PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

Sponsor Check › Person

TS
No photo found yet (own website and image search run after this page is viewed)

Thomas Sullivan

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 13, 2019 → Sep 7, 2021

1deal (issuers)
$129.8Mreported sold
4investors
3Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Sullivan is listed as a director on 3 SEC Form D filings by 1 issuer between Dec 2019 and Sep 2021: Investcorp Credit Management BDC, Inc. (New York, NY — pooled investment fund — 2019–2021; $129.8M reported sold to 4 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher E. Jansen (3 shared filings), Julie Persily (3 shared filings), Michael C. Mauer (3 shared filings), Rocco DelGuercio (3 shared filings), Keith Lee (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuer belongs to the sponsor group Investcorp (7 issuers, $681.9M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Investcorp has 7 companies on file and $681.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Thomas Sullivan and found 7 differences: Offering amount changed between filings; Same name, different state: "THOMAS SULLIVAN" (IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Sullivan has not run yet — it is joining a line of 17,323 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

WEISS, EDWARD v. SULLIVAN, THOMAS J. JR. dismissed
District Court, E.D. New York · No. · Filed Jan 6, 1987 · Closed Feb 5, 1988 · Nature of suit: 380 Other personal property damage
Role of SULLIVAN, THOMAS J. JR.: Defendant · Outcome: Terminated 1988-02-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Sullivan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Thomas D. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 18-30844 · Filed Jun 12, 2018 · Closed Oct 16, 2018
Role of Thomas D. Sullivan: Debtor · Outcome: Case closed 2018-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas A. Sullivan, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 16-10667 · Filed Apr 14, 2016 · Closed Aug 9, 2016
Role of Thomas A. Sullivan, Jr.: Debtor · Outcome: Case closed 2016-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-15-74388 · Filed Oct 13, 2015 · Closed Dec 7, 2018
Role of Thomas Sullivan: Debtor · Outcome: Case closed 2018-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas M. Sullivan and Maureen E. Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 1-14-46264 · Filed Dec 15, 2014 · Closed Oct 20, 2015
Role of Thomas M. Sullivan and Maureen E. Sullivan: Debtor · Outcome: Case closed 2015-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas J. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 12-10595 · Filed Mar 6, 2012 · Closed Feb 10, 2014
Role of Thomas J. Sullivan: Debtor · Outcome: Case closed 2014-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan/Boss Property Group LP v. William Muschel, LLC closed
United States Bankruptcy Court, S.D. New York · No. 10-03350 · Filed Jul 12, 2010 · Closed Jan 26, 2011
Role of Thomas Sullivan/Boss Property Group LP: Plaintiff · Outcome: Case closed 2011-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan/ Boss Property Group LP v. Bram Will EL, LLC closed
United States Bankruptcy Court, S.D. New York · No. 10-03351 · Filed Jul 12, 2010 · Closed Jan 26, 2011
Role of Thomas Sullivan/ Boss Property Group LP: Plaintiff · Outcome: Case closed 2011-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 1-10-44960 · Filed May 27, 2010 · Closed Sep 9, 2010
Role of Thomas Sullivan: Debtor · Outcome: Case closed 2010-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-03-81656 · Filed Mar 15, 2003 · Closed Jul 31, 2003
Role of Thomas Sullivan: Debtor · Outcome: Case closed 2003-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas W. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 02-66692 · Filed Nov 4, 2002 · Closed Mar 28, 2003
Role of Thomas W. Sullivan: Debtor · Outcome: Case closed 2003-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas W. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 00-65686 · Filed Nov 16, 2000 · Closed May 8, 2001
Role of Thomas W. Sullivan: Debtor · Outcome: Case closed 2001-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas D Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-00-85685 · Filed Aug 23, 2000 · Closed Jan 5, 2001
Role of Thomas D Sullivan: Debtor · Outcome: Case closed 2001-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas W. Sullivan closed
United States Bankruptcy Court, W.D. New York · No. 2-98-23766 · Filed Oct 8, 1998 · Closed Feb 11, 1999
Role of Thomas W. Sullivan: Debtor · Outcome: Case closed 1999-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas P O'Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-98-87827 · Filed Jul 31, 1998 · Closed Nov 25, 1998
Role of Thomas P O'Sullivan: Debtor · Outcome: Case closed 1998-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 1-97-22425 · Filed Nov 5, 1997 · Closed Mar 11, 1998
Role of Thomas Sullivan: Debtor · Outcome: Case closed 1998-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas J. Sullivan, Jr. and Lois J. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 96-14324 · Filed Aug 19, 1996 · Closed Jan 13, 1997
Role of Thomas J. Sullivan, Jr.: Debtor · Outcome: Case closed 1997-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Thomas L. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 95-14930 · Filed Dec 22, 1995 · Closed May 24, 1996
Role of Thomas L. Sullivan: Debtor · Outcome: Case closed 1996-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 354 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas Sullivan (compared 3 filings on Oct 24, 2026)

Note · Mar 20, 2020 – Sep 7, 2021

Offering amount changed between filings — Investcorp Credit Management BDC, Inc.

