David E. Lazovsky is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Mar 2011 and Jun 2011: INTERMOLECULAR INC (San Jose, CA — other technology — 2011; $15M reported sold to 7 investors).
What this means One deal on file with the SEC, filed Jun 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for David E. Lazovsky and found 6 differences: Bankruptcy case: Tony Chiang; Bankruptcy case: Four Winds Enterprises Inc. v. A. Walecka & Sons, Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.