Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:54 AM ET

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Thomas Bartlett

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Mar 27, 2017 → Apr 28, 2017

1deal (issuers)

$3.58Mreported sold

36investors

2Form D filings

2017year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Bartlett is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2017 and Apr 2017: Alternate Health Corp. (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2017; $3.58M reported sold to 36 investors).

What this means One deal on file with the SEC, filed Apr 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Adam Desmond (2 shared filings), Bryan Korba (2 shared filings), James Tykoliz (2 shared filings), Jamison Feramisco (2 shared filings), Marcelin O'Neill (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 34 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Thomas Bartlett and found 4 differences, 1 worth asking the sponsor about: 100% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Bartlett has not run yet — it is joining a line of 62,983 names; searches run around the clock at the hosts' allowed rate. Searched so far: 745 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Bartlett..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 1 open, 33 closed (disposition not in docket feed)

THOMAS R. BARTLETT open

United States Bankruptcy Court, D. Arizona · No. 0:25-bk-05903 · Filed Jun 27, 2025

Role of THOMAS R. BARTLETT: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Thomas Bartlett, III closed

United States Bankruptcy Court, E.D. Virginia · No. 19-50574 · Filed Apr 19, 2019 · Closed Jul 29, 2019

Role of Thomas Bartlett, III: Debtor · Outcome: Case closed 2019-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Thomas Bartlett closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 18-10217 · Filed Mar 14, 2018 · Closed Dec 12, 2018

Role of Thomas Bartlett: Debtor · Outcome: Case closed 2018-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Thomas S. Bartlett closed

United States Bankruptcy Court, E.D. Michigan · No. 14-20145 · Filed Jan 27, 2014 · Closed May 2, 2014

Role of Thomas S. Bartlett: Debtor · Outcome: Case closed 2014-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Thomas E. Bartlett closed

United States Bankruptcy Court, D. Connecticut · No. 13-30463 · Filed Mar 15, 2013 · Closed Aug 20, 2018

Role of Thomas E. Bartlett: Debtor · Outcome: Case closed 2018-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

Thomas Bartlett, III closed

United States Bankruptcy Court, E.D. Virginia · No. 13-50055 · Filed Jan 16, 2013 · Closed Nov 13, 2018

Role of Thomas Bartlett, III: Debtor · Outcome: Case closed 2018-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Thomas C. Bartlett closed

United States Bankruptcy Court, D. Massachusetts · No. 12-44007 · Filed Nov 16, 2012 · Closed Feb 21, 2013

Role of Thomas C. Bartlett: Debtor · Outcome: Case closed 2013-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Thomas C Bartlett closed

United States Bankruptcy Court, N.D. Illinois · No. 12-17181 · Filed Apr 26, 2012 · Closed Jul 27, 2012

Role of Thomas C Bartlett: Debtor · Outcome: Case closed 2012-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Thomas L. Bartlett and Diane R. Bartlett closed

United States Bankruptcy Court, E.D. California · No. 10-23311 · Filed Feb 11, 2010 · Closed Aug 31, 2015

Role of Thomas L. Bartlett and Diane R. Bartlett: Debtor · Outcome: Case closed 2015-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas N. Bartlett and Virginia Bartlett closed

United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-01016 · Filed Jan 25, 2010 · Closed Jul 8, 2010

Role of Thomas N. Bartlett and Virginia Bartlett: Debtor · Outcome: Case closed 2010-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Thomas E. Bartlett and Rachel S. Bartlett closed

United States Bankruptcy Court, W.D. North Carolina · No. 08-31080 · Filed May 27, 2008 · Closed Feb 14, 2012

Role of Thomas E. Bartlett and Rachel S. Bartlett: Debtor · Outcome: Case closed 2012-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Thomas T. Bartlett and Marguerite P. Bartlett closed

United States Bankruptcy Court, W.D. Texas · No. 08-51449 · Filed May 22, 2008 · Closed Sep 3, 2008

Role of Thomas T. Bartlett and Marguerite P. Bartlett: Debtor · Outcome: Case closed 2008-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Thomas S. Bartlett closed

United States Bankruptcy Court, E.D. Michigan · No. 05-26413 · Filed Oct 14, 2005 · Closed Mar 7, 2006

Role of Thomas S. Bartlett: Debtor · Outcome: Case closed 2006-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Thomas E. Bartlett, Sr. and Rhonda R. Bartlett closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-64322 · Filed Aug 12, 2005 · Closed Dec 7, 2005

Role of Thomas E. Bartlett, Sr.: Debtor · Outcome: Case closed 2005-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Thomas L. Bartlett closed

United States Bankruptcy Court, E.D. Wisconsin · No. 05-26911 · Filed Apr 26, 2005 · Closed Aug 7, 2005

Role of Thomas L. Bartlett: Debtor · Outcome: Case closed 2005-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Polly A Bartlett and Thomas E Bartlett closed

