PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:17 AM ET

Sponsor Check › Person

TM

Thomas Mann

Named as an officer, director or promoter on SEC Form D filings · NC, MA · Jun 15, 2012 → Mar 23, 2018

4deals (issuers)
$1.71Breported sold
231investors
15Form D filings
2012–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: not yet

The short version

Thomas Mann is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Jun 2012 and Apr 2025: Hatteras Master Fund, L.P. (Raleigh, NC — pooled investment fund — 2013–2018; $1.57B reported sold to 6 investors), SKK Access Income Fund (Boston, MA — pooled investment fund — 2024–2025; $118.1M reported sold to 161 investors), College Sports Company, Inc. (New York, NY — industry reported as "Other" — 2021–2022; $11.6M reported sold to 14 investors) and Hatteras GPEP Fund II, LLC (Raleigh, NC — pooled investment fund — 2012–2013; $5.71M reported sold to 50 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $1.71B sold in total.

Listed alongside Gregory S. Sellers (10 shared filings), Andrew Paul Chica (8 shared filings), David Brien Perkins (8 shared filings), H. Alexander Holmes (8 shared filings), Steve E. Moss (8 shared filings) and 19 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

3 of the issuers belong to the sponsor group Group linked by Brendan Lake (172 issuers, $6.94B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Brendan Lake has 172 companies on file and $6.94B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched — search queued

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

Thomas J Mann open
United States Bankruptcy Court, D. Massachusetts · No. 19-41038 · Filed Jun 26, 2019
Role of Thomas J Mann: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Thomas G. Mann, Jr. and Kris L. Mann closed
United States Bankruptcy Court, W.D. North Carolina · No. 13-10269 · Filed Apr 26, 2013 · Closed Feb 20, 2015
Role of Thomas G. Mann, Jr.: Debtor · Outcome: Case closed 2015-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NC)
Thomas E Mann, Jr. and Deborah L Mann closed
United States Bankruptcy Court, S.D. New York · No. 09-36159 · Filed May 5, 2009 · Closed Aug 6, 2009
Role of Thomas E Mann, Jr.: Debtor · Outcome: Case closed 2009-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas M. Mann and Christine M. Mann closed
United States Bankruptcy Court, N.D. New York · No. 08-11417 · Filed May 1, 2008 · Closed Sep 4, 2008
Role of Thomas M. Mann and Christine M. Mann: Debtor · Outcome: Case closed 2008-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas M. Mann and Christine M. Mann closed
United States Bankruptcy Court, N.D. New York · No. 03-15673 · Filed Aug 25, 2003 · Closed May 26, 2004
Role of Thomas M. Mann and Christine M. Mann: Debtor · Outcome: Case closed 2004-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas J. Mann and Palma C. Mann closed
United States Bankruptcy Court, N.D. New York · No. 99-65997 · Filed Nov 15, 1999 · Closed Mar 8, 2000
Role of Thomas J. Mann and Palma C. Mann: Debtor · Outcome: Case closed 2000-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas M. Mann and Christine M. Mann closed
United States Bankruptcy Court, N.D. New York · No. 99-13186 · Filed May 25, 1999 · Closed Oct 14, 1999
Role of Thomas M. Mann and Christine M. Mann: Debtor · Outcome: Case closed 1999-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas E. Mann and Irene W. Mann closed
United States Bankruptcy Court, N.D. New York · No. 98-10691 · Filed Feb 5, 1998 · Closed Oct 6, 1998
Role of Thomas E. Mann and Irene W. Mann: Debtor · Outcome: Case closed 1998-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Mann and Mary Gail Mann closed
United States Bankruptcy Court, W.D. New York · No. 2-97-24146 · Filed Nov 4, 1997 · Closed Mar 19, 1998
Role of Thomas Mann and Mary Gail Mann: Debtor · Outcome: Case closed 1998-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Thomas E. Mann closed
United States Bankruptcy Court, D. Massachusetts · No. 95-44799 · Filed Oct 20, 1995 · Closed Feb 10, 1997
Role of Thomas E. Mann: Debtor · Outcome: Case closed 1997-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Thomas J. Mann and Coleen M. Mann closed
United States Bankruptcy Court, N.D. New York · No. 92-13004 · Filed Jul 14, 1992 · Closed Dec 15, 1992
Role of Thomas J. Mann and Coleen M. Mann: Debtor · Outcome: Case closed 1992-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 126 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 5 report proceeds to related persons totalling $942,109. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 17, 2025 D/A
SKK Access Income Fund
File 021-384862
$0$0$42,109
Trustee's fees and expenses
None listed on this filingEDGAR ↗
Aug 9, 2022 D
College Sports Company, Inc.
File 021-455303
$0$0$250,000 (est.)
Some of the proceeds may be used by Issuer to pay the salary of its officers in the ordinary course of business.
None listed on this filingEDGAR ↗
Apr 18, 2022 D/A
College Sports Company, Inc.
File 021-422815
$0$0$300,000 (est.)
Some of the proceeds may be used to pay the salary of executive officers of the Issuer in the ordinary course of business.
None listed on this filingEDGAR ↗
Nov 30, 2021 D
College Sports Company, Inc.
File 021-422813
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 23, 2018 D/A
Hatteras Master Fund, L.P.
File 021-140120
$0$0$290,000 (est.)n/a no CRD number reportedEDGAR ↗
Jul 12, 2013 D/A
Hatteras GPEP Fund II, LLC
File 021-179835
$0$0$60,000 (est.)Hatteras Capital Distributors, LLC BrokerCheck CRD 143365 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Thomas Mann on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Group linked by Brendan Lake

