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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

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Thomas C Barry

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 17, 2009 → Feb 5, 2026

8deals (issuers)
$211.1Mreported sold
231investors
19Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas C Barry is listed as an executive officer and director on 19 SEC Form D filings by 8 issuers between Mar 2009 and Feb 2026. Largest by amount reported sold: Zephyr Peacock India Fund III Ltd (Ebene, Mauritius (as filed: O4) — pooled investment fund — 2012–2013; $46.4M reported sold to 58 investors), MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP (New York, NY — pooled investment fund — 2009; $45.2M reported sold to 34 investors), Zephyr Unicorn Partners L P (New York, NY — pooled investment fund — 2009; $44.3M reported sold to 57 investors), ZEPHYR PEACOCK INDIA GROWTH FUND, LTD. (Ebene, Mauritius (as filed: O4) — pooled investment fund — 2018–2019; $37.3M reported sold to 38 investors), Zephyr Peacock India Growth Fund II U.S., L.P. (New York, NY — pooled investment fund — 2025–2026; $22.6M reported sold to 28 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $211.1M sold in total.

Listed alongside Christine Peaslee (9 shared filings), James H DeGraffenreidt, Jr. (9 shared filings), Kathleen A Corbet (9 shared filings), Marc Racicot (9 shared filings), Mark Roellig (9 shared filings) and 49 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 3 sponsor groups: Zephyr Peacock India (9 issuers, $228M reported sold, 2009–2026), Massachusetts Mutual Variable (2 issuers, $14.8M reported sold, 2009–2012) and Municipal (6 issuers, $476.1M reported sold, 2009–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Thomas C Barry and found 9 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Russell Deakin; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas C Barry has not run yet — it is joining a line of 52,610 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas C Barry..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Thomas F Barry and Melissa A Barry closed
United States Bankruptcy Court, N.D. New York · No. 14-30801 · Filed May 13, 2014 · Closed May 24, 2016
Role of Thomas F Barry and Melissa A Barry: Debtor · Outcome: Case closed 2016-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas A Barry and Frances Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 12-41582 · Filed Apr 26, 2012 · Closed Oct 29, 2012
Role of Thomas A Barry and Frances Barry: Debtor · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas W. Barry and Louise S. Barry closed
United States Bankruptcy Court, N.D. New York · No. 10-30941 · Filed Apr 13, 2010 · Closed Aug 5, 2010
Role of Thomas W. Barry and Louise S. Barry: Debtor · Outcome: Case closed 2010-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas J. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 05-24600 · Filed Oct 14, 2005 · Closed May 4, 2006
Role of Thomas J. Barry: Debtor · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas J. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 03-18307 · Filed Oct 6, 2003 · Closed Aug 5, 2004
Role of Thomas J. Barry: Debtor · Outcome: Case closed 2004-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas Barry and Susan S. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 01-11132 · Filed Feb 20, 2001 · Closed May 9, 2005
Role of Thomas Barry and Susan S. Barry: Debtor · Outcome: Case closed 2005-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas A. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 99-41651 · Filed Mar 15, 1999 · Closed Jul 29, 1999
Role of Thomas A. Barry: Debtor · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas J. Barry closed
United States Bankruptcy Court, N.D. New York · No. 95-13557 · Filed Sep 21, 1995 · Closed Jan 18, 1996
Role of Thomas J. Barry: Debtor · Outcome: Case closed 1996-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas J. Barry closed
United States Bankruptcy Court, W.D. New York · No. 2-94-22745 · Filed Dec 21, 1994 · Closed Apr 16, 1998
Role of Thomas J. Barry: Debtor · Outcome: Case closed 1998-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Thomas R. Barry and Mary F. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 93-14898 · Filed May 25, 1993 · Closed Mar 25, 1997
Role of Thomas R. Barry and Mary F. Barry: Debtor · Outcome: Case closed 1997-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Thomas Barry closed
United States Bankruptcy Court, M.D. Georgia · No. 90-30738 · Filed Sep 20, 1990 · Closed Apr 4, 1991
Role of Thomas Barry: Debtor · Outcome: Case closed 1991-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Thomas E. Barry and Susan S. Barry closed
United States Bankruptcy Court, D. Massachusetts · No. 88-10551 · Filed Apr 4, 1988 · Closed Feb 5, 1991
Role of Thomas E. Barry and Susan S. Barry: Debtor · Outcome: Case closed 1991-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Thomas C Barry — 4 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Jan 24, 1983 – Oct 13, 2016

