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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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Thomas J. Walker

Named as an officer, director or promoter on SEC Form D filings · NY · May 1, 2015 → Jan 17, 2018

18deals (issuers)
$2.45Breported sold
207investors
19Form D filings
2015–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas J. Walker is listed as an executive officer and director on 19 SEC Form D filings by 18 issuers between May 2009 and Dec 2019. Largest by amount reported sold: Riverstone Credit Partners II, L.P. (New York, NY — pooled investment fund — 2017; $721.1M reported sold to 66 investors), Spruce House Partnership (QP) LP (New York, NY — pooled investment fund — 2019; $440M reported sold to 54 investors), Legend Natural Gas IV, LP (Katy, TX — oil and gas — 2009; $400M reported sold to 8 investors), RCP Fund II Feeder, L.P. (New York, NY — pooled investment fund — 2017; $284.9M reported sold to 38 investors), R/C Pattern Energy Partners, L.P. (New York, NY — pooled investment fund — 2010; $266.4M reported sold to 9 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $2.45B sold in total.

Listed alongside David M. Leuschen (11 shared filings), Pierre F. Lapeyre, Jr. (10 shared filings), Riverstone Holdings LLC (10 shared filings, management entity), RCP II F1 GP, L.L.C. (5 shared filings, management entity), Riverstone Energy GP VI Corp (4 shared filings, management entity) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 3 sponsor groups: Riverstone (29 issuers, $12.42B reported sold, 2012–2020), R C Pattern Energy (2 issuers, $325.8M reported sold, 2010) and Spruce House (4 issuers, $2.33B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Thomas J. Walker and found 10 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Barak Capital Underwriting Ltd; 4 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas J. Walker has not run yet — it is joining a line of 34,200 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas J. Walker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 29 closed (disposition not in docket feed)

