PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:39 AM ET

Sponsor Check › Person

TB
No photo found (searched own website, image search on Oct 24, 2026)

Thomas R. Baruch

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 10, 2011 → Jun 27, 2012

4deals (issuers)
$441Mreported sold
63investors
9Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas R. Baruch is listed as a director on 9 SEC Form D filings by 4 issuers between Sep 2009 and Jun 2019: SOLYNDRA, INC. (Fremont, CA — other technology — 2009–2010; $286M reported sold to 43 investors), WILDCAT DISCOVERY TECHNOLOGIES, INC. (San Diego, CA — industry reported as "Other" — 2011–2012; $90M reported sold to 12 investors), CODEXIS, INC. (Redwood City, CA — biotechnology — 2019; $50M reported sold to 1 investors) and INTERMOLECULAR INC (San Jose, CA — other technology — 2011; $15M reported sold to 7 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $441M sold in total.

Listed alongside Anup Jacob (6 shared filings), Andrew McMillan, Ph.D. (4 shared filings), John Walecka (4 shared filings), Mark Gresser (4 shared filings), Robert Downs (4 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Solyndra (2 issuers, $197.3M reported sold, 2009–2011) and Wildcat (2 issuers, $4.9M reported sold, 2011–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for Thomas R. Baruch and found 11 differences: 5 bankruptcy cases name the subject or team members; Form D filed 20 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas R. Baruch has not run yet — it is joining a line of 25,181 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas R. Baruch..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Thomas R. Baruch (compared 9 filings on Oct 24, 2026)

Note · Nov 1, 1989 – Sep 6, 2013

5 bankruptcy cases name the subject or team members

Bankruptcy case: Pichai Singtoroj and Pam Cheng — filed May 27, 2013 · Bankruptcy case: Tony Chiang — filed Nov 29, 2008 · Bankruptcy case: Tony Chiang — filed Jun 30, 2005 · Bankruptcy case: Chemical Bank v. Swogger — filed Jul 14, 1995 · Bankruptcy case: Four Winds Enterprises Inc. v. A. Walecka & Sons, Inc. — filed Nov 1, 1989

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Pam Cheng — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Tony P. Chiang — PartnerFacts page ↗
Sources
Note · Jul 1, 2011 – Jul 21, 2011

Form D filed 20 days after the first sale — WILDCAT DISCOVERY TECHNOLOGIES, INC.

The filing says the first sale was Jul 1, 2011. The Form D was filed Jul 21, 2011 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 21, 2011 ↗WILDCAT DISCOVERY TECHNOLOGIES, INC. — PartnerFacts page ↗
Sources
Note · Jun 1, 2011 – Jun 20, 2011

Form D filed 19 days after the first sale — INTERMOLECULAR INC

The filing says the first sale was Jun 1, 2011. The Form D was filed Jun 20, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 20, 2011 ↗INTERMOLECULAR INC — PartnerFacts page ↗
Sources
Note · Jun 1, 2011 – Jun 20, 2011

No amendment in the last 12 months on an offering that may still be open — INTERMOLECULAR INC (latest filing Jun 20, 2011)

The latest filing for this offering is dated Jun 20, 2011 (first sale Jun 1, 2011). It reports $0 sold of $3,414,686 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 20, 2011 ↗INTERMOLECULAR INC — PartnerFacts page ↗
Sources
Note · Mar 4, 2011 – Mar 10, 2011

No amendment in the last 12 months on an offering that may still be open — INTERMOLECULAR INC (latest filing Mar 10, 2011)

The latest filing for this offering is dated Mar 10, 2011 (first sale Mar 4, 2011). It reports $14,999,999 sold of $25,000,021 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 10, 2011 ↗INTERMOLECULAR INC — PartnerFacts page ↗
Sources
Note · Jun 17, 2010 – Jun 29, 2010

No amendment in the last 12 months on an offering that may still be open — SOLYNDRA, INC. (latest filing Jun 29, 2010)

The latest filing for this offering is dated Jun 29, 2010 (first sale Jun 17, 2010). It reports $70,000,000 sold of $200,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 29, 2010 ↗SOLYNDRA, INC. — PartnerFacts page ↗
Sources
Note · Sep 7, 2011 – Jun 27, 2012

Offering amount changed between filings — WILDCAT DISCOVERY TECHNOLOGIES, INC.