16 bankruptcy cases name the subject or team members

Bankruptcy case: John Murphy — filed Jun 17, 2016 · Bankruptcy case: Andrew John Murphy — filed Dec 19, 2013 · Bankruptcy case: John Murphy — filed Mar 25, 2008 · Bankruptcy case: DeGiacomo v. Picken Printing, Inc. — filed Jun 30, 2003 · Bankruptcy case: Richard C. Breeden, Esq. v. Bartosic — filed Mar 26, 1998 · and 11 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗John Joseph Murphy — PartnerFacts page ↗Docket · United States Bankruptcy Court, D. New Hampshire ↗Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Worth asking · Apr 15, 2009 – Apr 16, 2009

Amount sold went down between filings — Massachusetts Mutual Variable Life Separate Account III

The Apr 15, 2009 filing says $14,483,600 sold; the Apr 16, 2009 Form D/A says $2,896,720 sold — $11,586,880 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Apr 15, 2009 ↗Form D/A (later) · Apr 16, 2009 ↗Massachusetts Mutual Variable Life Separate Account III — PartnerFacts page ↗
Sources
Note · Aug 14, 2009 – Jan 13, 2017

Thomas C Barry appears on 2 deals that stopped filing before reaching their target

Blink Media, Inc. (last filing Jan 13, 2017; $300,000 sold of $650,000); MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP (last filing Aug 14, 2009; $45,246,000 sold of $125,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Blink Media, Inc. — PartnerFacts page ↗MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP — PartnerFacts page ↗
Sources
Worth asking · Feb 5, 2026

Paid seller listed without a CRD number: Russell Deakin — Zephyr Peacock India Growth Fund II U.S., L.P.

Russell Deakin is listed as receiving sales compensation on 1 filing (Feb 5, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 5, 2026 ↗BrokerCheck search: Russell Deakin ↗Zephyr Peacock India Growth Fund II U.S., L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2025

Paid seller listed without a CRD number: Eric Maillebiau — Zephyr Peacock India Growth Fund II U.S., L.P.

Eric Maillebiau is listed as receiving sales compensation on 1 filing (Feb 11, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Feb 11, 2025 ↗BrokerCheck search: Eric Maillebiau ↗Zephyr Peacock India Growth Fund II U.S., L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 29, 2018 – Oct 17, 2018

Form D filed 110 days after the first sale — ZEPHYR PEACOCK INDIA GROWTH FUND, LTD.

The filing says the first sale was Jun 29, 2018. The Form D was filed Oct 17, 2018 — 110 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 95 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 17, 2018 ↗ZEPHYR PEACOCK INDIA GROWTH FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jan 1, 2005 – Oct 16, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ZEPHYR PEACOCK INDIA GROWTH FUND, LTD. (latest filing Oct 16, 2019) · No amendment in the last 12 months on an offering that may still be open — Blink Media, Inc. (latest filing Jan 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Zephyr Peacock India Fund III Ltd (latest filing Nov 15, 2013) · No amendment in the last 12 months on an offering that may still be open — MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT V (latest filing Jun 7, 2012) · No amendment in the last 12 months on an offering that may still be open — Massachusetts Mutual Variable Life Separate Account III (latest filing Jun 7, 2012) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 16, 2019 ↗ZEPHYR PEACOCK INDIA GROWTH FUND, LTD. — PartnerFacts page ↗Form D · Jan 13, 2017 ↗Blink Media, Inc. — PartnerFacts page ↗
Sources
Note · Mar 17, 2009 – Oct 17, 2018

Thomas C Barry is written 2 different ways on the filings

listed as "Thomas C. Barry" on 15 filings (from Mar 17, 2009), and "Thomas Corcoran Barry" on 4 filings (from Oct 17, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 17, 2009 ↗Form D · Oct 17, 2018 ↗Thomas C Barry — PartnerFacts page ↗
Sources
Note · Sep 2, 2016