United States Bankruptcy Court, D. Oregon · No. 05-32532 · Filed Mar 14, 2005 · Closed Jun 28, 2005

Role of Thomas E Bartlett: Debtor · Outcome: Case closed 2005-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Thomas G Bartlett and Bridget V Bartlett closed

United States Bankruptcy Court, N.D. Illinois · No. 04-76170 · Filed Dec 14, 2004 · Closed Mar 31, 2005

Role of Thomas G Bartlett and Bridget: Plaintiff · Outcome: Case closed 2005-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Thomas Bartlett closed

United States Bankruptcy Court, S.D. California · No. 03-10576 · Filed Nov 21, 2003 · Closed Feb 27, 2004

Role of Thomas Bartlett: Debtor · Outcome: Case closed 2004-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas E. Bartlett closed

United States Bankruptcy Court, D. Oregon · No. 03-64350 · Filed May 27, 2003 · Closed Sep 17, 2003

Role of Thomas E. Bartlett: Debtor · Outcome: Case closed 2003-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Thomas Bartlett closed

United States Bankruptcy Court, C.D. California · No. 9:99-bk-11787 · Filed May 10, 1999 · Closed Jul 29, 1999

Role of Thomas Bartlett: Debtor · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas Bartlett closed

United States Bankruptcy Court, C.D. California · No. 9:99-bk-10830 · Filed Mar 3, 1999 · Closed May 17, 1999

Role of Thomas Bartlett: Debtor · Outcome: Case closed 1999-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas M. Bartlett and Janet M. Bartlett closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-14526 · Filed Aug 20, 1998 · Closed Jan 21, 1999

Role of Thomas M. Bartlett and Janet M. Bartlett: Debtor · Outcome: Case closed 1999-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

THOMAS BARTLETT closed

United States Bankruptcy Court, D. Nevada · No. 97-25697 · Filed Jul 28, 1997 · Closed Nov 25, 1997

Role of THOMAS BARTLETT: Debtor · Outcome: Case closed 1997-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)

Thomas L Bartlett and Linda L Bartlett closed

United States Bankruptcy Court, N.D. Illinois · No. 97-50603 · Filed Mar 4, 1997 · Closed Jul 23, 1997

Role of Thomas L Bartlett and Linda L Bartlett: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Thomas Bartlett closed

United States Bankruptcy Court, N.D. Illinois · No. 96-24959 · Filed Sep 20, 1996 · Closed Jan 28, 1997

Role of Thomas Bartlett: Debtor · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Thomas M. Bartlett and Janet M. Bartlett closed

United States Bankruptcy Court, S.D. Georgia · No. 96-40537 · Filed Mar 1, 1996 · Closed Dec 4, 1997

Role of Thomas M. Bartlett and Janet M. Bartlett: Debtor · Outcome: Case closed 1997-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas L. Bartlett and Vickie J. Bartlett closed

United States Bankruptcy Court, S.D. Iowa · No. 96-00379 · Filed Feb 5, 1996 · Closed Aug 19, 1996

Role of Thomas L. Bartlett and Vickie J. Bartlett: Debtor · Outcome: Case closed 1996-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)

Thomas B. Bartlett and Rhonda E. Bartlett closed

United States Bankruptcy Court, W.D. New York · No. 2-95-21598 · Filed Jul 12, 1995 · Closed Dec 13, 1995

Role of Thomas B. Bartlett and Rhonda E. Bartlett: Debtor · Outcome: Case closed 1995-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Thomas L. Bartlett closed

United States Bankruptcy Court, E.D. Wisconsin · No. 95-21263 · Filed Mar 8, 1995 · Closed Jun 21, 1995

Role of Thomas L. Bartlett: Debtor · Outcome: Case closed 1995-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Thomas E. Bartlett closed

United States Bankruptcy Court, W.D. New York · No. 2-94-20345 · Filed Feb 23, 1994 · Closed Jul 11, 1994

Role of Thomas E. Bartlett: Debtor · Outcome: Case closed 1994-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

THOMAS BARTLETT and JEAN BARTLETT closed

United States Bankruptcy Court, D. Montana · No. 93-20028 · Filed Jan 11, 1993 · Closed Apr 9, 1993

Role of THOMAS BARTLETT and JEAN BARTLETT: Debtor · Outcome: Case closed 1993-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in MT (not a filing state)

Thomas E. Bartlett and Constance J. Bartlett closed

United States Bankruptcy Court, D. New Hampshire · No. 88-00233 · Filed Apr 15, 1988 · Closed Feb 28, 1990

Role of Thomas E. Bartlett and Constance J. Bartlett: Debtor · Outcome: Case closed 1990-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

Thomas J Bartlett and Laura Sullivan Bartlett closed

United States Bankruptcy Court, C.D. California · No. 1:87-bk-17785 · Filed Aug 31, 1987 · Closed Feb 22, 1988

Role of Thomas J Bartlett and Laura Sullivan Bartlett: Debtor · Outcome: Case closed 1988-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas Bartlett and Linda Bartlett closed

United States Bankruptcy Court, N.D. Illinois · No. 87-12396 · Filed Aug 24, 1987 · Closed Jun 15, 1990

Role of Thomas Bartlett and Linda Bartlett: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Thomas Bartlett — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Apr 28, 2017

100% of the money raised went to insiders — Alternate Health Corp.

