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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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Thomas D. McCarthy

Named as an officer, director or promoter on SEC Form D filings · IL · Jan 15, 2013 → Jun 18, 2026

35deals (issuers)
$13.47Breported sold
3,483investors
67Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas D. McCarthy is listed as an executive officer and director on 67 SEC Form D filings by 35 issuers between Jan 2013 and Jun 2026. Largest by amount reported sold: HEITMAN AMERICA REAL ESTATE TRUST L P (Chicago, IL — pooled investment fund — 2013–2026; $9.02B reported sold to 153 investors), Heitman Value Partners VI, L.P. (Chicago, IL — pooled investment fund — 2024–2025; $938M reported sold to 16 investors), Heitman Value Partners IV, L.P. (Chicago, IL — pooled investment fund — 2017–2018; $828M reported sold to 12 investors), Heitman Real Estate Debt Partners III, L.P. (Chicago, IL — pooled investment fund — 2024–2025; $806M reported sold to 13 investors), Heitman Global Real Estate Partners II, L.P. (Chicago, IL — pooled investment fund — 2021–2025; $749.1M reported sold to 12 investors) and 30 more (all listed below).

What this means That is a lot of deals — 35 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $13.47B sold in total.

Listed alongside Maury R. Tognarelli (59 shared filings), Lewis S. Ingall (49 shared filings), BLAISE P. KEANE (38 shared filings), Lawrence J. Christensen (30 shared filings), HOWARD J. EDELMAN (28 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 35 issuers belong to the sponsor group Heitman (51 issuers, $16.89B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Heitman has 51 companies on file and $16.89B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 67 public filings for Thomas D. McCarthy and found 16 differences, 1 worth asking the sponsor about: 11 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas D. McCarthy has not run yet — it is joining a line of 4,107 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas D. McCarthy..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 1 open, 8 closed (disposition not in docket feed)

Thomas McCarthy open
United States Bankruptcy Court, N.D. Illinois · No. 21-10959 · Filed Sep 23, 2021
Role of Thomas McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL)
Thomas R. McCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 12-80348 · Filed Feb 1, 2012 · Closed May 11, 2012
Role of Thomas R. McCarthy: Debtor · Outcome: Case closed 2012-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas C. McCarthy and Martha J. McCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 11-04137 · Filed Feb 1, 2011 · Closed Mar 4, 2013
Role of Thomas C. McCarthy and Martha J. McCarthy: Debtor · Outcome: Case closed 2013-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas W McCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 11-21081 · Filed Dec 31, 2009 · Closed Aug 25, 2011
Role of Thomas W McCarthy: Debtor · Outcome: Case closed 2011-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas McCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 03-26609 · Filed Jun 20, 2003 · Closed Oct 21, 2003
Role of Thomas McCarthy: Debtor · Outcome: Case closed 2003-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL)
Thomas J Mccarthy and Margaret A Mccarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 00-00701 · Filed Jan 10, 2000 · Closed May 22, 2001
Role of Thomas J Mccarthy and Margaret A Mccarthy: Debtor · Outcome: Case closed 2001-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas W McCarthy and Sharon M Mccarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 94-50715 · Filed Apr 14, 1994 · Closed Sep 15, 1994
Role of Thomas W McCarthy and Sharon M Mccarthy: Debtor · Outcome: Case closed 1994-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas H Mccarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 92-28369 · Filed Dec 22, 1992 · Closed Aug 13, 1993
Role of Thomas H Mccarthy: Debtor · Outcome: Case closed 1993-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Thomas E Mccarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 92-10538 · Filed May 8, 1992 · Closed Jan 15, 1993
Role of Thomas E Mccarthy: Debtor · Outcome: Case closed 1993-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 182 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Thomas D. McCarthy — 1 worth asking about (compared the newest 50 of 67 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 5, 2019 – Jun 18, 2026

