Thomas Wagner is listed as an executive officer and director on 10 SEC Form D filings by 3 issuers between Nov 2009 and Mar 2026: Orbis Health Solutions, LLC (Greenville, SC — other health care — 2009–2021; $2.8M reported sold to 25 investors), Perseus Holdings USA, LLC (Austin, TX — industry reported as "Other" — 2015–2021; $2.38M reported sold to 20 investors) and Zenith Risk Strategies LLC (Austin, TX — insurance — 2026; $150K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $5.33M sold in total.
Listed alongside Calvin D. Long, II (8 shared filings), Jim Roquemore (8 shared filings), Riley Eugene Polk (8 shared filings), Lawrence Fine (6 shared filings), Arthur Fields (5 shared filings) and 18 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
2 of the issuers belong to the sponsor group Orbis (2 issuers, $2.4M reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Orbis has 2 companies on file and $2.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Thomas Wagner and found 13 differences, 1 worth asking the sponsor about: Form D filed 181 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.