts page ↗
Sources
Note · Jul 25, 2016 – Sep 23, 2016

No amendment in the last 12 months on an offering that may still be open — GLOBATOM INC. (latest filing Sep 23, 2016)

The latest filing for this offering is dated Sep 23, 2016 (first sale Jul 25, 2016). It reports $785,001 sold of $2,535,002 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 23, 2016 ↗GLOBATOM INC. — PartnerFacts page ↗
Sources
Note · Sep 23, 2016 – Dec 7, 2016

Thomas Stephenson's role changed at GLOBATOM INC.: executive officer, director → director

The Sep 23, 2016 filing lists Thomas Stephenson as executive officer, director; the Dec 7, 2016 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Sep 23, 2016 ↗Form D · Dec 7, 2016 ↗Thomas Stephenson — PartnerFacts page ↗GLOBATOM INC. — PartnerFacts page ↗
Sources
Note · Dec 21, 2011 – Jan 31, 2022

Same name, different state: "Thomas J. Stephenson" (NM or MA or CA) is a separate record

This page covers filings where the address state is WA. A separate record, "Thomas J. Stephenson" with address state NM or MA or CA, is listed on 20 filings — most recently by Socorro Ventures Fund I, LP (Jan 31, 2022). Both records have filings in the same period (Aug 5, 2016 to Nov 20, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas J. Stephenson (NM,MA,CA) — PartnerFacts page ↗Form D · Jan 31, 2022 ↗Socorro Ventures Fund I, LP — PartnerFacts page ↗Thomas Stephenson (WA) — this page ↗
Sources
Note · Aug 31, 2021

Same name, different state: "Thomas Stephenson" (NV) is a separate record

This page covers filings where the address state is WA. A separate record, "Thomas Stephenson" with address state NV, is listed on 1 filing — most recently by NXT Water, Inc. (Aug 31, 2021). The two records do not overlap in time: this page runs Aug 5, 2016 to Nov 20, 2019; the other has one filing dated Aug 31, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Stephenson (NV) — PartnerFacts page ↗Form D · Aug 31, 2021 ↗NXT Water, Inc. — PartnerFacts page ↗Thomas Stephenson (WA) — this page ↗
Sources
Note · Jul 7, 2020 – Feb 18, 2021

Same name, different state: "THOMAS STEPHENSON" (A0) is a separate record

This page covers filings where the address state is WA. A separate record, "THOMAS STEPHENSON" with address state A0, is listed on 2 filings — most recently by TRUTRACE TECHNOLOGIES INC. (Feb 18, 2021). The two records do not overlap in time: this page runs Aug 5, 2016 to Nov 20, 2019; the other runs Jul 7, 2020 to Feb 18, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

THOMAS STEPHENSON (A0) — PartnerFacts page ↗Form D · Feb 18, 2021 ↗TRUTRACE TECHNOLOGIES INC. — PartnerFacts page ↗Thomas Stephenson (WA) — this page ↗
Sources
Note · Dec 30, 2009

Same name, different state: "Thomas W. Stephenson, Jr." (TX) is a separate record

This page covers filings where the address state is WA. A separate record, "Thomas W. Stephenson, Jr." with address state TX, is listed on 1 filing — most recently by Rave Investments, LLC (Dec 30, 2009). The two records do not overlap in time: this page runs Aug 5, 2016 to Nov 20, 2019; the other has one filing dated Dec 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas W. Stephenson, Jr. (TX) — PartnerFacts page ↗Form D · Dec 30, 2009 ↗Rave Investments, LLC — PartnerFacts page ↗Thomas Stephenson (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 20, 2019 D
Intellistake Technologies Corp.
File 021-353833
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2019 D
Intellistake Technologies Corp.
File 021-337606
$0$0$0Jamal Weathers no CRD number reportedEDGAR ↗
Dec 7, 2016 D
GLOBATOM INC.
File 021-275781
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2016 D/A
GLOBATOM INC.
File 021-268435
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas Stephenson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IT
Other Technology

Intellistake Technologies Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Apr 18, 2019 → Nov 20, 2019 · 2 filings
  • Nov 20, 2019 · D · $20,040 sold of $20,040 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 18, 2019 · D · $1,220,073 sold of $1,220,073 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.22M from 3 investors (100% of the $20K target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Other Technology

GLOBATOM INC.

Seattle, WA · Aug 5, 2016 → Dec 7, 2016 · 3 filings
  • Dec 7, 2016 · D · $200,000 sold of $200,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2016 · D/A · $785,001 sold of $2,535,002 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 5, 2016 · D · $785,001 sold of $2,535,002 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $785K from 2 investors (100% of the $200K target) as of the latest filing. Thomas is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Thomas 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Acosta

Executive Officer, Director, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

TRAVIS MULLEN

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

OA
No photo found yet (own website and image search run after this page is viewed)
Person

Olen Aasen

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JOEL PRIMUS

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Chucrallah

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anwar Sukkarie

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenny Lee

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roop Mundi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Clayton

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Evan Southern

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brooke Hurford

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Grange

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Stephenson. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Stephenson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Stephenson is listed on: none on file. No website or social profile named in Intellistake Technologies Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #60,395 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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