Thomas T. Walker closed
United States Bankruptcy Court, E.D. Texas · No. 20-40487 · Filed Feb 18, 2020 · Closed Jun 7, 2023
Role of Thomas T. Walker: Debtor · Outcome: Case closed 2023-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas D. Walker, Jr. and Angelic E. Walker closed
United States Bankruptcy Court, S.D. New York · No. 15-37163 · Filed Nov 24, 2015 · Closed May 25, 2016
Role of Thomas D. Walker, Jr.: Debtor · Outcome: Case closed 2016-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas M Walker closed
United States Bankruptcy Court, E.D. New York · No. 8-14-73090 · Filed Jul 7, 2014 · Closed Oct 9, 2014
Role of Thomas M Walker: Debtor · Outcome: Case closed 2014-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas Walker closed
United States Bankruptcy Court, N.D. New York · No. 12-61971 · Filed Oct 24, 2012 · Closed Dec 30, 2013
Role of Thomas Walker: Debtor · Outcome: Case closed 2013-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Walker closed
United States Bankruptcy Court, N.D. New York · No. 12-60131 · Filed Feb 1, 2012 · Closed Apr 24, 2013
Role of Thomas Walker: Debtor · Outcome: Case closed 2013-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas L. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-12-10054 · Filed Jan 10, 2012 · Closed Jun 29, 2012
Role of Thomas L. Walker: Debtor · Outcome: Case closed 2012-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas S. Walker closed
United States Bankruptcy Court, N.D. Texas · No. 11-37319 · Filed Nov 17, 2011 · Closed Jul 13, 2012
Role of Thomas S. Walker: Debtor · Outcome: Case closed 2012-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas R. Walker and Jacqueline C. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-11-13908 · Filed Nov 9, 2011 · Closed Mar 30, 2012
Role of Thomas R. Walker and Jacqueline C. Walker: Debtor · Outcome: Case closed 2012-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas R. Walker and Stephanie H. Walker closed
United States Bankruptcy Court, N.D. New York · No. 10-31627 · Filed Jun 15, 2010 · Closed Oct 4, 2010
Role of Thomas R. Walker and Stephanie H. Walker: Debtor · Outcome: Case closed 2010-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas R. Walker closed
United States Bankruptcy Court, S.D. New York · No. 08-36096 · Filed May 22, 2008 · Closed Aug 27, 2008
Role of Thomas R. Walker: Debtor · Outcome: Case closed 2008-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas Walker and Myrtis Walker closed
United States Bankruptcy Court, S.D. Texas · No. 07-32198 · Filed Apr 1, 2007 · Closed Jul 2, 2012
Role of Thomas Walker and Myrtis Walker: Debtor · Outcome: Case closed 2012-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas Walker closed
United States Bankruptcy Court, N.D. New York · No. 05-17097 · Filed Sep 29, 2005 · Closed Feb 2, 2006
Role of Thomas Walker: Debtor · Outcome: Case closed 2006-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas R Walker closed
United States Bankruptcy Court, E.D. Texas · No. 04-42268 · Filed May 10, 2004 · Closed Sep 3, 2004
Role of Thomas R Walker: Debtor · Outcome: Case closed 2004-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas J. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-04-12261 · Filed Mar 31, 2004 · Closed Aug 25, 2004
Role of Thomas J. Walker: Debtor · Outcome: Case closed 2004-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas F Walker closed
United States Bankruptcy Court, E.D. New York · No. 8-04-80369 · Filed Jan 22, 2004 · Closed May 7, 2004
Role of Thomas F Walker: Debtor · Outcome: Case closed 2004-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas L. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-03-18201 · Filed Oct 31, 2003 · Closed Apr 22, 2005
Role of Thomas L. Walker: Debtor · Outcome: Case closed 2005-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas M. Walker closed
United States Bankruptcy Court, N.D. New York · No. 03-64252 · Filed Jun 19, 2003 · Closed Oct 16, 2003
Role of Thomas M. Walker: Debtor · Outcome: Case closed 2003-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas M. Walker closed
United States Bankruptcy Court, N.D. New York · No. 03-64252 · Filed Jun 19, 2003 · Closed Oct 16, 2003
Role of Thomas M. Walker: Debtor · Outcome: Case closed 2003-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas J. Walker, Jr. closed
United States Bankruptcy Court, N.D. Texas · No. 02-48012 · Filed Oct 15, 2002 · Closed Apr 28, 2003
Role of Thomas J. Walker, Jr.: Debtor · Outcome: Case closed 2003-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Thomas G. Walker closed
United States Bankruptcy Court, N.D. Texas · No. 02-33695 · Filed Apr 30, 2002 · Closed Sep 6, 2002
Role of Thomas G. Walker: Debtor · Outcome: Case closed 2002-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas Walker and Ernalee B Walker closed
United States Bankruptcy Court, S.D. Texas · No. 01-43679 · Filed Dec 14, 2001 · Closed Apr 29, 2002
Role of Thomas Walker and Ernalee B Walker: Debtor · Outcome: Case closed 2002-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas S. Walker and Lori Michelle Walker closed
United States Bankruptcy Court, N.D. Texas · No. 00-31077 · Filed Feb 16, 2000 · Closed Feb 26, 2007
Role of Thomas S. Walker and Lori Michelle Walker: Debtor · Outcome: Case closed 2007-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas J. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-99-15230 · Filed Sep 22, 1999 · Closed May 27, 2005
Role of Thomas J. Walker: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas C Walker closed
United States Bankruptcy Court, S.D. Texas · No. 99-22670 · Filed Sep 3, 1999 · Closed May 1, 2001
Role of Thomas C Walker: Debtor · Outcome: Case closed 2001-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas W. Walker closed
United States Bankruptcy Court, N.D. New York · No. 99-61984 · Filed Apr 14, 1999 · Closed Jan 10, 2002
Role of Thomas W. Walker: Debtor · Outcome: Case closed 2002-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas A Walker and Janice Walker closed
United States Bankruptcy Court, E.D. New York · No. 1-98-14412 · Filed Apr 3, 1998 · Closed Sep 10, 1998
Role of Thomas A Walker and Janice Walker: Debtor · Outcome: Case closed 1998-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas L. Walker and Barbara G. Walker closed
United States Bankruptcy Court, N.D. Texas · No. 97-39915 · Filed Oct 28, 1997 · Closed Mar 30, 1998
Role of Thomas L. Walker and Barbara G. Walker: Debtor · Outcome: Case closed 1998-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas M. Walker, Jr. and Cynthia L. Walker closed
United States Bankruptcy Court, N.D. Texas · No. 97-45495 · Filed Sep 22, 1997 · Closed Jan 30, 1998
Role of Thomas M. Walker, Jr.: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas R. Walker and Jacqueline C. Walker closed
United States Bankruptcy Court, W.D. New York · No. 1-97-14069 · Filed Jun 27, 1997 · Closed Oct 28, 1997
Role of Thomas R. Walker and Jacqueline C. Walker: Debtor · Outcome: Case closed 1997-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Thomas J. Walker — 2 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Nov 25, 2014 – May 24, 2016