The Mar 20, 2020 filing says $2,308,590 offered; the Sep 7, 2021 Form D/A says $5,450,166.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 20, 2020 ↗Form D/A (later) · Sep 7, 2021 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Dec 13, 2019 – Mar 20, 2020

Offering amount changed between filings — Investcorp Credit Management BDC, Inc.

The Dec 13, 2019 filing says $1,156,565 offered; the Mar 20, 2020 Form D/A says $2,308,590.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 13, 2019 ↗Form D/A (later) · Mar 20, 2020 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Jan 4, 2013 – Jan 30, 2026

Same name, different state: "THOMAS SULLIVAN" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "THOMAS SULLIVAN" with address state IL, is listed on 9 filings — most recently by LVPA OS II Holdings III REIT, LLC (Jan 30, 2026). Both records have filings in the same period (Dec 13, 2019 to Sep 7, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

THOMAS SULLIVAN (IL) — PartnerFacts page ↗Form D · Jan 30, 2026 ↗LVPA OS II Holdings III REIT, LLC — PartnerFacts page ↗Thomas Sullivan (NY) — this page ↗
Sources
Note · Jul 2, 2013 – Jul 15, 2015

Same name, different state: "Thomas R. Sullivan" (NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas R. Sullivan" with address state NC, is listed on 2 filings — most recently by OBX Computing Corp (Jul 15, 2015). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 7, 2021; the other runs Jul 2, 2013 to Jul 15, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas R. Sullivan (NC) — PartnerFacts page ↗Form D · Jul 15, 2015 ↗OBX Computing Corp — PartnerFacts page ↗Thomas Sullivan (NY) — this page ↗
Sources
Note · Mar 7, 2012

Same name, different state: "Thomas M Sullivan" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas M Sullivan" with address state PA, is listed on 1 filing — most recently by Innovation Garden Accelerator Fund, L.P. (Mar 7, 2012). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 7, 2021; the other has one filing dated Mar 7, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas M Sullivan (PA) — PartnerFacts page ↗Form D · Mar 7, 2012 ↗Innovation Garden Accelerator Fund, L.P. — PartnerFacts page ↗Thomas Sullivan (NY) — this page ↗
Sources
Note · Nov 8, 2011

Same name, different state: "Thomas P. Sullivan" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas P. Sullivan" with address state CA, is listed on 1 filing — most recently by 1595 Pacific Avenue Limited Partnership (Nov 8, 2011). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 7, 2021; the other has one filing dated Nov 8, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas P. Sullivan (CA) — PartnerFacts page ↗Form D · Nov 8, 2011 ↗1595 Pacific Avenue Limited Partnership — PartnerFacts page ↗Thomas Sullivan (NY) — this page ↗
Sources
Note · Nov 12, 2008 – Nov 24, 2010

Same name, different state: "Thomas G Sullivan" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas G Sullivan" with address state VA, is listed on 9 filings — most recently by DILON TECHNOLOGIES INC (Nov 24, 2010). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 7, 2021; the other runs Nov 12, 2008 to Nov 24, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas G Sullivan (VA) — PartnerFacts page ↗Form D/A · Nov 24, 2010 ↗DILON TECHNOLOGIES INC — PartnerFacts page ↗Thomas Sullivan (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 7, 2021 D/A
Investcorp Credit Management BDC, Inc.
File 021-355469
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IC
Pooled Investment Fund · group: Investcorp

Investcorp Credit Management BDC, Inc.

New York, NY · Dec 13, 2019 → Sep 7, 2021 · 3 filings
  • Sep 7, 2021 · D/A · $5,450,166 sold of $5,450,166 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2020 · D/A · $2,308,590 sold of $2,308,590 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 13, 2019 · D · $1,156,565 sold of $1,156,565 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $129.8M from 4 investors (100% of the $5.45M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • THOMAS SULLIVAN — IL, 2 issuers, Jan 4, 2013 → Jan 30, 2026 · no shared issuer
  • Thomas G Sullivan — VA, 1 issuer, Nov 12, 2008 → Nov 24, 2010 · no shared issuer
  • Thomas P. Sullivan — CA, 1 issuer, Nov 8, 2011 → Nov 8, 2011 · no shared issuer
  • Thomas M Sullivan — PA, 1 issuer, Mar 7, 2012 → Mar 7, 2012 · no shared issuer
  • Thomas R. Sullivan — NC, 1 issuer, Jul 2, 2013 → Jul 15, 2015 · no shared issuer
  • Thomas Sullivan — NJ, 1 issuer, Mar 6, 2018 → Mar 6, 2018 · no shared issuer
  • Thomas Sullivan — WI, 1 issuer, Aug 17, 2022 → Aug 17, 2022 · no shared issuer

People around Thomas 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C. Mauer

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Sullivan. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher E. Jansen

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Sullivan. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Persily

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Sullivan. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rocco DelGuercio

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Rocco DelGuercio is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Lee

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Keith Lee is on 12 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Shaiman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Sullivan. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Investcorp

7 issuers · 18 filings · $681.9M reported sold · 2011–2026

One team, 7 deal companies. Thomas Sullivan is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Sullivan.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Sullivan is listed on: none on file. No website or social profile named in Investcorp Credit Management BDC, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #182,518 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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