11 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: HEITMAN U.K. LIMITED — HEITMAN AMERICA REAL ESTATE TRUST L P · Paid seller listed without a CRD number: Heitman U.K. Limited — Heitman Value Partners VI, L.P. · Paid seller listed without a CRD number: Heitman U.K. Limited — Heitman Real Estate Debt Partners III, L.P. · Paid seller listed without a CRD number: HEITMAN U.K. LIMITED — Heitman Global Real Estate Partners II, L.P. · Paid seller listed without a CRD number: Willowbrae House Pty Limited — HEITMAN AMERICA REAL ESTATE TRUST L P · and 6 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 18, 2026 ↗BrokerCheck search: HEITMAN U.K. LIMITED ↗HEITMAN AMERICA REAL ESTATE TRUST L P — PartnerFacts page ↗Form D/A · Feb 6, 2025 ↗
Sources
Note · Jun 1, 2016 – Jun 25, 2019

CRD number for Magdalene Yee appears on one filing and not another — HEITMAN AMERICA REAL ESTATE TRUST L P

The Jun 1, 2016 filing lists Magdalene Yee with CRD 165930; the Jun 25, 2019 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Jun 1, 2016 ↗Form D/A · Jun 25, 2019 ↗FINRA BrokerCheck ↗HEITMAN AMERICA REAL ESTATE TRUST L P — PartnerFacts page ↗
Sources
Note · Jun 1, 2016 – Jun 25, 2019

CRD number for Magdalene Yee appears on one filing and not another — HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P.

The Jun 1, 2016 filing lists Magdalene Yee with CRD 165930; the Jun 25, 2019 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Jun 1, 2016 ↗Form D/A · Jun 25, 2019 ↗FINRA BrokerCheck ↗HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P. — PartnerFacts page ↗
Sources
Note · Dec 22, 2020 – Jan 7, 2021

Form D filed 16 days after the first sale — Heitman Global Real Estate Partners II, L.P.

The filing says the first sale was Dec 22, 2020. The Form D was filed Jan 7, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 7, 2021 ↗Heitman Global Real Estate Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 9, 2020 – Dec 28, 2020

Form D filed 19 days after the first sale — Heitman Real Estate Debt Partners II, L.P.

The filing says the first sale was Dec 9, 2020. The Form D was filed Dec 28, 2020 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 28, 2020 ↗Heitman Real Estate Debt Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Sep 28, 2018 – Oct 15, 2018

Form D filed 17 days after the first sale — HEITMAN AMERICA REAL ESTATE REIT LLC

The filing says the first sale was Sep 28, 2018. The Form D was filed Oct 15, 2018 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 15, 2018 ↗HEITMAN AMERICA REAL ESTATE REIT LLC — PartnerFacts page ↗
Sources
Note · Oct 4, 2017 – Jul 24, 2018

Offering amount changed between filings — Heitman Value Partners IV, L.P.

The Oct 4, 2017 filing says $750,000,000 offered; the Jul 24, 2018 Form D/A says $900,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 4, 2017 ↗Form D/A (later) · Jul 24, 2018 ↗Heitman Value Partners IV, L.P. — PartnerFacts page ↗
Sources
Note · Jul 12, 2013 – Jun 20, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P. (latest filing Jun 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Heitman Value Partners VI, L.P. (latest filing Feb 6, 2025) · No amendment in the last 12 months on an offering that may still be open — Heitman Real Estate Debt Partners III, L.P. (latest filing Feb 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Heitman Global Real Estate Partners II, L.P. (latest filing Jan 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Heitman Value Partners V, L.P. (latest filing Dec 31, 2020) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 20, 2025 ↗HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P. — PartnerFacts page ↗Form D/A · Feb 6, 2025 ↗Heitman Value Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Jan 15, 2013 – Feb 9, 2022

Thomas D. McCarthy is written 2 different ways on the filings

listed as "Thomas D. Mccarthy" on 56 filings (from Jan 15, 2013), and "Thomas McCarthy" on the Feb 9, 2022 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 15, 2013 ↗Form D · Feb 9, 2022 ↗Thomas D. McCarthy — PartnerFacts page ↗
Sources
Note · Nov 16, 2015