Bankruptcy case: FTI Consulting, Inc., solely in its capacity as Se v. Pattern Energy Group, LP — filed Nov 25, 2014

United States Bankruptcy Court, S.D. New York docket "FTI Consulting, Inc., solely in its capacity as Se v. Pattern Energy Group, LP" filed Nov 25, 2014, closed May 24, 2016. R/C Pattern Energy Feeder, L.P. (related issuer) is listed as Party ("FTI Consulting, Inc., solely in its capacity as Se v. Pattern Energy Group, LP"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗R/C Pattern Energy Feeder, L.P. — PartnerFacts page ↗
Sources
Note · Jun 12, 2017

Thomas J. Walker appears on 1 deal that stopped filing before reaching its target

Riverstone Pattern Energy II, L.P. (last filing Jun 12, 2017; $0 sold of $720,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Riverstone Pattern Energy II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 7, 2016

Paid seller listed without a CRD number: Barak Capital Underwriting Ltd. — Riverstone Non-ECI Partners, L.P.

Barak Capital Underwriting Ltd. is listed as receiving sales compensation on 1 filing (Jul 7, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jul 7, 2016 ↗BrokerCheck search: Barak Capital Underwriting Ltd. ↗Riverstone Non-ECI Partners, L.P. — PartnerFacts page ↗
Sources
Note · Jan 1, 2010 – Jul 7, 2016

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Riverstone Non-ECI Partners, L.P. (latest filing Jul 7, 2016) · No amendment in the last 12 months on an offering that may still be open — R/C Pattern Energy Feeder, L.P. (latest filing May 6, 2010) · No amendment in the last 12 months on an offering that may still be open — R/C Pattern Energy Partners, L.P. (latest filing May 6, 2010) · No amendment in the last 12 months on an offering that may still be open — R/C Brazil Ethanol Coinvestment Partnership II, L.P. (latest filing Jan 4, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 7, 2016 ↗Riverstone Non-ECI Partners, L.P. — PartnerFacts page ↗Form D · May 6, 2010 ↗R/C Pattern Energy Feeder, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 19, 2017 – Dec 30, 2020

4 people are no longer listed on a later amendment

Thomas J. Walker is no longer listed on the Dec 30, 2020 amendment — Spruce House Partnership (QP) LP · Thomas J. Walker is no longer listed on the Oct 19, 2018 amendment — Riverstone Credit Partners II Co-Investment, L.P. · Thomas J. Walker is no longer listed on the Oct 19, 2018 amendment — Riverstone Credit Partners II, L.P. · Thomas J. Walker is no longer listed on the Oct 19, 2018 amendment — RCP Fund II Feeder, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Dec 30, 2019 ↗Form D/A · Dec 30, 2020 ↗Thomas J. Walker — PartnerFacts page ↗Spruce House Partnership (QP) LP — PartnerFacts page ↗
Sources
Note · May 12, 2009 – May 1, 2015

Thomas J. Walker is written 2 different ways on the filings

listed as "Thomas Walker" on 5 filings (from May 12, 2009), and "Thomas J. Walker" on 14 filings (from May 1, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 12, 2009 ↗Form D · May 1, 2015 ↗Thomas J. Walker — PartnerFacts page ↗
Sources
Note · Jul 18, 2023

Same name, different state: "Thomas Walker" (DC) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Walker" with address state DC, is listed on 1 filing — most recently by Grain Communications Opportunity Fund IV-D, SCSp (Jul 18, 2023). The two records do not overlap in time: this page runs May 1, 2015 to Jan 17, 2018; the other has one filing dated Jul 18, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Walker (DC) — PartnerFacts page ↗Form D · Jul 18, 2023 ↗Grain Communications Opportunity Fund IV-D, SCSp — PartnerFacts page ↗Thomas J. Walker (NY) — this page ↗
Sources
Note · Feb 23, 2023