Same name, different state: "Thomas Barry" (DC) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Barry" with address state DC, is listed on 1 filing — most recently by MPOWER Financing, Public Benefit Corp (Sep 2, 2016). Both records have filings in the same period (Sep 2, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Barry (DC) — PartnerFacts page ↗Form D · Sep 2, 2016 ↗MPOWER Financing, Public Benefit Corp — PartnerFacts page ↗Thomas C Barry (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 8 offerings report sales commissions totalling $1,289,163; 0 report finder's fees; 1 reports proceeds to related persons totalling $610,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 5, 2026 D/A
Zephyr Peacock India Growth Fund II U.S., L.P.
File 021-537910
$1,000,000 (est.)$0$610,000
$384,000.00 is annual management fee; $226,000.00 is one-time org. expense reimbursement.
Russell Deakin no CRD number reportedEDGAR ↗
Oct 16, 2019 D/A
ZEPHYR PEACOCK INDIA GROWTH FUND, LTD.
File 021-323720
$0$0$0 (est.)
Affiliates are paid fees based on assets under management and the performance of the Fund, as well as fees for accounting and administrative services.
None listed on this filingEDGAR ↗
Jan 13, 2017 D
Blink Media, Inc.
File 021-278369
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2013 D/A
Zephyr Peacock India Fund III Ltd
File 021-176142
$0$0$0 (est.)
Affiliates are paid fees based on the assets under management and the performance of the fund.
None listed on this filingEDGAR ↗
Jun 7, 2012 D/A
Massachusetts Mutual Variable Life Separate Account III
File 021-130234
$288,917 (est.)$0$0M Holdings Securities, Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
via First Liberties Securities, Inc. (CRD 14432 ↗)

Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗
via Cambridge investment Research, Inc. (CRD 39543 ↗)
EDGAR ↗
Jun 7, 2012 D/A
MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT V
File 021-160764
$246 (est.)$0$0First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
via First Liberties Securities, Inc. (CRD 14432 ↗)
EDGAR ↗
Aug 14, 2009 D/A
MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP
File 021-121800
$0$0$0 (est.)
Affiliates are paid fees based on capital commitments and based on performance of the fund.
None listed on this filingEDGAR ↗
Mar 17, 2009 D/A
Zephyr Unicorn Partners L P
File 021-73517
$0$0$0
Affiliates are paid fees based on assets under management and based on performance of the fund.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Thomas C Barry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZP
Pooled Investment Fund · group: Zephyr Peacock India

Zephyr Peacock India Growth Fund II U.S., L.P.

New York, NY · Feb 11, 2025 → Feb 5, 2026 · 2 filings
  • Feb 5, 2026 · D/A · $22,600,000 sold of Indefinite · 28 investors · min. $100,000 · role: Director (Thomas C. Barry is a Director of Zephyr Peacock India Growth Fund II U.S., L.P., Zephyr Management, L.P. and Zephyr Management, Inc.) EDGAR ↗
  • Feb 11, 2025 · D · $10,600,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director (Thomas C. Barry is a Director of Zephyr Peacock India Growth Fund II U.S., L.P., Zephyr Management, L.P. and Zephyr Management, Inc.) EDGAR ↗

Raised $22.6M from 28 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZP
Pooled Investment Fund · group: Zephyr Peacock India

ZEPHYR PEACOCK INDIA GROWTH FUND, LTD.

Ebene, Mauritius (as filed: O4) · Oct 17, 2018 → Oct 16, 2019 · 2 filings
  • Oct 16, 2019 · D/A · $37,300,000 sold of Indefinite · 38 investors · min. $100,000 · role: Director (Director of Zephyr Peacock India Growth Fund, Ltd.) EDGAR ↗
  • Oct 17, 2018 · D · $32,900,000 sold of Indefinite · 30 investors · min. $100,000 · role: Director (Director of Zephyr Peacock India Growth Fund, Ltd.) EDGAR ↗

Raised $37.3M from 38 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Other Technology

Blink Media, Inc.

New York, NY · Jan 13, 2017
  • Jan 13, 2017 · D · $300,000 sold of $650,000 · 9 investors · min. $10,000 · role: Director EDGAR ↗

Raised $300K from 9 investors (46% of the $650K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZP
Pooled Investment Fund · group: Zephyr Peacock India

Zephyr Peacock India Fund III Ltd

Ebene, Mauritius (as filed: O4) · Apr 4, 2012 → Nov 15, 2013 · 3 filings
  • Nov 15, 2013 · D/A · $46,394,250 sold of Indefinite · 58 investors · min. $100,000 · role: Director (Director of Zephyr Peacock India Fund III Limited) EDGAR ↗
  • Apr 1, 2013 · D/A · $34,850,000 sold of Indefinite · 53 investors · min. $100,000 · role: Director (Director of Zephyr Peacock India Fund III Limited) EDGAR ↗
  • Apr 4, 2012 · D · $29,425,000 sold of Indefinite · 46 investors · min. $100,000 · role: Director (Director of Zephyr Peacock India Fund III Limited) EDGAR ↗

Raised $46.4M from 58 investors as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MM
Insurance · group: Massachusetts Mutual Variable