Same name, different state: "Thomas McCarthy" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "Thomas McCarthy" with address state CA, is listed on 1 filing — most recently by Beaming Wellness, Inc. (Nov 16, 2015). Both records have filings in the same period (Nov 16, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas McCarthy (CA) — PartnerFacts page ↗Form D · Nov 16, 2015 ↗Beaming Wellness, Inc. — PartnerFacts page ↗Thomas D. McCarthy (IL) — this page ↗
Sources
Note · May 19, 2010

Same name, different state: "Thomas McCarthy" (NJ) is a separate record

This page covers filings where the address state is IL. A separate record, "Thomas McCarthy" with address state NJ, is listed on 1 filing — most recently by Battle Empire Corp (May 19, 2010). The two records do not overlap in time: this page runs Jan 15, 2013 to Jun 18, 2026; the other has one filing dated May 19, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas McCarthy (NJ) — PartnerFacts page ↗Form D · May 19, 2010 ↗Battle Empire Corp — PartnerFacts page ↗Thomas D. McCarthy (IL) — this page ↗
Sources
Note · Feb 16, 2024 – Feb 6, 2025

Minimum investment changed between filings — Heitman Value Partners VI, L.P.

The Feb 16, 2024 filing lists a minimum of $0; the Feb 6, 2025 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 16, 2024 ↗Form D/A (later) · Feb 6, 2025 ↗Heitman Value Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Jan 3, 2024 – Feb 3, 2025

Minimum investment changed between filings — Heitman Real Estate Debt Partners III, L.P.

The Jan 3, 2024 filing lists a minimum of $40,000,000; the Feb 3, 2025 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 3, 2024 ↗Form D/A (later) · Feb 3, 2025 ↗Heitman Real Estate Debt Partners III, L.P. — PartnerFacts page ↗
Sources
Note · Jun 24, 2022 – Jun 22, 2023

Minimum investment changed between filings — HEITMAN AMERICA REAL ESTATE TRUST L P

The Jun 24, 2022 filing lists a minimum of $500,000; the Jun 22, 2023 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 24, 2022 ↗Form D/A (later) · Jun 22, 2023 ↗HEITMAN AMERICA REAL ESTATE TRUST L P — PartnerFacts page ↗
Sources
Note · Jan 4, 2022 – Jan 3, 2023

Minimum investment changed between filings — Heitman Global Real Estate Partners II, L.P.

The Jan 4, 2022 filing lists a minimum of $1,500,000; the Jan 3, 2023 Form D/A lists $1,800,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 4, 2022 ↗Form D/A (later) · Jan 3, 2023 ↗Heitman Global Real Estate Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Jun 24, 2021 – Jun 24, 2022

Minimum investment changed between filings — HEITMAN AMERICA REAL ESTATE TRUST L P

The Jun 24, 2021 filing lists a minimum of $575,000; the Jun 24, 2022 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 24, 2021 ↗Form D/A (later) · Jun 24, 2022 ↗HEITMAN AMERICA REAL ESTATE TRUST L P — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 67 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