Same name, different state: "Thomas Walker" (PR) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Walker" with address state PR, is listed on 4 filings — most recently by Unusual Machines, Inc. (Feb 23, 2023). The two records do not overlap in time: this page runs May 1, 2015 to Jan 17, 2018; the other has one filing dated Feb 23, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Walker (PR) — PartnerFacts page ↗Form D · Feb 23, 2023 ↗Unusual Machines, Inc. — PartnerFacts page ↗Thomas J. Walker (NY) — this page ↗
Sources
Note · Apr 19, 2021

Same name, different state: "Thomas Walker" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Walker" with address state A1, is listed on 1 filing — most recently by Wildpack Beverage Alberta Inc. (Apr 19, 2021). The two records do not overlap in time: this page runs May 1, 2015 to Jan 17, 2018; the other has one filing dated Apr 19, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Walker (A1) — PartnerFacts page ↗Form D · Apr 19, 2021 ↗Wildpack Beverage Alberta Inc. — PartnerFacts page ↗Thomas J. Walker (NY) — this page ↗
Sources
Note · Jan 4, 2010 – Feb 4, 2010

Same name, different state: "Thomas Walker III" (DE) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Walker III" with address state DE, is listed on 2 filings — most recently by North American Financial Holdings, Inc. (Feb 4, 2010). The two records do not overlap in time: this page runs May 1, 2015 to Jan 17, 2018; the other runs Jan 4, 2010 to Feb 4, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Walker III (DE) — PartnerFacts page ↗Form D/A · Feb 4, 2010 ↗North American Financial Holdings, Inc. — PartnerFacts page ↗Thomas J. Walker (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 18 offerings reports sales commissions totalling $4,590,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2019 D
Spruce House Partnership (QP) LP
File 021-356625
$0$0$0
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Jan 17, 2018 D
Riverstone AMR Partners-B, L.P.
File 021-303468
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2018 D
Riverstone AMR Partners-T, L.P.
File 021-303469
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2018 D
Riverstone AMR Partners-U, LLC
File 021-303471
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2018 D
RCP II NEPC Syndication Partners Feeder, L.P.
File 021-303329
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2018 D
RCP II NEPC Syndication Partners, L.P.
File 021-303326
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2017 D
Riverstone AMR Partners, L.P.
File 021-298679
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2017 D
Riverstone Credit Partners II Co-Investment, L.P.
File 021-297121
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2017 D
RCP Fund II Feeder, L.P.
File 021-297110
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2017 D
Riverstone Credit Partners II, L.P.
File 021-297107
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2017 D
Riverstone Vista Capital Partners, L.P.
File 021-290807
$0$0$0Riverstone Capital Services LLC BrokerCheck CRD 172056 ↗EDGAR ↗
Jun 12, 2017 D
Riverstone Pattern Energy II, L.P.
File 021-288508
$4,590,000 (est.)$0$0
Riverstone Capital Services LLC, an affiliate of Riverstone Holdings LLC, is entitled to the fee referenced in Section 15 in accordance with the organizational documents of the Issuers.
Riverstone Capital Services LLC BrokerCheck CRD 172056 ↗EDGAR ↗
Jul 7, 2016 D/A
Riverstone Non-ECI Partners, L.P.
File 021-239005
$0 (est.)$0$0Riverstone Capital Services LLC BrokerCheck CRD 172056 ↗
via Riverstone Capital Services LLC (CRD 172056 ↗)

Barak Capital Underwriting Ltd. no CRD number reported
via Barak Capital Underwriting Ltd.
EDGAR ↗
Jan 7, 2016 D
Riverstone Strategic CIOC Partners, L.P.
File 021-254754
$0$0$0None listed on this filingEDGAR ↗
May 6, 2010 D
R/C Pattern Energy Partners, L.P.
File 021-141609
$0$0$0 (est.)
Issuer's confidential offering materials more fully discuss management fees entitled by Investment Manager, an affiliate.
None listed on this filingEDGAR ↗
May 6, 2010 D
R/C Pattern Energy Feeder, L.P.
File 021-141618
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss annual fees entitled by Investment Manager, an affiliate.
None listed on this filingEDGAR ↗
Jan 4, 2010 D
R/C Brazil Ethanol Coinvestment Partnership II, L.P.
File 021-137404
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate.
None listed on this filingEDGAR ↗
May 12, 2009 D
Legend Natural Gas IV, LP
File 021-130875
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Thomas J. Walker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SH
Pooled Investment Fund · group: Spruce House