The Sep 7, 2011 filing says $11,000,100 offered; the Jun 27, 2012 Form D/A says $13,530,123.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 7, 2011 ↗Form D/A (later) · Jun 27, 2012 ↗WILDCAT DISCOVERY TECHNOLOGIES, INC. — PartnerFacts page ↗
Sources
Note · Jul 21, 2011 – Sep 7, 2011

Offering amount changed between filings — WILDCAT DISCOVERY TECHNOLOGIES, INC.

The Jul 21, 2011 filing says $7,535,000 offered; the Sep 7, 2011 Form D/A says $11,000,100.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 21, 2011 ↗Form D/A (later) · Sep 7, 2011 ↗WILDCAT DISCOVERY TECHNOLOGIES, INC. — PartnerFacts page ↗
Sources
Note · Sep 18, 2009 – Mar 10, 2011

Thomas R. Baruch is written 2 different ways on the filings

listed as "Thomas Baruch" on 3 filings (from Sep 18, 2009), and "Thomas R. Baruch" on 6 filings (from Mar 10, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 18, 2009 ↗Form D · Mar 10, 2011 ↗Thomas R. Baruch — PartnerFacts page ↗
Sources
Note · Sep 15, 2021

Same name, different state: "Thomas Baruch" (VA or NC) is a separate record

This page covers filings where the address state is CA. A separate record, "Thomas Baruch" with address state VA or NC, is listed on 2 filings — most recently by EXELA HOLDINGS INC (Sep 15, 2021). The two records do not overlap in time: this page runs Mar 10, 2011 to Jun 27, 2012; the other has one filing dated Sep 15, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Baruch (VA,NC) — PartnerFacts page ↗Form D · Sep 15, 2021 ↗EXELA HOLDINGS INC — PartnerFacts page ↗Thomas R. Baruch (CA) — this page ↗
Sources
Note · Jun 22, 2017 – Jun 28, 2018

Same name, different state: "Thomas R Baruch" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Thomas R Baruch" with address state NY, is listed on 4 filings — most recently by Urban Electric Power Inc (Jun 28, 2018). The two records do not overlap in time: this page runs Mar 10, 2011 to Jun 27, 2012; the other runs Jun 22, 2017 to Jun 28, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas R Baruch (NY) — PartnerFacts page ↗Form D · Jun 28, 2018 ↗Urban Electric Power Inc — PartnerFacts page ↗Thomas R. Baruch (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 20, 2019 D
CODEXIS, INC.
File 021-342362
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2012 D/A
WILDCAT DISCOVERY TECHNOLOGIES, INC.
File 021-163268
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2012 D
WILDCAT DISCOVERY TECHNOLOGIES, INC.
File 021-179795
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2011 D
INTERMOLECULAR INC
File 021-161527
$0$0$0N/A no CRD number reportedEDGAR ↗
Mar 10, 2011 D
INTERMOLECULAR INC
File 021-156482
$0$0$0N/A no CRD number reportedEDGAR ↗
Jun 29, 2010 D
SOLYNDRA, INC.
File 021-144195
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2009 D
SOLYNDRA, INC.
File 021-122003
$0 (est.)$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Thomas R. Baruch on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Biotechnology

CODEXIS, INC.

Redwood City, CA · Jun 20, 2019
  • Jun 20, 2019 · D · $50,000,000 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50M from 1 investor (100% of the $50M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WD
Other · group: Wildcat

WILDCAT DISCOVERY TECHNOLOGIES, INC.