35 of 35 offerings report sales commissions totalling $1,059,225; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 18, 2026 D/A
HEITMAN AMERICA REAL ESTATE TRUST L P
File 021-98848
$100,000 (est.)$0$0 (est.)HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
Heitman International HK Limited BrokerCheck CRD 170550 ↗
HEITMAN U.K. LIMITED no CRD number reported
Heitman International Real Estate Securities PTY Limited BrokerCheck CRD 154476 ↗		EDGAR ↗
Feb 4, 2026 D
HVP VI Co-Investor 1 REIT LLC
File 021-572372
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2025 D
ARTMAN IV REIT I LLC
File 021-568148
$6,100$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jun 20, 2025 D/A
HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P.
File 021-200220
$100,000 (est.)$0$0 (est.)HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
Heitman International HK Limited BrokerCheck CRD 170550 ↗
Heitman International Real Estate Securities Pty Limited BrokerCheck CRD 154476 ↗		EDGAR ↗
Feb 6, 2025 D/A
Heitman Value Partners VI, L.P.
File 021-505518
$100,000$0$0Heitman Securities LLC BrokerCheck CRD 13620 ↗
Heitman International HK Limited BrokerCheck CRD 170550 ↗
Heitman U.K. Limited no CRD number reported
Heitman International Real Estate Securities PTY Limited BrokerCheck CRD 154476 ↗		EDGAR ↗
Feb 3, 2025 D/A
Heitman Real Estate Debt Partners III, L.P.
File 021-501425
$100,000 (est.)$0$0Heitman Securities LLC BrokerCheck CRD 1362 ↗
Heitman International HK Limited BrokerCheck CRD 170550 ↗
Heitman U.K. Limited no CRD number reported
Heitman International Real Estate Securities Pty Limited BrokerCheck CRD 154476 ↗		EDGAR ↗
Jan 3, 2025 D/A
Heitman Global Real Estate Partners II, L.P.
File 021-385465
$100,000$0$0HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
Heitman International HK Limited BrokerCheck CRD 170550 ↗
HEITMAN U.K. LIMITED no CRD number reported
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED BrokerCheck CRD 154476 ↗		EDGAR ↗
Dec 30, 2024 D
Heitman Value Partners Investments VI, LLC
File 021-533575
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 30, 2024 D
Heitman Value Partners TN Investments V, LLC
File 021-533579
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 30, 2024 D
Heitman Value Partners NH Investments V, LLC
File 021-533576
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 27, 2024 D
HDP III REIT Investments LLC
File 021-533476
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 9, 2022 D
Heitman Global Real Estate REIT LLC
File 021-432900
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 21, 2021 D
HDP II REIT Investments LLC
File 021-426030
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 21, 2021 D
SunMan III REIT I LLC
File 021-426032
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 21, 2021 D
Heitman Value Partners Investments V, LLC
File 021-426031
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 31, 2020 D
Heitman Value Partners V, L.P.
File 021-384905
$100,000 (est.)$0$0HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
HEITMAN HK LIMITED BrokerCheck CRD 170550 ↗
HEITMAN U.K. LIMITED no CRD number reported
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED BrokerCheck CRD 154476 ↗		EDGAR ↗
Dec 28, 2020 D
Heitman Real Estate Debt Partners II, L.P.
File 021-384482
$100,000 (est.)$0$0HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
HEITMAN HK LIMITED BrokerCheck CRD 170550 ↗
HEITMAN U.K. LIMITED no CRD number reported
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED BrokerCheck CRD 154476 ↗		EDGAR ↗
Oct 1, 2019 D
HHF Storage 106 Investor, LLC
File 021-350030
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 28, 2019 D
APFC HCF HOLDINGS REIT LLC
File 021-331524
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 27, 2018 D
Heitman Value Partners IV TN Investments, LLC
File 021-329004
$3,125$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 15, 2018 D
HEITMAN AMERICA REAL ESTATE REIT LLC
File 021-323529
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jul 24, 2018 D/A
Heitman Value Partners IV, L.P.
File 021-296029
$100,000$0$0HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
via HEITMAN SECURITIES LLC (CRD 13620 ↗)

Magdalene Yee no CRD number reported
via HEITMAN HK LIMITED (CRD 165930 ↗)
EDGAR ↗
Dec 29, 2017 D
HART New England REIT LLC
File 021-302000
$6,250$0$0IROQUOIS CAPITAL ADVISORS, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2017 D
Heitman Value Partners Investments IV, LLC
File 021-302041
$6,250$0$0IROQUOIS CAPITAL ADVISORS, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2017 D
HVP IV ARISU REIT, LLC
File 021-301972
$6,250$0$0IROQUOIS CAPITAL ADVISORS, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2017 D
SunMan II REIT I LLC
File 021-301992
$6,250$0$0IROQUOIS CAPITAL ADVISORS, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 4, 2017 D
HART M-Rich REIT II LLC
File 021-277563
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 3, 2017 D
SunMan REIT II LLC
File 021-277529
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 5, 2016 D
SunMan REIT LLC
File 021-254531
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 5, 2016 D
HART 111 West Wacker, LLC
File 021-254555
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 5, 2016 D
HART 353 North Clark LLC
File 021-254542
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Aug 8, 2014 D/A
HEITMAN VALUE PARTNERS III, L.P.
File 021-201128
$100,000 (est.)$0$0 (est.)HEITMAN SECURITIES LLC BrokerCheck CRD 13620 ↗
via HEITMAN SECURITIES LLC (CRD 13620 ↗)