Spruce House Partnership (QP) LP

New York, NY · Dec 30, 2019
  • Dec 30, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (President, Treasurer and Secretary of the General Partner of the Issuer.) EDGAR ↗

Raised $440M from 54 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RA
Pooled Investment Fund · group: Riverstone

Riverstone AMR Partners-U, LLC

New York, NY · Jan 17, 2018
  • Jan 17, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RA
Pooled Investment Fund · group: Riverstone

Riverstone AMR Partners-T, L.P.

New York, NY · Jan 17, 2018
  • Jan 17, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Managing Director of the Top Member) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RA
Pooled Investment Fund · group: Riverstone

Riverstone AMR Partners-B, L.P.

New York, NY · Jan 17, 2018
  • Jan 17, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RN
Pooled Investment Fund · group: Riverstone

RCP II NEPC Syndication Partners Feeder, L.P.

New York, NY · Jan 16, 2018
  • Jan 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RN
Pooled Investment Fund · group: Riverstone

RCP II NEPC Syndication Partners, L.P.

New York, NY · Jan 16, 2018
  • Jan 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RA
Pooled Investment Fund · group: Riverstone

Riverstone AMR Partners, L.P.

New York, NY · Nov 14, 2017
  • Nov 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverstone

Riverstone Credit Partners II Co-Investment, L.P.

New York, NY · Oct 20, 2017
  • Oct 20, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager.) EDGAR ↗

Raised $5.49M from 10 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RF
Pooled Investment Fund · group: Riverstone

RCP Fund II Feeder, L.P.

New York, NY · Oct 19, 2017
  • Oct 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager.) EDGAR ↗

Raised $284.9M from 38 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverstone

Riverstone Credit Partners II, L.P.

New York, NY · Oct 19, 2017
  • Oct 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager.) EDGAR ↗

Raised $721.1M from 66 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RV
Pooled Investment Fund

Riverstone Vista Capital Partners, L.P.

New York, NY · Jul 14, 2017
  • Jul 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Director of the Sole Member of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: Riverstone

Riverstone Pattern Energy II, L.P.

New York, NY · Jun 12, 2017
  • Jun 12, 2017 · D · $0 sold of $720,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RN
Pooled Investment Fund

Riverstone Non-ECI Partners, L.P.

New York, NY · May 1, 2015 → Jul 7, 2016 · 2 filings
  • Jul 7, 2016 · D/A · $256,250,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $256.3M from 7 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund

Riverstone Strategic CIOC Partners, L.P.

New York, NY · Jan 7, 2016
  • Jan 7, 2016 · D · $17,004,246 sold of $17,004,246 · 1 investors · min. No minimum reported · role: Director (Director of General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $17M from 1 investor (100% of the $17M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: R C Pattern Energy

R/C Pattern Energy Feeder, L.P.

New York, NY · May 6, 2010
  • May 6, 2010 · D · $59,375,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer ("Authorized Person of R/C Renewable Energy GP II, LLC, general partner of Issuer's general partner: Riverstone/Carlyle Renewable Energy Partners II Wind, L.P. (""General Partner"")") EDGAR ↗

Raised $59.4M from 14 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: R C Pattern Energy

R/C Pattern Energy Partners, L.P.

New York, NY · May 6, 2010
  • May 6, 2010 · D · $266,425,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer ("Authorized Person of R/C Renewable Energy GP II, LLC, general partner of Issuer's general partner: Riverstone/Carlyle Renewable Energy Partners II Wind, L.P. (""General Partner"")") EDGAR ↗

Raised $266.4M from 9 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund

R/C Brazil Ethanol Coinvestment Partnership II, L.P.

