Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

Sponsor Check › Person

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Thomas Dwan

Named as an officer, director or promoter on SEC Form D filings · NV · Sep 17, 2020 → Sep 17, 2020

1deal (issuers)

$4.5Mreported sold

11investors

1Form D filing

2020year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Dwan is listed as a director on 1 SEC Form D filing by 1 issuer in Sep 2020: Metric Gaming Holdings Corp. (Las Vegas, NV — industry reported as "Other" — 2020; $4.5M reported sold to 11 investors).

What this means One deal on file with the SEC, filed Sep 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jim Supple (1 shared filing), Keith Hayes (1 shared filing), Martin de Knijff (1 shared filing) and Steven Paterson (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 state regulator order, 27 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Thomas Dwan and found 3 differences, 1 worth asking the sponsor about: AR securities regulator cease and desist order naming Thomas Dwan (May 29, 2003); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Dwan has not run yet — it is joining a line of 58,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 650 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 dismissed

Dwan v. Davol, Inc./C.R. Bard, Inc. Polypropylene Hernia Mesh Products Liability Litigation open

District Court, S.D. Ohio · No. 2:23-cv-04121 · Filed Dec 15, 2023

Role of Dwan: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in OH (not a filing state)

DWAN SUBARU, INC. v. SHERMAN, WILLIAM J. dismissed

District Court, D. Connecticut · No. · Filed Aug 13, 1991 · Closed Sep 16, 1993 · Nature of suit: 380 Other personal property damage

Role of DWAN SUBARU, INC.: Plaintiff · Outcome: Terminated 1993-09-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in CT (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Cease and Desist Order AR · Arkansas Securities Department

Order date May 29, 2003 · Regulator: Arkansas Securities Department · C-03-020-03-CD01 · Parties (regulator's caption): VERSATILE MORTGAGE, INC.; MERGE MORTGAGE, INC.; MERGING ENTERPRISES, INC.; RENALDO D. ROBINSON; SHIRLENA L. WRIGHT, BRIAN RODGERS; RUBY ALEXANDER; JAMES BURKS, DWAN ROBINSON. AND ODELL KENNEDY

As listed by the regulator: Cease and Desist Order and Suspension of Mortgage Loan Company Registration. Order / docket ↗ Regulator's list ↗

same rare surname (2 people in Form D filings); surname only; regulator in AR (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Dwan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 2 open, 25 closed (disposition not in docket feed)

William Alexander and Dwan Alexander open

United States Bankruptcy Court, M.D. Florida · No. 6:26-bk-04737 · Filed Jun 25, 2026

Role of William Alexander and Dwan Alexander: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in FL (not a filing state)

Dwan Marvin Taylor, Jr. and Rachel Nicole Taylor closed

United States Bankruptcy Court, E.D. Kentucky · No. 22-50259 · Filed Mar 25, 2022 · Closed Jul 13, 2022

Role of Dwan Marvin Taylor, Jr. and Rachel Nicole Taylor: Debtor · Outcome: Case closed 2022-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in KY (not a filing state)

Mark Anthony dushane Bryant and Dwan Lashel Bryant closed

United States Bankruptcy Court, E.D. Michigan · No. 18-20251 · Filed Feb 13, 2018 · Closed Jan 24, 2020

Role of Mark Anthony dushane Bryant and Dwan Lashel Bryant: Debtor · Outcome: Case closed 2020-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in MI (not a filing state)

Jose R Sosa-Santiago and Dwan E Sosa closed

United States Bankruptcy Court, D. Minnesota · No. 15-42334 · Filed Jun 30, 2015 · Closed Dec 7, 2020

Role of Jose R Sosa-Santiago and Dwan E Sosa: Debtor · Outcome: Case closed 2020-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in MN (not a filing state)

Jeffrey Heath Dunn and Dwan Michelle Dunn closed

United States Bankruptcy Court, W.D. Texas · No. 14-11535 · Filed Oct 7, 2014 · Closed Apr 29, 2015

Role of Jeffrey Heath Dunn and Dwan Michelle Dunn: Debtor · Outcome: Case closed 2015-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)

Jeffery Rogers and Dwan D. Golphin closed

United States Bankruptcy Court, M.D. Georgia · No. 14-10580 · Filed Apr 30, 2014 · Closed Jun 17, 2019

Role of Jeffery Rogers and Dwan D. Golphin: Debtor · Outcome: Case closed 2019-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in GA (not a filing state)

Jeffrey Heath Dunn and Dwan Michelle Dunn closed

United States Bankruptcy Court, W.D. Texas · No. 13-12195 · Filed Dec 3, 2013 · Closed Jan 31, 2014

Role of Jeffrey Heath Dunn and Dwan Michelle Dunn: Debtor · Outcome: Case closed 2014-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)

Randy A Bates and Dwan J Bates closed

United States Bankruptcy Court, D. Idaho · No. 13-40918 · Filed Jul 23, 2013 · Closed Mar 12, 2015