SKK Access Income Fund

Boston, MA · Apr 18, 2024 → Apr 17, 2025 · 2 filings
  • Apr 17, 2025 · D/A · $118,071,007 sold of Indefinite · 161 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2024 · D/A · $83,527,000 sold of Indefinite · 147 investors · min. $250,000 · role: Director EDGAR ↗

Raised $118.1M from 161 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

College Sports Company, Inc.

New York, NY · Nov 30, 2021 → Aug 9, 2022 · 5 filings
  • Aug 9, 2022 · D · $1,850,000 sold of $1,850,000 · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 18, 2022 · D/A · $2,175,000 sold of $2,250,000 · 5 investors · min. $42,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 17, 2021 · D/A · $2,025,000 sold of $2,100,000 · 4 investors · min. $42,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 30, 2021 · D · $500 sold of $9,624 · 2 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Nov 30, 2021 · D · $2,000,000 sold of $2,000,000 · 3 investors · min. $42,000 · role: Executive Officer, Director EDGAR ↗

Raised $11.6M from 14 investors (100% of the $1.85M target) as of the latest filing. Thomas is listed as director, executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Brendan Lake

Hatteras Master Fund, L.P.

Raleigh, NC · Mar 28, 2013 → Mar 23, 2018 · 6 filings
  • Mar 23, 2018 · D/A · $498,888,896 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2017 · D/A · $604,770,404 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2016 · D/A · $752,620,017 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2015 · D/A · $936,023,255 sold of Indefinite · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 28, 2014 · D/A · $1,107,852,386 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 28, 2013 · D/A · $1,237,607,738 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.57B from 6 investors as of the latest filing. Thomas is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Brendan Lake

Hatteras GPEP Fund II, LLC

Raleigh, NC · Jun 15, 2012 → Jul 12, 2013 · 2 filings
  • Jul 12, 2013 · D/A · $5,705,575 sold of Indefinite · 50 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 15, 2012 · D · $4,231,700 sold of Indefinite · 42 investors · min. $50,000 · role: Director EDGAR ↗

Raised $5.71M from 50 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas Mann — TN, 1 issuer, Aug 17, 2010 → Mar 31, 2011 · no shared issuer
  • Thomas Mann — KS, 1 issuer, Sep 15, 2014 → Sep 15, 2014 · no shared issuer
  • Thomas Mann — NY, 1 issuer, Sep 15, 2020 → Feb 13, 2024 · no shared issuer
  • Thomas H. Mann — NC, 1 issuer, May 31, 2017 → May 31, 2017 · no shared issuer

People around Thomas 24

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Hatteras Funds, LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Management entity

Shepherd Kaplan Krochuk, LLC

Promoter · 2 shared filings (1 issuer) · also on 23 other issuers

Shepherd Kaplan Krochuk, LLC is on 24 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Hatteras Investment Management, LLC

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Gregory S. Sellers

Director · 10 shared filings (3 issuers) · also on 2 other issuers

Gregory S. Sellers is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Andrew Paul Chica

Executive Officer · 8 shared filings (2 issuers) · also on 3 other issuers

Andrew Paul Chica is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

David Brien Perkins

Executive Officer, Director · 8 shared filings (2 issuers) · also on 8 other issuers

David Brien Perkins is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Person

Steve E. Moss

Director · 8 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

H. Alexander Holmes

Director · 8 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Robert Lance Baker

Executive Officer · 7 shared filings (2 issuers) · also on 4 other issuers

Robert Lance Baker is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

James Michael Fields

Executive Officer · 6 shared filings (2 issuers) · also on 4 other issuers

James Michael Fields is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Joseph E. Breslin

Director · 6 shared filings (2 issuers)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Richard Vogel

Director · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Justin Johnson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Andrew Spano

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Ryan Troyer

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Porter Grieve

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Andrew Katz

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Daniel K. Wilson

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Richard Blair

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Joseph A Velk

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Peter M Budko

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Jessica R. Sherburne

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

Person

Candi Hughes

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Mann. Their page shows their other deals.

The team behind the deals

Sponsor group

Group linked by Brendan Lake

172 issuers · 555 filings · $6.94B reported sold · 2009–2026

One team, 172 deal companies. Thomas Mann is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Mann.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Raleigh, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

focusfinancialpartners.com ↗ found on SKK Access Income Fund (focusfinancialpartners.com — same registered sponsor family (group "Group linked by Brendan Lake", confidence 0.8); known from management entity SCS Capital Management, LLC (Form ADV of SCS CAPITAL MANAGEMENT LLC, CRD 122258))

Change history

No corrections have been requested for this page.

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