AJAY SHARMA BrokerCheck CRD 5336295 ↗
via Heitman U.K. Limited

RICHARD KATELEY no CRD number reported
via HEITMAN HK LIMITED
EDGAR ↗
Apr 2, 2014 D
HVP III Arisu REIT, LLC
File 021-214699
$6,250$0$0 (est.)William A. McGugin BrokerCheck CRD 5322620 ↗
via Iroquois Capital Advisors, LLC (CRD 145235 ↗)
EDGAR ↗
Jan 6, 2014 D
Heitman Value Partners III Mezz Investment LLC
File 021-209355
$6,250$0$0 (est.)WILLIAM MCGUGIN BrokerCheck CRD 5322620 ↗
via Iroquois Capital Advisors, LLC (CRD 145235 ↗)
EDGAR ↗
Jan 6, 2014 D
Heitman Value Partners III Investments LLC
File 021-209356
$6,250$0$0 (est.)WILLIAM A. MCGUGIN BrokerCheck CRD 5322620 ↗
via Iroquois Capital Advisors, LLC (CRD 145235 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 35

Every issuer that named Thomas D. McCarthy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HA
Pooled Investment Fund · group: Heitman

HEITMAN AMERICA REAL ESTATE TRUST L P

Chicago, IL · Jan 15, 2013 → Jun 18, 2026 · 15 filings
  • Jun 18, 2026 · D/A · $9,022,283,010 sold of Indefinite · 153 investors · min. $150,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 20, 2025 · D/A · $8,851,283,010 sold of Indefinite · 153 investors · min. $150,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 20, 2024 · D/A · $8,810,798,010 sold of Indefinite · 149 investors · min. $150,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 22, 2023 · D/A · $8,810,798,010 sold of Indefinite · 149 investors · min. $150,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 24, 2022 · D/A · $8,654,998,010 sold of Indefinite · 141 investors · min. $500,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 24, 2021 · D/A · $8,336,373,010 sold of Indefinite · 138 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 23, 2020 · D/A · $8,057,370,010 sold of Indefinite · 136 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 25, 2019 · D/A · $7,976,162,895 sold of Indefinite · 135 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 5, 2019 · D/A · $7,976,162,895 sold of Indefinite · 135 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 5, 2018 · D/A · $7,393,290,000 sold of Indefinite · 130 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 30, 2017 · D/A · $6,756,063,026 sold of Indefinite · 115 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 1, 2017 · D/A · $6,756,063,026 sold of Indefinite · 115 investors · min. $575,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 1, 2016 · D/A · $5,509,682,137 sold of Indefinite · 97 investors · min. $1,500,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jan 21, 2014 · D/A · $3,083,013,264 sold of Indefinite · 73 investors · min. $1,500,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jan 15, 2013 · D/A · $2,356,899,853 sold of Indefinite · 46 investors · min. $2,500,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $9.02B from 153 investors as of the latest filing. Thomas is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

HVP VI Co-Investor 1 REIT LLC

Chicago, IL · Feb 4, 2026
  • Feb 4, 2026 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
REITS and Finance · group: Heitman

ARTMAN IV REIT I LLC

Chicago, IL · Dec 29, 2025
  • Dec 29, 2025 · D · $122,000 sold of $125,000 · 122 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $122K from 122 investors (98% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
Pooled Investment Fund · group: Heitman

HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P.