Massachusetts Mutual Variable Life Separate Account III

Springfield, MA · Apr 15, 2009 → Jun 7, 2012 · 8 filings
  • Jun 7, 2012 · D/A · $14,260,755 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $14,260,755 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2011 · D/A · $13,677,422 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2010 · D/A · $12,977,422 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 30, 2009 · D/A · $6,277,442 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 30, 2009 · D/A · $6,277,442 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2009 · D/A · $2,896,720 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2009 · D · $14,483,600 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $14.5M from 6 investors as of the latest filing. Thomas is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MM
Insurance · group: Massachusetts Mutual Variable

MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT V

Springfield, MA · Jun 7, 2012
  • Jun 7, 2012 · D/A · $500,000 sold of Indefinite · 1 investors · min. $500,000 · role: Director EDGAR ↗

Raised $500K from 1 investor as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Municipal

MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP

New York, NY · Aug 14, 2009
  • Aug 14, 2009 · D/A · $45,246,000 sold of $125,000,000 · 34 investors · min. $100,000 · role: Director (Principal of CB Municipal Advisers IV, LLC) EDGAR ↗

Raised $45.2M from 34 investors (36% of the $125M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ZU
Pooled Investment Fund · group: Zephyr Peacock India

Zephyr Unicorn Partners L P

New York, NY · Mar 17, 2009
  • Mar 17, 2009 · D/A · $44,292,485 sold of Indefinite · 57 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $44.3M from 57 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas P.M. Barry — VA, 1 issuer, Oct 6, 2010 → Oct 6, 2010 · no shared issuer
  • Thomas Barry — DC, 1 issuer, Sep 2, 2016 → Sep 2, 2016 · no shared issuer
  • Thomas P.M. Barry — MD, 1 issuer, Nov 30, 2022 → Nov 30, 2022 · no shared issuer

People around Thomas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

ZM
Management entity

Zephyr Management, L.P.

Director, Promoter · 8 shared filings (4 issuers) · also on 5 other issuers

Zephyr Management, L.P. is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JJ
Management entity

John Joseph Murphy

Executive Officer · 4 shared filings (1 issuer) · also on 36 other issuers

John Joseph Murphy is on 37 issuers in total — a repeat sponsor. Their page lists every one.

ZP
Management entity

Zephyr Peacock Management II Limited

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CZ
Management entity

Corcoran Zephyr Management, Inc.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

ZM
Management entity

ZPIGF II Manager, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MA
Management entity

Municipal Associates IV, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CM
Management entity

CB Municipal Advisers IV, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MZ
Management entity

MCAP Zephyr Advisers, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James H DeGraffenreidt, Jr.

Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William T Spitz

Director · 9 shared filings (2 issuers) · also on 4 other issuers

William T Spitz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Roellig

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Diaz Dennis

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M Furek

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond W LeBoeuf

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Fanning

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen A Corbet

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Peaslee

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Roger W Crandall

Executive Officer, Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael T Rollings

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd G Picken

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Racicot

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A Essner

Director · 9 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Elaine A Sarsynski

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Smith

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Finke

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William B Ellis

Director · 5 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart H. Reese

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rubina Toorawa

Director · 5 shared filings (2 issuers) · also on 8 other issuers

Rubina Toorawa is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John F Maypole

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Palermino

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Casale

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mukul Gulati

Director · 4 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Glavin

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Couldip Basanta Lala

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cathy E Minehan

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Minehan E Cathy

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

H. Todd Stitzer

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Cristobal I Conde

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas C Barry. Their page shows their other deals.

The team behind the deals

ZP
Sponsor group

Zephyr Peacock India

9 issuers · 26 filings · $228M reported sold · 2009–2026

One team, 9 deal companies. Thomas C Barry is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas C Barry.

MM
Sponsor group

Massachusetts Mutual Variable

2 issuers · 10 filings · $14.8M reported sold · 2009–2012

One team, 2 deal companies. Thomas C Barry is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas C Barry.

M
Sponsor group

Municipal

6 issuers · 19 filings · $476.1M reported sold · 2009–2020

One team, 6 deal companies. Thomas C Barry is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas C Barry.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Zephyr Peacock India Growth Fund II U.S., L.P., ZEPHYR PEACOCK INDIA GROWTH FUND, LTD., Zephyr Peacock India Fund III Ltd, Zephyr Unicorn Partners L P.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas C Barry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas C Barry is listed on: none on file. No website or social profile named in MUNICIPAL CAPITAL APPRECIATION PARTNERS IV LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #368,773 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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