PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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Thomas Cooke

Named as an officer, director or promoter on SEC Form D filings · TX · May 2, 2011 → May 25, 2012

1deal (issuers)
$28.3Mreported sold
28investors
3Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Cooke is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between May 2011 and May 2012: SARATOGA RESOURCES INC /TX (Houston, TX — oil and gas — 2011–2012; $28.3M reported sold to 28 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew Clifford (3 shared filings), Brian Daigle (3 shared filings), Kevin Smith (3 shared filings), Rex White (3 shared filings), Edward Hebert (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 31 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Thomas Cooke and found 4 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Prosdocimi Limited; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Cooke has not run yet — it is joining a line of 42,621 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Collings v. Thomas N. Cooke/Mechant Realty Associates, LLC closed
District Court, D. Rhode Island · No. 1:22-mc-00003 · Filed Apr 15, 2022 · Closed Apr 15, 2022
Role of Thomas N. Cooke/Mechant Realty Associates, LLC: Defendant · Outcome: Terminated 2022-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)
Collings v. Thomas N. Cooke/Merchant Realty Associates, LLC closed
District Court, D. Massachusetts · No. 1:22-cv-10519 · Filed Apr 8, 2022 · Closed Sep 6, 2024
Role of Thomas N. Cooke/Merchant Realty Associates, LLC: Defendant · Outcome: Terminated 2024-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Cooke..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 2 open, 29 closed (disposition not in docket feed)