Chicago, IL · Jul 25, 2013 → Jun 20, 2025 · 11 filings
  • Jun 20, 2025 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 20, 2024 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 22, 2023 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 24, 2022 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 24, 2021 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 23, 2020 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 25, 2019 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 27, 2018 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 1, 2017 · D/A · $124,292,760 sold of Indefinite · 3 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jun 1, 2016 · D/A · $124,292,760 sold of Indefinite · 2 investors · min. $50,632,911 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jul 25, 2013 · D · $50,632,911 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN AMERICA REAL ESTATE TRUST, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $124.3M from 3 investors as of the latest filing. Thomas is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Heitman

Heitman Value Partners VI, L.P.

Chicago, IL · Feb 16, 2024 → Feb 6, 2025 · 2 filings
  • Feb 6, 2025 · D/A · $937,959,184 sold of $2,000,000,000 · 16 investors · min. $5,000,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Value Partners VI, LLC, the General Partner of the Issuer) EDGAR ↗
  • Feb 16, 2024 · D · $0 sold of $2,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Secretary of Heitman Value Partners VI, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $938M from 16 investors (47% of the $2B target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HR
Pooled Investment Fund · group: Heitman

Heitman Real Estate Debt Partners III, L.P.

Chicago, IL · Jan 3, 2024 → Feb 3, 2025 · 2 filings
  • Feb 3, 2025 · D/A · $806,000,000 sold of $1,000,000,000 · 13 investors · min. $1,000,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Real Estate Debt Partners III, LLC, the GP of the Issuer) EDGAR ↗
  • Jan 3, 2024 · D · $652,800,000 sold of $1,000,000,000 · 9 investors · min. $40,000,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Real Estate Debt Partners III, LLC, the GP of the Issuer) EDGAR ↗

Raised $806M from 13 investors (81% of the $1B target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Heitman

Heitman Global Real Estate Partners II, L.P.

Chicago, IL · Jan 7, 2021 → Jan 3, 2025 · 5 filings
  • Jan 3, 2025 · D/A · $749,054,922 sold of Indefinite · 12 investors · min. $1,800,000 · role: Executive Officer (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC, the GP of the Issuer) EDGAR ↗
  • Jan 3, 2024 · D/A · $749,054,922 sold of Indefinite · 12 investors · min. $1,800,000 · role: Executive Officer (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC, the GP of the Issuer) EDGAR ↗
  • Jan 3, 2023 · D/A · $749,054,922 sold of Indefinite · 12 investors · min. $1,800,000 · role: Executive Officer (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC, the GP of the Issuer) EDGAR ↗
  • Jan 4, 2022 · D/A · $568,866,797 sold of Indefinite · 12 investors · min. $1,500,000 · role: Executive Officer (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC, the GP of the Issuer) EDGAR ↗
  • Jan 7, 2021 · D · $275,625,000 sold of Indefinite · 8 investors · min. $1,500,000 · role: Executive Officer (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC, the GP of the Issuer) EDGAR ↗

Raised $749.1M from 12 investors as of the latest filing. Thomas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners TN Investments V, LLC

Chicago, IL · Dec 30, 2024
  • Dec 30, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners NH Investments V, LLC

Chicago, IL · Dec 30, 2024
  • Dec 30, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners Investments VI, LLC

Chicago, IL · Dec 30, 2024
  • Dec 30, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HR
REITS and Finance · group: Heitman

HDP III REIT Investments LLC

Chicago, IL · Dec 27, 2024
  • Dec 27, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
REITS and Finance · group: Heitman

Heitman Global Real Estate REIT LLC

Chicago, IL · Feb 9, 2022
  • Feb 9, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Senior Managing Director and Secretary of Heitman Global Real Estate Partners GP, LLC) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Heitman

SunMan III REIT I LLC

Chicago, IL · Dec 21, 2021
  • Dec 21, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners Investments V, LLC

Chicago, IL · Dec 21, 2021
  • Dec 21, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HR
REITS and Finance · group: Heitman

HDP II REIT Investments LLC

Chicago, IL · Dec 21, 2021
  • Dec 21, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Heitman

Heitman Value Partners V, L.P.