New York, NY · Jan 4, 2010
  • Jan 4, 2010 · D · $3,573,694 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer ("Authorized Person of R/C Renewable Energy GP II, LLC, general parner of Issuer's general partner: Riverstone/Carlyle Renewable Energy Partners II, L.L.C. (""General Partner"")") EDGAR ↗

Raised $3.57M as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LN
Oil and Gas

Legend Natural Gas IV, LP

Katy, TX · May 12, 2009
  • May 12, 2009 · D · $400,000,000 sold of $400,000,000 · 8 investors · min. No minimum reported · role: Executive Officer (Authorized Officer of LNG IV GP LLC, the General and/or Managing Partner of the Issuer) EDGAR ↗

Raised $400M from 8 investors (100% of the $400M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas Walker III — DE, 1 issuer, Jan 4, 2010 → Feb 4, 2010 · no shared issuer
  • THOMAS M. WALKER — WA, 1 issuer, Aug 24, 2010 → May 24, 2011 · no shared issuer
  • Thomas L. Walker — VA, 1 issuer, Feb 21, 2017 → Jan 5, 2024 · no shared issuer
  • Thomas Walker — British Columbia, Canada (as filed: A1), 1 issuer, Apr 19, 2021 → Apr 19, 2021 · no shared issuer
  • Thomas Walker — Puerto Rico (as filed: PR), 1 issuer, Feb 23, 2023 → Feb 23, 2023 · no shared issuer
  • Thomas Walker — DC, 1 issuer, Jul 18, 2023 → Jul 18, 2023 · no shared issuer
  • Thomas Andrew Walker — VA, 1 issuer, Apr 19, 2013 → Apr 19, 2013 · no shared issuer

People around Thomas 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RH
Management entity

Riverstone Holdings LLC

Promoter · 10 shared filings (10 issuers) · also on 32 other issuers

Riverstone Holdings LLC is on 42 issuers in total — a repeat sponsor. Their page lists every one.

RF
Management entity

RCP II F1 GP, L.L.C.

Promoter · 5 shared filings (5 issuers)

RCP II F1 GP, L.L.C. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RE
Management entity

Riverstone Energy GP VI Corp

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

Riverstone Energy GP VI Corp is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RE
Management entity

Riverstone Energy Partners VI, L.P.

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RN
Management entity

Riverstone Non-ECI GP Ltd.

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RN
Management entity

Riverstone Non-ECI GP Cayman LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RI
Management entity

Riverstone Investment Group LLC

Promoter · 2 shared filings (1 issuer) · also on 14 other issuers

Riverstone Investment Group LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SH
Management entity

Spruce House Capital LLC

Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RI
Management entity

REL IP General Partner Limited

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RG
Management entity

RVCP GP, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

RV
Management entity

Riverstone Vista Holdings Limited

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David M. Leuschen

Director · 11 shared filings (11 issuers) · also on 40 other issuers

David M. Leuschen is on 51 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre F. Lapeyre, Jr.

Director · 10 shared filings (10 issuers) · also on 42 other issuers

Pierre F. Lapeyre, Jr. is on 52 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Haskopoulos

Director · 2 shared filings (1 issuer) · also on 18 other issuers

Peter Haskopoulos is on 19 issuers in total — a repeat sponsor. Their page lists every one.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Sternberg

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Stein

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Benjamin Stein is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James A. Winne III

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Becci

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Beard

Director · 1 shared filing (1 issuer) · also on 38 other issuers

Gregory Beard is on 39 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Coats

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Panagiotis Haskopoulos

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Lapeye, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Walker. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Riverstone

29 issuers · 40 filings · $12.42B reported sold · 2012–2020

One team, 29 deal companies. Thomas J. Walker is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas J. Walker.

RC
Sponsor group

R C Pattern Energy

2 issuers · 2 filings · $325.8M reported sold · 2010–2010

One team, 2 deal companies. Thomas J. Walker is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas J. Walker.

SH
Sponsor group

Spruce House

4 issuers · 36 filings · $2.33B reported sold · 2009–2026

One team, 4 deal companies. Thomas J. Walker is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas J. Walker.

Same business address

47 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Spruce House Partnership (QP) LP, Riverstone Non-ECI Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas J. Walker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas J. Walker is listed on: none on file. No website or social profile named in Legend Natural Gas IV, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #371,281 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Katy, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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