Thomas H. Cooke, Jr. and Francine E. Cooke open
United States Bankruptcy Court, E.D. North Carolina · No. 26-01854 · Filed Apr 24, 2026
Role of Thomas H. Cooke, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Thomas R Cooke, III open
United States Bankruptcy Court, D. New Jersey · No. 22-17390 · Filed Sep 19, 2022
Role of Thomas R Cooke, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas H Cooke, III closed
United States Bankruptcy Court, D. New Jersey · No. 17-25234 · Filed Jul 28, 2017 · Closed Apr 26, 2018
Role of Thomas H Cooke, III: Debtor · Outcome: Case closed 2018-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas H Cooke, Jr. closed
United States Bankruptcy Court, D. New Jersey · No. 17-15928 · Filed Mar 27, 2017 · Closed Jun 27, 2017
Role of Thomas H Cooke, Jr.: Debtor · Outcome: Case closed 2017-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas A. Cooke and Patricia A. Cooke closed
United States Bankruptcy Court, E.D. Michigan · No. 16-51536 · Filed Aug 18, 2016 · Closed Dec 30, 2016
Role of Thomas A. Cooke and Patricia A. Cooke: Debtor · Outcome: Case closed 2016-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Thomas M. Cooke, II closed
United States Bankruptcy Court, E.D. Virginia · No. 15-32298 · Filed May 1, 2015 · Closed Aug 24, 2015
Role of Thomas M. Cooke, II: Debtor · Outcome: Case closed 2015-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Thomas J Cooke closed
United States Bankruptcy Court, E.D. Missouri · No. 13-50949 · Filed Dec 9, 2013 · Closed Apr 8, 2019
Role of Thomas J Cooke: Debtor · Outcome: Case closed 2019-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Thomas J. Cooke and Jenny C. Cooke closed
United States Bankruptcy Court, D. New Jersey · No. 11-35824 · Filed Aug 31, 2011 · Closed Jan 17, 2012
Role of Thomas J. Cooke and Jenny C. Cooke: Debtor · Outcome: Case closed 2012-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas H. Cooke and Mary Ann Cooke closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-24871 · Filed Jul 31, 2011 · Closed Sep 12, 2013
Role of Thomas H. Cooke and Mary Ann Cooke: Debtor · Outcome: Case closed 2013-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Thomas J Cooke closed
United States Bankruptcy Court, E.D. New York · No. 8-11-74447 · Filed Jun 22, 2011 · Closed Nov 4, 2011
Role of Thomas J Cooke: Debtor · Outcome: Case closed 2011-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Thomas F. Cooke and Francine R. Cooke closed
United States Bankruptcy Court, E.D. New York · No. 8-11-72016 · Filed Mar 29, 2011 · Closed Jul 6, 2011
Role of Thomas F. Cooke and Francine R. Cooke: Debtor · Outcome: Case closed 2011-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Thomas G Cooke closed
United States Bankruptcy Court, E.D. Missouri · No. 10-54362 · Filed Dec 21, 2010 · Closed Aug 29, 2017
Role of Thomas G Cooke: Debtor · Outcome: Case closed 2017-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Thomas B Cooke and Lucille Cooke closed
United States Bankruptcy Court, D. New Jersey · No. 09-34889 · Filed Sep 21, 2009 · Closed Nov 4, 2010
Role of Thomas B Cooke and Lucille Cooke: Debtor · Outcome: Case closed 2010-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas M. Cooke closed
United States Bankruptcy Court, E.D. California · No. 09-91078 · Filed Apr 17, 2009 · Closed Jul 31, 2009
Role of Thomas M. Cooke: Debtor · Outcome: Case closed 2009-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Thomas E. Cooke and Lakia K. Burrell closed
United States Bankruptcy Court, E.D. Virginia · No. 05-52729 · Filed Oct 3, 2005 · Closed Jan 23, 2006
Role of Thomas E. Cooke and Lakia K. Burrell: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Thomas B. Cooke closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-22183 · Filed Nov 16, 2004 · Closed Feb 15, 2005
Role of Thomas B. Cooke: Debtor · Outcome: Case closed 2005-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Thomas H. Cooke and Mary Ann Cooke closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-34374 · Filed Oct 29, 2004 · Closed Apr 18, 2005
Role of Thomas H. Cooke and Mary Ann Cooke: Debtor · Outcome: Case closed 2005-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Thomas G Cooke and Deborah A Cooke closed
United States Bankruptcy Court, N.D. New York · No. 03-15359 · Filed Aug 11, 2003 · Closed Nov 26, 2003
Role of Thomas G Cooke and Deborah A Cooke: Debtor · Outcome: Case closed 2003-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Thomas F Cooke and Francine R Cooke closed
United States Bankruptcy Court, E.D. New York · No. 8-02-83543 · Filed May 16, 2002 · Closed Oct 8, 2002
Role of Thomas F Cooke and Francine R Cooke: Debtor · Outcome: Case closed 2002-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
THOMAS N. COOKE and LISA M. COOKE closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-51516 · Filed Mar 22, 2002 · Closed Aug 2, 2002
Role of THOMAS N. COOKE and LISA M. COOKE: Debtor · Outcome: Case closed 2002-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
Thomas Cooke closed
United States Bankruptcy Court, D. New Jersey · No. 01-51960 · Filed Feb 22, 2001 · Closed May 30, 2001
Role of Thomas Cooke: Debtor · Outcome: Case closed 2001-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Thomas D. Cooke closed
United States Bankruptcy Court, E.D. Virginia · No. 98-36443 · Filed Aug 31, 1998 · Closed Dec 15, 1998
Role of Thomas D. Cooke: Debtor · Outcome: Case closed 1998-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Thomas H Cooke closed
United States Bankruptcy Court, E.D. North Carolina · No. 98-01366 · Filed Jun 19, 1998 · Closed Apr 8, 2000
Role of Thomas H Cooke: Debtor · Outcome: Case closed 2000-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Thomas D. Cooke and Stacey M. Cooke closed
United States Bankruptcy Court, E.D. Virginia · No. 97-35255 · Filed Jul 29, 1997 · Closed Dec 3, 1997
Role of Thomas D. Cooke and Stacey M. Cooke: Debtor · Outcome: Case closed 1997-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Thomas G. Cooke closed
United States Bankruptcy Court, W.D. North Carolina · No. 96-31582 · Filed Aug 9, 1996 · Closed Feb 25, 1997
Role of Thomas G. Cooke: Debtor · Outcome: Case closed 1997-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Thomas J. Cooke and Bracie Lynn Cooke closed
United States Bankruptcy Court, D. South Carolina · No. 95-75179 · Filed Sep 25, 1995 · Closed Dec 28, 1999
Role of Thomas J. Cooke and Bracie Lynn Cooke: Debtor · Outcome: Case closed 1999-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in SC (not a filing state)
Thomas J. Cooke and Susan M. Cooke closed
United States Bankruptcy Court, N.D. Ohio · No. 91-51556 · Filed Jun 26, 1991 · Closed Nov 21, 1991
Role of Thomas J. Cooke and Susan M. Cooke: Debtor · Outcome: Case closed 1991-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Thomas Cooke closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 91-10074 · Filed Jan 7, 1991 · Closed May 13, 1991
Role of Thomas Cooke: Debtor · Outcome: Case closed 1991-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Thomas M. Cooke closed
United States Bankruptcy Court, E.D. Virginia · No. 90-32781 · Filed Sep 7, 1990 · Closed Jan 8, 1991
Role of Thomas M. Cooke: Debtor · Outcome: Case closed 1991-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
THOMAS COOKE and PATRICIA J. COOKE closed
United States Bankruptcy Court, D. Arizona · No. 4:88-bk-01255 · Filed May 27, 1988 · Closed Jul 26, 1989
Role of THOMAS COOKE and PATRICIA J. COOKE: Debtor · Outcome: Case closed 1989-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Thomas H. Cooke and Virginia M. Fair closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 86-21424 · Filed May 30, 1986 · Closed Jul 15, 1986
Role of Thomas H. Cooke and Virginia M. Fair: Debtor · Outcome: Case closed 1986-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 53 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Thomas Cooke — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · May 2, 2011 – Jul 19, 2011

