PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

Sponsor Check › Person

TC
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Thomas E. Carter

Named as an officer, director or promoter on SEC Form D filings · OH · Dec 13, 2010 → Dec 13, 2010

2deals (issuers)
$0reported sold
0investors
2Form D filings
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas E. Carter is listed as a promoter on 2 SEC Form D filings by 2 issuers in Dec 2010: Worthington Square Venture, LLC (Fort Worth, TX — commercial — 2010) and WSV Lenders, LLC (Fort Worth, TX — commercial — 2010).

What this means 2 separate companies raised money with this person listed as promoter. Across those companies the filings report $0 sold in total.

Listed alongside -1- -1- Worthington Square Venture Manager, LLC (2 shared filings, management entity), G. Walter Floyd (2 shared filings) and William A. Morris (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 2 issuers belong to the sponsor group Group linked by William A. Morris (7 issuers, $0 reported sold, 2010–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by William A. Morris has 7 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 27 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Thomas E. Carter and found 3 differences: Thomas E. Carter appears on 2 deals that stopped filing before reaching their target; Same name, different state: "Thomas E. Carter" (IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas E. Carter has not run yet — it is joining a line of 39,249 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Thomas Carter Litigation release
SEC · Aug 29, 2002 · Parties as named in the release: Thomas Carter Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
Thomas Carter Litigation release
SEC · Jun 25, 2001 · Parties as named in the release: Thomas Carter Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
Thomas Carter Litigation release
SEC · Sep 6, 2000 · Parties as named in the release: Thomas Carter Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas E. Carter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 1 open, 26 closed (disposition not in docket feed)

Thomas A. Carter and Cynthia M. Carter open
United States Bankruptcy Court, N.D. Ohio · No. 25-32692 · Filed Dec 16, 2025
Role of Thomas A. Carter and Cynthia M. Carter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas C Carter, Jr. closed
United States Bankruptcy Court, N.D. Ohio · No. 22-50692 · Filed Jun 15, 2022 · Closed Oct 25, 2022
Role of Thomas C Carter, Jr.: Debtor · Outcome: Case closed 2022-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas Carter and Jullana Carter closed
United States Bankruptcy Court, N.D. Texas · No. 20-43075 · Filed Sep 30, 2020 · Closed Jan 5, 2021
Role of Thomas Carter and Jullana Carter: Debtor · Outcome: Case closed 2021-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas L Carter closed
United States Bankruptcy Court, N.D. Ohio · No. 15-33266 · Filed Oct 8, 2015 · Closed Feb 2, 2016
Role of Thomas L Carter: Debtor · Outcome: Case closed 2016-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas L. Carter and Marlene E Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:09-bk-33659 · Filed Jun 16, 2009 · Closed Oct 28, 2009
Role of Thomas L. Carter and Marlene E Carter: Debtor · Outcome: Case closed 2009-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas M Carter closed
United States Bankruptcy Court, N.D. Ohio · No. 08-35915 · Filed Oct 31, 2008 · Closed Mar 10, 2009
Role of Thomas M Carter: Debtor · Outcome: Case closed 2009-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas Carter, Jr. and Elvira Marie Green Carter closed
United States Bankruptcy Court, N.D. Texas · No. 05-86752 · Filed Oct 31, 2005 · Closed Feb 15, 2011
Role of Thomas Carter, Jr.: Debtor · Outcome: Case closed 2011-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX)
Thomas M. Carter and Robin S Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-75623 · Filed Oct 14, 2005 · Closed Mar 15, 2006
Role of Thomas M. Carter and Robin S Carter: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas L. Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-34084 · Filed Apr 27, 2005 · Closed May 9, 2006
Role of Thomas L. Carter: Debtor · Outcome: Case closed 2006-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas A. Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-50691 · Filed Jan 18, 2005 · Closed Aug 16, 2006
Role of Thomas A. Carter: Debtor · Outcome: Case closed 2006-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas A Carter and Tammy S Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-38160 · Filed Sep 21, 2004 · Closed Jul 1, 2008
Role of Thomas A Carter and Tammy S Carter: Debtor · Outcome: Case closed 2008-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas W. Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-64070 · Filed Sep 7, 2004 · Closed Feb 2, 2005
Role of Thomas W. Carter: Debtor · Outcome: Case closed 2005-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas J. Carter and Karen S. Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-40643 · Filed Dec 9, 2003 · Closed Jun 29, 2007
Role of Thomas J. Carter and Karen S. Carter: Debtor · Outcome: Case closed 2007-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas D. Carter and Andrea Carter closed
United States Bankruptcy Court, S.D. Texas · No. 03-44736 · Filed Oct 15, 2003 · Closed Feb 23, 2004
Role of Thomas D. Carter and Andrea Carter: Debtor · Outcome: Case closed 2004-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas D. Carter closed
United States Bankruptcy Court, N.D. Ohio · No. 03-36488 · Filed Aug 18, 2003 · Closed Jan 7, 2004
Role of Thomas D. Carter: Debtor · Outcome: Case closed 2004-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas A Carter and Tammy S Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-39159 · Filed Dec 3, 2002 · Closed Sep 7, 2004
Role of Thomas A Carter and Tammy S Carter: Debtor · Outcome: Case closed 2004-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas C. Carter and Judith K. Carter closed
United States Bankruptcy Court, S.D. Texas · No. 02-42880 · Filed Nov 4, 2002 · Closed Nov 9, 2004
Role of Thomas C. Carter and Judith K. Carter: Debtor · Outcome: Case closed 2004-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas L Carter and Mary M Carter closed
United States Bankruptcy Court, S.D. Texas · No. 01-40784 · Filed Oct 2, 2001 · Closed Jan 30, 2002
Role of Thomas L Carter and Mary M Carter: Debtor · Outcome: Case closed 2002-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas H Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:01-bk-32885 · Filed Apr 26, 2001 · Closed Apr 29, 2003
Role of Thomas H Carter: Debtor · Outcome: Case closed 2003-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas Carter and Cynthia M. Carter closed
United States Bankruptcy Court, N.D. Ohio · No. 00-30511 · Filed Feb 14, 2000 · Closed Jun 29, 2000
Role of Thomas Carter and Cynthia M. Carter: Debtor · Outcome: Case closed 2000-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas N Carter closed
United States Bankruptcy Court, S.D. Texas · No. 98-40927 · Filed Oct 15, 1998 · Closed Oct 7, 2003
Role of Thomas N Carter: Debtor · Outcome: Case closed 2003-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas J Carter and Tecia S Carter closed
United States Bankruptcy Court, S.D. Texas · No. 98-20800 · Filed May 22, 1998 · Closed Sep 15, 1998
Role of Thomas J Carter and Tecia S Carter: Debtor · Outcome: Case closed 1998-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Thomas L Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 1:96-bk-15338 · Filed Oct 17, 1996 · Closed Apr 29, 1997
Role of Thomas L Carter: Debtor · Outcome: Case closed 1997-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas R Carter closed
United States Bankruptcy Court, N.D. Ohio · No. 94-40989 · Filed Jun 3, 1994 · Closed Nov 4, 1994
Role of Thomas R Carter: Debtor · Outcome: Case closed 1994-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas E Carter and Diana L Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 2:94-bk-50168 · Filed Jan 13, 1994 · Closed May 26, 1994
Role of Thomas E Carter and Diana L Carter: Debtor · Outcome: Case closed 1994-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH)
Thomas A Carter and Suzette Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 2:91-bk-29623 · Filed Dec 18, 1991 · Closed Jan 4, 1993
Role of Thomas A Carter and Suzette Carter: Debtor · Outcome: Case closed 1993-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
Thomas R. Carter and Bettye J. Carter closed
United States Bankruptcy Court, S.D. Ohio · No. 3:91-bk-30808 · Filed Feb 19, 1991 · Closed Dec 11, 1995
Role of Thomas R. Carter and Bettye J. Carter: Debtor · Outcome: Case closed 1995-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 430 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (OH); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Thomas E. Carter (compared 2 filings on Oct 24, 2026)

