Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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Thomas A. Shields

Named as an officer, director or promoter on SEC Form D filings · MA · Jun 15, 2011 → Sep 13, 2019

5deals (issuers)

$17.9Mreported sold

70investors

8Form D filings

2011–2019years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas A. Shields is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 5 issuers between Jun 2011 and Sep 2019: Greater Boston Musculoskeletal Center Real Estate Company, LLC (Quincy, MA — commercial — 2011; $7.7M reported sold to 16 investors), Lake Real Estate, LLC (Quincy, MA — other real estate — 2019; $3.75M reported sold to 14 investors), Medford Lawrence Real Estate, LLC (Quincy, MA — commercial — 2018; $3.4M reported sold to 9 investors), ZS Genetics Inc (Wakefield, MA — biotechnology — 2014–2015; $1.72M reported sold to 22 investors) and Medford Surgery Center, LLC (Quincy, MA — other health care — 2018; $1.35M reported sold to 9 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $17.9M sold in total.

Listed alongside Frank E. Ferguson (3 shared filings), Jane Hager (3 shared filings), Shields ASC, LLC (3 shared filings, management entity), Thomas D. Abert (3 shared filings), William R Glover (3 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Shields Asc (3 issuers, $8.5M reported sold, 2018–2019) and Greater Boston Musculoskeletal Center (2 issuers, $8.1M reported sold, 2011).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Thomas A. Shields and found 10 differences, 1 worth asking the sponsor about: Form D filed 75 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas A. Shields has not run yet — it is joining a line of 51,233 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas A. Shields..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Thomas Shields closed

United States Bankruptcy Court, C.D. Illinois · No. 21-70808 · Filed Nov 18, 2021 · Closed Apr 1, 2022

Role of Thomas Shields: Debtor · Outcome: Case closed 2022-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

Thomas A. Shields and Lara Shields closed

United States Bankruptcy Court, N.D. Florida · No. 10-32409 · Filed Nov 23, 2010 · Closed May 12, 2011

Role of Thomas A. Shields and Lara Shields: Debtor · Outcome: Case closed 2011-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

Thomas A. Shields and Sarah M. Shields closed

United States Bankruptcy Court, E.D. Michigan · No. 08-71597 · Filed Dec 29, 2008 · Closed Aug 4, 2009

Role of Thomas A. Shields and Sarah M. Shields: Debtor · Outcome: Case closed 2009-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)

Thomas Shields closed

United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-06779 · Filed Jun 14, 2004 · Closed Oct 7, 2004

Role of Thomas Shields: Debtor · Outcome: Case closed 2004-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

Thomas Shields closed

United States Bankruptcy Court, D. Connecticut · No. 99-22181 · Filed Jun 22, 1999 · Closed Nov 3, 1999

Role of Thomas Shields: Debtor · Outcome: Case closed 1999-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

Thomas Shields closed

United States Bankruptcy Court, D. Connecticut · No. 98-24372 · Filed Sep 29, 1998 · Closed Apr 5, 1999

Role of Thomas Shields: Debtor · Outcome: Case closed 1999-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 75 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Thomas A. Shields — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Apr 9, 2014

13% of the money raised went to insiders — ZS Genetics Inc

The Apr 9, 2014 Form D/A reports $1,724,963 sold and $222,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Total Executive Officers Salaries for the offering period.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Apr 9, 2014 ↗ZS Genetics Inc — PartnerFacts page ↗

Sources

Form D/A · Apr 9, 2014 ↗ (Apr 9, 2014)
ZS Genetics Inc — PartnerFacts page ↗ (May 6, 2015)

Worth asking · Jun 30, 2019 – Sep 13, 2019

Form D filed 75 days after the first sale — Lake Real Estate, LLC

The filing says the first sale was Jun 30, 2019. The Form D was filed Sep 13, 2019 — 75 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 60 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 13, 2019 ↗Lake Real Estate, LLC — PartnerFacts page ↗

Sources

Form D · Sep 13, 2019 ↗ (Sep 13, 2019)
Lake Real Estate, LLC — PartnerFacts page ↗ (Sep 13, 2019)

Note · Apr 27, 2015 – May 6, 2015

No amendment in the last 12 months on an offering that may still be open — ZS Genetics Inc (latest filing May 6, 2015)

The latest filing for this offering is dated May 6, 2015 (first sale Apr 27, 2015). It reports $170,000 sold of $350,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 6, 2015 ↗ZS Genetics Inc — PartnerFacts page ↗

Sources

Form D · May 6, 2015 ↗ (May 6, 2015)
ZS Genetics Inc — PartnerFacts page ↗ (May 6, 2015)

Note · May 3, 2010 – Apr 9, 2014

No amendment in the last 12 months on an offering that may still be open — ZS Genetics Inc (latest filing Apr 9, 2014)

The latest filing for this offering is dated Apr 9, 2014 (first sale May 3, 2010). It reports $1,724,963 sold of $2,300,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Apr 9, 2014 ↗ZS Genetics Inc — PartnerFacts page ↗