Paid seller listed without a CRD number: Prosdocimi Limited — SARATOGA RESOURCES INC /TX

Prosdocimi Limited is listed as receiving sales compensation on 2 filings (May 2, 2011 to Jul 19, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jul 19, 2011 ↗BrokerCheck search: Prosdocimi Limited ↗SARATOGA RESOURCES INC /TX — PartnerFacts page ↗
Sources
Note · Apr 22, 2011 – May 2, 2011

No amendment in the last 12 months on an offering that may still be open — SARATOGA RESOURCES INC /TX (latest filing May 2, 2011)

The latest filing for this offering is dated May 2, 2011 (first sale Apr 22, 2011). It reports $7,443,948 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 2, 2011 ↗SARATOGA RESOURCES INC /TX — PartnerFacts page ↗
Sources
Note · May 2, 2011 – May 25, 2012

Reported revenue range changed between filings — SARATOGA RESOURCES INC /TX

"$25,000,001 - $100,000,000" (May 2, 2011); then "Decline to Disclose" (May 25, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 2, 2011 ↗Form D · May 25, 2012 ↗SARATOGA RESOURCES INC /TX — PartnerFacts page ↗
Sources
Note · Apr 16, 2021 – Dec 18, 2023

Same name, different state: "Thomas Cooke" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "Thomas Cooke" with address state CA, is listed on 4 filings — most recently by Algenesis Corp (Dec 18, 2023). The two records do not overlap in time: this page runs May 2, 2011 to May 25, 2012; the other runs Apr 16, 2021 to Dec 18, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Cooke (CA) — PartnerFacts page ↗Form D/A · Dec 18, 2023 ↗Algenesis Corp — PartnerFacts page ↗Thomas Cooke (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $1,494,425; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 25, 2012 D
SARATOGA RESOURCES INC /TX
File 021-178865
$634,425$0$0C.K. Cooper & Company BrokerCheck CRD 106578 ↗
Ladenburg Thalmann & Co. Inc. BrokerCheck CRD 505 ↗		EDGAR ↗
Jul 19, 2011 D
SARATOGA RESOURCES INC /TX
File 021-163136
$860,000$0$0Prosdocimi Limited no CRD number reported
Imperial Capital, LLC BrokerCheck CRD 73744 ↗		EDGAR ↗
May 2, 2011 D
SARATOGA RESOURCES INC /TX
File 021-159113
$0$0$0Prosdocimi Limited no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Cooke on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SR
Oil and Gas

SARATOGA RESOURCES INC /TX

Houston, TX · May 2, 2011 → May 25, 2012 · 3 filings
  • May 25, 2012 · D · $19,308,500 sold of $19,308,500 · 28 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 19, 2011 · D · $28,250,000 sold of $28,250,000 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 2, 2011 · D · $7,443,948 sold of $15,000,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $28.3M from 28 investors (100% of the $19.3M target) as of the latest filing. Thomas is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas Cooke — CA, 1 issuer, Apr 16, 2021 → Dec 18, 2023 · no shared issuer

People around Thomas 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Smith

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Kevin Smith is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Daigle

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Clifford

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Rex White

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John William Rhea

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Hebert

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

William Rhea

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Aldridge

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Randall McDonald

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Cooke. Their page shows their other deals.

The team behind the deals

Same business address

29 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Cooke by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Cooke is listed on: none on file. No website or social profile named in SARATOGA RESOURCES INC /TX's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #340,434 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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