Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:37 AM ET

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THOMAS MORAN

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 12, 2017 → Jan 12, 2017

2deals (issuers)

$8.21Mreported sold

22investors

2Form D filings

2017year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:38 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

THOMAS MORAN is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Jan 2017: AG Group LP (New York, NY — industry reported as "Other" — 2017; $4.74M reported sold to 12 investors) and AG Group Holdings, Inc. (New York, NY — industry reported as "Other" — 2017; $3.47M reported sold to 10 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $8.21M sold in total.

Listed alongside ROBERT MALLERS (2 shared filings), AG GROUP GP LLC (1 shared filing, management entity), Brian Kwait (1 shared filing), Jeffrey McKibben (1 shared filing) and Jonathan Place (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around THOMAS. Each name links to their own page.

All 2 issuers belong to the sponsor group Odyssey (24 issuers, $1.33B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Odyssey has 24 companies on file and $1.33B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 18 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for THOMAS MORAN and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Thomas Moran" (IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for THOMAS MORAN has not run yet — it is joining a line of 24,878 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched THOMAS MORAN..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Thomas J Moran closed

United States Bankruptcy Court, E.D. New York · No. 8-22-71378 · Filed Jun 10, 2022 · Closed Sep 16, 2022

Role of Thomas J Moran: Debtor · Outcome: Case closed 2022-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