Note · Dec 13, 2010

Thomas E. Carter appears on 2 deals that stopped filing before reaching their target

Worthington Square Venture, LLC (last filing Dec 13, 2010; $0 sold of $7,700,000); WSV Lenders, LLC (last filing Dec 13, 2010; $0 sold of $1,200,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Worthington Square Venture, LLC — PartnerFacts page ↗WSV Lenders, LLC — PartnerFacts page ↗
Sources
Note · Apr 26, 2021 – Mar 14, 2022

Same name, different state: "Thomas E. Carter" (IL) is a separate record

This page covers filings where the address state is OH. A separate record, "Thomas E. Carter" with address state IL, is listed on 2 filings — most recently by Community Bank Corp. (Mar 14, 2022). The two records do not overlap in time: this page has one filing dated Dec 13, 2010; the other runs Apr 26, 2021 to Mar 14, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas E. Carter (IL) — PartnerFacts page ↗Form D · Mar 14, 2022 ↗Community Bank Corp. — PartnerFacts page ↗Thomas E. Carter (OH) — this page ↗
Sources
Note · Nov 15, 2012 – Oct 21, 2013

Same name, different state: "Thomas Carter" (VA) is a separate record

This page covers filings where the address state is OH. A separate record, "Thomas Carter" with address state VA, is listed on 3 filings — most recently by Lewis & Clark Pharmaceuticals, Inc. (Oct 21, 2013). The two records do not overlap in time: this page has one filing dated Dec 13, 2010; the other runs Nov 15, 2012 to Oct 21, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Carter (VA) — PartnerFacts page ↗Form D/A · Oct 21, 2013 ↗Lewis & Clark Pharmaceuticals, Inc. — PartnerFacts page ↗Thomas E. Carter (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 13, 2010 D
Worthington Square Venture, LLC
File 021-151798
$0$0$200,000 (est.)
$200,000 Due Diligence Fee to Worthington Square Venture Manager,LLC, the Manager of the LLC
None listed on this filingEDGAR ↗
Dec 13, 2010 D
WSV Lenders, LLC
File 021-151787
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas E. Carter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WS
Commercial · group: Group linked by William A. Morris

Worthington Square Venture, LLC

Fort Worth, TX · Dec 13, 2010
  • Dec 13, 2010 · D · $0 sold of $7,700,000 · 0 investors · min. $100,000 · role: Promoter (Promoter and Manager of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WL
Commercial · group: Group linked by William A. Morris

WSV Lenders, LLC

Fort Worth, TX · Dec 13, 2010
  • Dec 13, 2010 · D · $0 sold of $1,200,000 · 0 investors · min. $100,000 · role: Promoter (Promoter and Manager of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Thomas 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William A. Morris

Promoter · 2 shared filings (2 issuers) · also on 11 other issuers

William A. Morris is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

G. Walter Floyd

Promoter · 2 shared filings (2 issuers) · also on 4 other issuers

G. Walter Floyd is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

GL
Sponsor group

Group linked by William A. Morris

7 issuers · 7 filings · $0 reported sold · 2010–2011

One team, 7 deal companies. Thomas E. Carter is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas E. Carter.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas E. Carter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas E. Carter is listed on: none on file. No website or social profile named in Worthington Square Venture, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,374 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fort Worth, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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