Role of Randy A Bates and Dwan J Bates: Debtor · Outcome: Case closed 2015-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in ID (not a filing state)

Dwan Marvin Taylor, Jr. and Rachel Nicole Taylor closed

United States Bankruptcy Court, E.D. Kentucky · No. 12-52915 · Filed Nov 15, 2012 · Closed Mar 5, 2013

Role of Dwan Marvin Taylor, Jr. and Rachel Nicole Taylor: Debtor · Outcome: Case closed 2013-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in KY (not a filing state)

William H. Moore and Dwan T. Moore closed

United States Bankruptcy Court, M.D. North Carolina · No. 11-81073 · Filed Jun 30, 2011 · Closed Oct 12, 2011

Role of William H. Moore and Dwan T. Moore: Debtor · Outcome: Case closed 2011-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in NC (not a filing state)

Dwan's Furniture Showcase, Inc. closed

United States Bankruptcy Court, D. Connecticut · No. 10-52062 · Filed Aug 30, 2010 · Closed Oct 19, 2010

Role of Dwan's Furniture Showcase, Inc.: Debtor · Outcome: Case closed 2010-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in CT (not a filing state)

Thomas J. Dwan closed

United States Bankruptcy Court, D. Connecticut · No. 10-52061 · Filed Aug 30, 2010 · Closed Dec 22, 2010

Role of Thomas J. Dwan: Debtor · Outcome: Case closed 2010-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); first name matches; 2 people with this name in Form D filings; court in CT (not a filing state)

Billy Joe Harris and Dwan Marthella Harris closed

United States Bankruptcy Court, E.D. California · No. 05-11830 · Filed Mar 11, 2005 · Closed Jun 30, 2005

Role of Billy Joe Harris and Dwan Marthella Harris: Debtor · Outcome: Case closed 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in CA (not a filing state)

Eric L. White and Dwan K. White closed

United States Bankruptcy Court, E.D. Louisiana · No. 03-17001 · Filed Sep 11, 2003 · Closed Jul 12, 2005

Role of Eric L. White and Dwan K. White: Debtor · Outcome: Case closed 2005-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in LA (not a filing state)

Mark A. Cooper and Dwan L. Cooper closed

United States Bankruptcy Court, D. New Jersey · No. 03-34770 · Filed Jul 25, 2003 · Closed Dec 4, 2007

Role of Mark A. Cooper and Dwan L. Cooper: Debtor · Outcome: Case closed 2007-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in NJ (not a filing state)

Kevin Lee Orr and Dwan Gaye Orr closed

United States Bankruptcy Court, D. Wyoming · No. 02-10128 · Filed Mar 28, 2002 · Closed Jul 18, 2002

Role of Kevin Lee Orr and Dwan Gaye Orr: Debtor · Outcome: Case closed 2002-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in WY (not a filing state)

Maurice Jackson and Dwan Lanice Jackson closed

United States Bankruptcy Court, N.D. Indiana · No. 01-62869 · Filed Jul 3, 2001 · Closed Jan 24, 2002

Role of Maurice Jackson and Dwan Lanice Jackson: Debtor · Outcome: Case closed 2002-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in IN (not a filing state)

Jeffery Rogers and Dwan Golphin closed

United States Bankruptcy Court, M.D. Georgia · No. 00-11925 · Filed Dec 5, 2000 · Closed Mar 4, 2003

Role of Jeffery Rogers and Dwan Golphin: Debtor · Outcome: Case closed 2003-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in GA (not a filing state)

Christopher M. Robinson and Dwan L. Howard-Robinson closed

United States Bankruptcy Court, S.D. Georgia · No. 00-13241 · Filed Nov 22, 2000 · Closed Dec 23, 2002

Role of Christopher M. Robinson and Dwan L. Howard-Robinson: Debtor · Outcome: Case closed 2002-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in GA (not a filing state)

Dwan v. Johnson and Tonya B. McLean-Johnson closed

United States Bankruptcy Court, M.D. North Carolina · No. 00-80942 · Filed Apr 20, 2000 · Closed Aug 21, 2002

Role of Dwan: Plaintiff · Outcome: Case closed 2002-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in NC (not a filing state)

Dwan v. Johnson and Tonya B. McLean-Johnson closed

United States Bankruptcy Court, M.D. North Carolina · No. 97-14650 · Filed Sep 17, 1997 · Closed Jun 22, 2000

Role of Dwan: Plaintiff · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in NC (not a filing state)

David Perry and Dwan T. Perry closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-11590 · Filed Mar 26, 1997 · Closed Feb 3, 1998

Role of David Perry and Dwan T. Perry: Debtor · Outcome: Case closed 1998-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in LA (not a filing state)

Benjamin Lewis Davis and Dwan Ava Davis closed

United States Bankruptcy Court, N.D. Ohio · No. 94-51673 · Filed Oct 26, 1994 · Closed Mar 20, 1995