Chicago, IL · Dec 31, 2020
  • Dec 31, 2020 · D · $487,100,000 sold of $1,000,000,000 · 12 investors · min. $5,000,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Value Partners V, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $487.1M from 12 investors (49% of the $1B target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HR
Pooled Investment Fund · group: Heitman

Heitman Real Estate Debt Partners II, L.P.

Chicago, IL · Dec 28, 2020
  • Dec 28, 2020 · D · $300,000,000 sold of $500,000,000 · 5 investors · min. $75,000,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Real Estate Debt Partners II, LLC, the GP of the Issuer) EDGAR ↗

Raised $300M from 5 investors (60% of the $500M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
REITS and Finance · group: Heitman

HHF Storage 106 Investor, LLC

Chicago, IL · Oct 1, 2019
  • Oct 1, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
REITS and Finance · group: Heitman

APFC HCF HOLDINGS REIT LLC

Chicago, IL · Jan 28, 2019
  • Jan 28, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners IV TN Investments, LLC

Chicago, IL · Dec 27, 2018
  • Dec 27, 2018 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
REITS and Finance · group: Heitman

HEITMAN AMERICA REAL ESTATE REIT LLC

Chicago, IL · Oct 15, 2018
  • Oct 15, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of the General Partner of the Manager of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Heitman

Heitman Value Partners IV, L.P.

Chicago, IL · Oct 4, 2017 → Jul 24, 2018 · 2 filings
  • Jul 24, 2018 · D/A · $828,000,000 sold of $900,000,000 · 12 investors · min. $10,000,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN VALUE PARTNERS IV, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 4, 2017 · D · $408,000,000 sold of $750,000,000 · 8 investors · min. $10,000,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN VALUE PARTNERS IV, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $828M from 12 investors (92% of the $900M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners Investments IV, LLC

Chicago, IL · Dec 29, 2017
  • Dec 29, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HN
REITS and Finance · group: Heitman

HART New England REIT LLC

Chicago, IL · Dec 29, 2017
  • Dec 29, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Heitman

SunMan II REIT I LLC

Chicago, IL · Dec 29, 2017
  • Dec 29, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
REITS and Finance · group: Heitman

HVP IV ARISU REIT, LLC

Chicago, IL · Dec 29, 2017
  • Dec 29, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT & SECRETARY OF MANAGER OF ISSUER) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
REITS and Finance · group: Heitman

HART M-Rich REIT II LLC

Chicago, IL · Jan 4, 2017
  • Jan 4, 2017 · D · $125,000 sold of Indefinite · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President and Secretary) EDGAR ↗

Raised $125K from 125 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Heitman

SunMan REIT II LLC

Chicago, IL · Jan 3, 2017
  • Jan 3, 2017 · D · $125,000 sold of Indefinite · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President & Secretary) EDGAR ↗

Raised $125K from 125 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H1
REITS and Finance · group: Heitman

HART 111 West Wacker, LLC

Chicago, IL · Jan 5, 2016
  • Jan 5, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President and Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H3
REITS and Finance · group: Heitman

HART 353 North Clark LLC

Chicago, IL · Jan 5, 2016
  • Jan 5, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President and Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Heitman

SunMan REIT LLC

Chicago, IL · Jan 5, 2016
  • Jan 5, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President and Secretary of Heitman Value Partners III, LLC, the general partner of the manager of the managing member of the manager of the issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Heitman

HEITMAN VALUE PARTNERS III, L.P.

Chicago, IL · Aug 9, 2013 → Aug 8, 2014 · 2 filings
  • Aug 8, 2014 · D/A · $178,724,490 sold of $500,000,000 · 9 investors · min. $1,000,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN VALUE PARTNERS III, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Aug 9, 2013 · D · $137,500,000 sold of $500,000,000 · 7 investors · min. $1,000,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN VALUE PARTNERS III, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $178.7M from 9 investors (36% of the $500M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
REITS and Finance · group: Heitman

