Thomas Miller is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Feb 2017 and Mar 2020: Eagle River Capital, LLC (Greenwood Village, CO — industry reported as "Other" — 2017–2020; $16M reported sold to 33 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruce Bilger (5 shared filings), Joe Quarin (5 shared filings), Scott Maierhofer (5 shared filings), Tod C Holmes (5 shared filings), Brian Cleveringa (4 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
The issuer belongs to the sponsor group Nsa (7 issuers, $240.8M reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Nsa has 7 companies on file and $240.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Thomas Miller and found 12 differences: Thomas Miller's role changed at Eagle River Capital, LLC: director → executive officer, director; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.