San Diego, CA · Jul 21, 2011 → Jun 27, 2012 · 4 filings
  • Jun 27, 2012 · D/A · $13,530,123 sold of $13,530,123 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 14, 2012 · D · $160,000 sold of $160,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2011 · D/A · $8,700,087 sold of $11,000,100 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 21, 2011 · D · $6,850,000 sold of $7,535,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $90M from 12 investors (100% of the $13.5M target) as of the latest filing. Thomas is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

I
Other Technology

INTERMOLECULAR INC

San Jose, CA · Mar 10, 2011 → Jun 20, 2011 · 2 filings
  • Jun 20, 2011 · D · $0 sold of $3,414,686 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Mar 10, 2011 · D · $14,999,999 sold of $25,000,021 · 7 investors · min. $1 · role: Director EDGAR ↗

Raised $15M from 7 investors (100% of the $3.41M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology · group: Solyndra

SOLYNDRA, INC.

Fremont, CA · Sep 18, 2009 → Jun 29, 2010 · 2 filings
  • Jun 29, 2010 · D · $70,000,000 sold of $200,000,000 · 41 investors · min. $5,000 · role: Director EDGAR ↗
  • Sep 18, 2009 · D · $285,999,999 sold of $285,999,999 · 43 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $286M from 43 investors (100% of the $200M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas R Baruch — NY, 2 issuers, Jun 22, 2017 → Jun 28, 2018 · no shared issuer
  • Thomas Baruch — VA, NC, 1 issuer, Sep 15, 2021 → Sep 15, 2021 · no shared issuer

People around Thomas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AJ
No photo found (searched own website, image search on Oct 24, 2026)
Person

Anup Jacob

Director · 6 shared filings (2 issuers) · also on 11 other issuers

Anup Jacob is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found (searched own website, image search on Oct 24, 2026)
Person

Mark Gresser

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Walecka

Director · 4 shared filings (2 issuers) · also on 11 other issuers

John Walecka is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Andrew McMillan, Ph.D.

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

SD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Steven Kaye, Ph.D.

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

RD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Robert Downs

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

PS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Peter Schultz

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Peter Schultz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Irwin Federman

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Irwin Federman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Wilbur G. Stover

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jameson McJunkin

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gibbons

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Prend

Director · 2 shared filings (1 issuer) · also on 5 other issuers

David Prend is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Gronet

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Sims

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Maydan

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Dan Maydan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Winston Fu

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Winston Fu is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Bierman

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Mitchell

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

LM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Laura Marion

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Eidelman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tony P. Chiang

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Isy Goldwasser

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Behnke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Craig Hunter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce M. McWilliams, Ph.D.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Scalise

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

YA
No photo found yet (own website and image search run after this page is viewed)
Person

Yoshiki Ashizawa

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

ID
No photo found yet (own website and image search run after this page is viewed)
Person

Imran Hashim, Ph.D.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

KS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Kurt Swogger

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David E. Lazovsky

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

PD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Peter G. Schultz, Ph.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Smith

Director · 1 shared filing (1 issuer) · also on 13 other issuers

David Smith is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James K. Truman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

AO
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Occineide

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward W. Barnholt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alex O'Cinneide

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gaffney

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sandeep Jaggi, Ph.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Chi I. Lang

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Wolf

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas R. Baruch. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Solyndra

2 issuers · 6 filings · $197.3M reported sold · 2009–2011

One team, 2 deal companies. Thomas R. Baruch is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas R. Baruch.

W
Sponsor group

Wildcat

2 issuers · 14 filings · $4.9M reported sold · 2011–2025

One team, 2 deal companies. Thomas R. Baruch is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas R. Baruch.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas R. Baruch by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas R. Baruch is listed on: none on file. No website or social profile named in SOLYNDRA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #350,722 of 374,652 in line (1,277 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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