Thomas Day is listed as an executive officer on 13 SEC Form D filings by 1 issuer between Jul 2013 and Dec 2023: Heronbridge Value Equity Fund (Bath, United Kingdom (as filed: X0) — pooled investment fund — 2013–2023; $413.4M reported sold to 37 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bevis Comer (13 shared filings), Benoit Bouchaud (11 shared filings), Katie McMahon (7 shared filings), Gordon Westwood (6 shared filings) and Scott Cargill (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 13 public filings for Thomas Day and found 3 differences, 1 worth asking the sponsor about: Thomas Day is no longer listed on the Nov 25, 2024 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.