Thomas Iwanski is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Jul 2014 and Oct 2014: Medbox, Inc. (Los Angeles, CA — other health care — 2014; $8.63M reported sold to 3 investors).
What this means One deal on file with the SEC, filed Oct 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Guy Marsala (3 shared filings), Matthew Feinstein (3 shared filings), Ned L. Siegel (3 shared filings), Vincent Mehdizadeh (3 shared filings), Mitchell J. Lowe (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Thomas Iwanski and found 13 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Vincent Mehdizadeh (Mar 30, 2017); Bankruptcy case: John Thomas Iwanski; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.