Thomas Lee is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jun 2014 and Sep 2024: RL Project Investors LLC (Wilmington, DE — other real estate — 2019–2024; $15M reported sold to 29 investors) and Beacon Audio, Inc. (Salt Lake City, UT — business services — 2014; $433K reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $15.4M sold in total.
Listed alongside Justin Earl (2 shared filings), Ronald Heffernan (2 shared filings), Alan Wilson (1 shared filing), Bruno Mascolo (1 shared filing), Chad Swensen (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Thomas Lee and found 12 differences: Form D filed 18 days after the first sale; Form D filed 21 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.