Role of Benjamin Lewis Davis and Dwan Ava Davis: Debtor · Outcome: Case closed 1995-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in OH (not a filing state)

David Perry and Dwan T. Perry closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-10835 · Filed Mar 8, 1993 · Closed Jan 12, 1995

Role of David Perry and Dwan T. Perry: Debtor · Outcome: Case closed 1995-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in LA (not a filing state)

David Perry and Dwan T. Perry closed

United States Bankruptcy Court, E.D. Louisiana · No. 92-11102 · Filed Mar 12, 1992 · Closed Mar 22, 1993

Role of David Perry and Dwan T. Perry: Debtor · Outcome: Case closed 1993-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in LA (not a filing state)

DAVID C. SEARS and DWAN K. SEARS closed

United States Bankruptcy Court, D. Montana · No. 90-41555 · Filed Oct 19, 1990 · Closed Feb 26, 1991

Role of DAVID C. SEARS and DWAN K. SEARS: Debtor · Outcome: Case closed 1991-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in MT (not a filing state)

Mark Anthony-Dushane Bryant and Dwan Lashel Bryant open

United States Bankruptcy Court, N.D. Texas · No. 26-43811 · Filed —

Role of Mark Anthony-Dushane Bryant and Dwan Lashel Bryant: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Thomas Dwan — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · May 29, 2003

AR securities regulator cease and desist order naming Thomas Dwan (May 29, 2003)

Arkansas Securities Department issued a Cease and Desist Order dated May 29, 2003. Respondents as listed: VERSATILE MORTGAGE, INC.; MERGE MORTGAGE, INC.; MERGING ENTERPRISES, INC.; RENALDO D. ROBINSON; SHIRLENA L. WRIGHT, BRIAN RODGERS; RUBY ALEXANDER; JAMES BURKS, DWAN ROBINSON. AND ODELL KENNEDY. Outcome as listed: Cease and Desist Order and Suspension of Mortgage Loan Company Registration.. Matched to Thomas Dwan. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

AR order · Cease and Desist Order ↗

Sources

AR order · Cease and Desist Order ↗ (May 29, 2003)

Note · Sep 2, 2020 – Sep 17, 2020

No amendment in the last 12 months on an offering that may still be open — Metric Gaming Holdings Corp. (latest filing Sep 17, 2020)

The latest filing for this offering is dated Sep 17, 2020 (first sale Sep 2, 2020). It reports $4,500,000 sold of $8,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 17, 2020 ↗Metric Gaming Holdings Corp. — PartnerFacts page ↗

Sources

Form D · Sep 17, 2020 ↗ (Sep 17, 2020)
Metric Gaming Holdings Corp. — PartnerFacts page ↗ (Sep 17, 2020)

Note · Sep 8, 2009

Same name, different state: "Thomas S. Dwan" (MA) is a separate record

This page covers filings where the address state is NV. A separate record, "Thomas S. Dwan" with address state MA, is listed on 1 filing — most recently by SoundTag Inc (Sep 8, 2009). The two records do not overlap in time: this page has one filing dated Sep 17, 2020; the other has one filing dated Sep 8, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas S. Dwan (MA) — PartnerFacts page ↗Form D · Sep 8, 2009 ↗SoundTag Inc — PartnerFacts page ↗Thomas Dwan (NV) — this page ↗

Sources

Thomas S. Dwan (MA) — PartnerFacts page ↗ (Sep 8, 2009)
Form D · Sep 8, 2009 ↗ (Sep 8, 2009)
SoundTag Inc — PartnerFacts page ↗ (Sep 8, 2009)
Thomas Dwan (NV) — this page ↗ (Sep 17, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 17, 2020 D Metric Gaming Holdings Corp. File 021-375824	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Dwan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Metric Gaming Holdings Corp.

Las Vegas, NV · Sep 17, 2020

Sep 17, 2020 · D · $4,500,000 sold of $8,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 11 investors (53% of the $8.5M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas S. Dwan — MA, 1 issuer, Sep 8, 2009 → Sep 8, 2009 · no shared issuer

People around Thomas 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Martin de Knijff

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Dwan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Keith Hayes

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Dwan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Paterson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Dwan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Supple

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Dwan. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Dwan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Dwan is listed on: none on file. No website or social profile named in Metric Gaming Holdings Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #209,219 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Las Vegas, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Thomas Dwan

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

AR securities regulator cease and desist order naming Thomas Dwan (May 29, 2003)

No amendment in the last 12 months on an offering that may still be open — Metric Gaming Holdings Corp. (latest filing Sep 17, 2020)

Same name, different state: "Thomas S. Dwan" (MA) is a separate record

5. Money to insiders

Deals 1

Metric Gaming Holdings Corp.

People around Thomas 4

Martin de Knijff

Keith Hayes

Steven Paterson

Jim Supple

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person