The Apr 28, 2017 Form D reports $1,993,750 sold and $1,993,750 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Common shares were issued to a trust in settlement of a debt; one of the directors of the Issuer is the trustee of the recipient trust".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 28, 2017 ↗Alternate Health Corp. — PartnerFacts page ↗

Sources

Form D · Apr 28, 2017 ↗ (Apr 28, 2017)
Alternate Health Corp. — PartnerFacts page ↗ (Oct 17, 2018)

Note · Mar 6, 2017 – Mar 27, 2017

Form D filed 21 days after the first sale — Alternate Health Corp.

The filing says the first sale was Mar 6, 2017. The Form D was filed Mar 27, 2017 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 27, 2017 ↗Alternate Health Corp. — PartnerFacts page ↗

Sources

Form D · Mar 27, 2017 ↗ (Mar 27, 2017)
Alternate Health Corp. — PartnerFacts page ↗ (Oct 17, 2018)

Note · Mar 13, 2020

Same name, different state: "Thomas Bartlett" (CA) is a separate record

This page covers filings where the address state is A1. A separate record, "Thomas Bartlett" with address state CA, is listed on 1 filing — most recently by EQUINIX INC (Mar 13, 2020). The two records do not overlap in time: this page runs Mar 27, 2017 to Apr 28, 2017; the other has one filing dated Mar 13, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Bartlett (CA) — PartnerFacts page ↗Form D · Mar 13, 2020 ↗EQUINIX INC — PartnerFacts page ↗Thomas Bartlett (A1) — this page ↗

Sources

Thomas Bartlett (CA) — PartnerFacts page ↗ (Mar 13, 2020)
Form D · Mar 13, 2020 ↗ (Mar 13, 2020)
EQUINIX INC — PartnerFacts page ↗ (Mar 13, 2020)
Thomas Bartlett (A1) — this page ↗ (Apr 28, 2017)

Note · Nov 26, 2012 – Oct 1, 2015

Same name, different state: "Thomas M. Bartlett" (NY) is a separate record

This page covers filings where the address state is A1. A separate record, "Thomas M. Bartlett" with address state NY, is listed on 11 filings — most recently by Cobblestone Private Credit Fund, LP (Jul 9, 2018). The two records do not overlap in time: this page runs Mar 27, 2017 to Apr 28, 2017; the other runs Nov 26, 2012 to Oct 1, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas M. Bartlett (NY) — PartnerFacts page ↗Form D · Jul 9, 2018 ↗Cobblestone Private Credit Fund, LP — PartnerFacts page ↗Thomas Bartlett (A1) — this page ↗

Sources

Thomas M. Bartlett (NY) — PartnerFacts page ↗ (Oct 1, 2015)
Form D · Jul 9, 2018 ↗ (Jul 9, 2018)
Cobblestone Private Credit Fund, LP — PartnerFacts page ↗ (Jul 9, 2018)
Thomas Bartlett (A1) — this page ↗ (Apr 28, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,993,750.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 28, 2017 D Alternate Health Corp. File 021-285725	$0	$0	$1,993,750 Common shares were issued to a trust in settlement of a debt; one of the directors of the Issuer is the trustee of the recipient trust	None listed on this filing	EDGAR ↗
Mar 27, 2017 D Alternate Health Corp. File 021-283395	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Bartlett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Alternate Health Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Mar 27, 2017 → Apr 28, 2017 · 2 filings

Apr 28, 2017 · D · $1,993,750 sold of $1,993,750 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Mar 27, 2017 · D · $3,577,500 sold of $3,577,500 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.58M from 36 investors (100% of the $1.99M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas M. Bartlett — NY, 6 issuers, Nov 26, 2012 → Oct 1, 2015 · no shared issuer
Thomas Bartlett — CA, 1 issuer, Mar 13, 2020 → Mar 13, 2020 · no shared issuer

People around Thomas 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Marcelin O'Neill

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bryan Korba

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Tykoliz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Adam Desmond

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jamison Feramisco

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael English

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Murphy

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

Michael Murphy is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Griffiths

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Griffiths

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Bartlett. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Bartlett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Bartlett is listed on: none on file. No website or social profile named in Alternate Health Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #246,225 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Thomas Bartlett

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

100% of the money raised went to insiders — Alternate Health Corp.

Form D filed 21 days after the first sale — Alternate Health Corp.

Same name, different state: "Thomas Bartlett" (CA) is a separate record

Same name, different state: "Thomas M. Bartlett" (NY) is a separate record

5. Money to insiders

Deals 1

People around Thomas 9

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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