HVP III Arisu REIT, LLC

Chicago, IL · Apr 2, 2014
  • Apr 2, 2014 · D · $33,025,000 sold of $33,025,000 · 126 investors · min. $1,000 · role: Executive Officer, Director (Senior Managing Director - Head of Private Equity - North America & Secretary of Heitman Capital Management LLC, the managing member of HVP III Arisu REIT Manager, LLC, the manager of the Issuer) EDGAR ↗

Raised $33M from 126 investors (100% of the $33M target) as of the latest filing. Thomas is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners III Investments LLC

Chicago, IL · Jan 6, 2014
  • Jan 6, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SECRETARY OF HEITMAN VALUE PARTNERS III, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
REITS and Finance · group: Heitman

Heitman Value Partners III Mezz Investment LLC

Chicago, IL · Jan 6, 2014
  • Jan 6, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT & SECRETARY HEITMAN VALUE PARTNERS III, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Thomas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JH
Management entity

J. Heitman Value Partners IV, L.P.

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

HV
Management entity

Heitman Value Partners VI, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

HV
Management entity

Heitman Value Partners IV, L.P.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

S
Management entity

SunMan II LLC

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

PH
Management entity

P. Heitman Capital Management LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Maury R. Tognarelli

Executive Officer · 59 shared filings (29 issuers) · also on 7 other issuers

Maury R. Tognarelli is on 36 issuers in total — a repeat sponsor. Their page lists every one.

LI
No photo found yet (own website and image search run after this page is viewed)
Person

Lewis S. Ingall

Executive Officer · 49 shared filings (20 issuers) · also on 1 other issuer

Lewis S. Ingall is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

BLAISE P. KEANE

Executive Officer · 38 shared filings (10 issuers)

BLAISE P. KEANE is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence J. Christensen

Executive Officer · 30 shared filings (23 issuers) · also on 6 other issuers

Lawrence J. Christensen is on 29 issuers in total — a repeat sponsor. Their page lists every one.

HE
No photo found yet (own website and image search run after this page is viewed)
Person

HOWARD J. EDELMAN

Executive Officer · 28 shared filings (18 issuers) · also on 1 other issuer

HOWARD J. EDELMAN is on 19 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

MARY LUDGIN

Executive Officer, Director · 21 shared filings (8 issuers) · also on 1 other issuer

MARY LUDGIN is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Pete Fawcett

Executive Officer · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dwight P. Fawcett

Executive Officer, Director · 12 shared filings (8 issuers)

Dwight P. Fawcett is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Maki

Executive Officer · 11 shared filings (6 issuers) · also on 4 other issuers

David Maki is on 10 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory S. Leadholm

Executive Officer · 10 shared filings (5 issuers) · also on 3 other issuers

Gregory S. Leadholm is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LI
No photo found yet (own website and image search run after this page is viewed)
Person

Lewis Ingall

Executive Officer · 9 shared filings (8 issuers) · also on 9 other issuers

Lewis Ingall is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Trench

Executive Officer · 7 shared filings (6 issuers)

Michael Trench is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Black

Executive Officer, Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Smedley

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Yunjung Choi

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Maury Tognarelli

Executive Officer · 6 shared filings (6 issuers) · also on 6 other issuers

Maury Tognarelli is on 12 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harold A. Schwartz

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

ROGER E. SMITH

Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas P. Kelly

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Lindell

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Westbrook

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

AMY KRASS

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN CLEMENT

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Pascal Souvenir

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

LI
No photo found yet (own website and image search run after this page is viewed)
Person

Lewis R. Ingall

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Maury S Tognarelli

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID B. PERISHO

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

STUART C. KATZ

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Caroline Vasquez-Hurman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Whelihan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

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Person

Colleen M Ryan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. McCarthy. Their page shows their other deals.

The team behind the deals

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Sponsor group

Heitman

51 issuers · 98 filings · $16.89B reported sold · 2009–2026

One team, 51 deal companies. Thomas D. McCarthy is listed on 35 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas D. McCarthy.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 35 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas D. McCarthy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 35 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas D. McCarthy is listed on: none on file. No website or social profile named in HEITMAN AMERICA REAL ESTATE TRUST L P's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #22,113 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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