Sources

Form D/A · Apr 9, 2014 ↗ (Apr 9, 2014)
ZS Genetics Inc — PartnerFacts page ↗ (May 6, 2015)

Note · Jan 6, 2012 – Apr 9, 2014

Offering amount changed between filings — ZS Genetics Inc

The Jan 6, 2012 filing says $1,000,000 offered; the Apr 9, 2014 Form D/A says $2,300,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 6, 2012 ↗Form D/A (later) · Apr 9, 2014 ↗ZS Genetics Inc — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 6, 2012 ↗ (Jan 6, 2012)
Form D/A (later) · Apr 9, 2014 ↗ (Apr 9, 2014)
ZS Genetics Inc — PartnerFacts page ↗ (May 6, 2015)

Note · Jun 15, 2011 – Aug 31, 2011

Offering amount changed between filings — Greater Boston Musculoskeletal Center Real Estate Company, LLC

The Jun 15, 2011 filing says $6,486,600 offered; the Aug 31, 2011 Form D/A says $7,695,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 15, 2011 ↗Form D/A (later) · Aug 31, 2011 ↗Greater Boston Musculoskeletal Center Real Estate Company, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Jun 15, 2011 ↗ (Jun 15, 2011)
Form D/A (later) · Aug 31, 2011 ↗ (Aug 31, 2011)
Greater Boston Musculoskeletal Center Real Estate Company, LLC — PartnerFacts page ↗ (Aug 31, 2011)

Note · Jun 15, 2011 – Dec 27, 2018

Thomas A. Shields is written 2 different ways on the filings

listed as "Thomas A. Shields" on 6 filings (from Jun 15, 2011), and "Thomas Shields" on 2 filings (from Dec 27, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 15, 2011 ↗Form D · Dec 27, 2018 ↗Thomas A. Shields — PartnerFacts page ↗

Sources

Note · Nov 27, 2015 – Aug 25, 2017

Same name, different state: "Thomas Shields" (CT or NY) is a separate record

This page covers filings where the address state is MA. A separate record, "Thomas Shields" with address state CT or NY, is listed on 3 filings — most recently by Sustainable Waste Power Systems, Inc. (Aug 25, 2017). Both records have filings in the same period (Nov 27, 2015 to Aug 25, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Shields (CT,NY) — PartnerFacts page ↗Form D/A · Aug 25, 2017 ↗Sustainable Waste Power Systems, Inc. — PartnerFacts page ↗Thomas A. Shields (MA) — this page ↗

Sources

Thomas Shields (CT,NY) — PartnerFacts page ↗ (Aug 25, 2017)
Form D/A · Aug 25, 2017 ↗ (Aug 25, 2017)
Sustainable Waste Power Systems, Inc. — PartnerFacts page ↗ (Aug 25, 2017)
Thomas A. Shields (MA) — this page ↗ (Sep 13, 2019)

Note · Jan 22, 2014

Same name, different state: "Thomas Shields" (FL) is a separate record

This page covers filings where the address state is MA. A separate record, "Thomas Shields" with address state FL, is listed on 2 filings — most recently by LIGHTING SCIENCE GROUP CORP (Jan 22, 2014). Both records have filings in the same period (Jan 22, 2014).

Thomas Shields (FL) — PartnerFacts page ↗Form D · Jan 22, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗Thomas A. Shields (MA) — this page ↗

Sources

Thomas Shields (FL) — PartnerFacts page ↗ (Jan 22, 2014)
Form D · Jan 22, 2014 ↗ (Jan 22, 2014)
LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗ (Aug 2, 2016)
Thomas A. Shields (MA) — this page ↗ (Sep 13, 2019)

Note · Jan 6, 2012 – Apr 9, 2014

Address moved from North Billerica, MA to Beverly Farms, MA — ZS Genetics Inc

The people listed on the Jan 6, 2012 filing give North Billerica, MA; on the Apr 9, 2014 filing they give Beverly Farms, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 6, 2012 ↗Form D/A · Apr 9, 2014 ↗ZS Genetics Inc — PartnerFacts page ↗

Sources

Form D/A · Jan 6, 2012 ↗ (Jan 6, 2012)
Form D/A · Apr 9, 2014 ↗ (Apr 9, 2014)
ZS Genetics Inc — PartnerFacts page ↗ (May 6, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $232,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 13, 2019 D Lake Real Estate, LLC File 021-348790	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 27, 2018 D Medford Surgery Center, LLC File 021-329047	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 27, 2018 D Medford Lawrence Real Estate, LLC File 021-329048	$0	$0	$0	None listed on this filing	EDGAR ↗
May 6, 2015 D ZS Genetics Inc File 021-239267	$0	$0	$0 to provide for market research and business plan updating	none no CRD number reported	EDGAR ↗
May 16, 2014 D ZS Genetics Inc File 021-217555	$0	$0	$10,000 (est.) toward regular salary only	none no CRD number reported	EDGAR ↗
Apr 9, 2014 D/A ZS Genetics Inc File 021-171297	$0	$0	$222,000 (est.) Total Executive Officers Salaries for the offering period.	None listed on this filing	EDGAR ↗
Aug 31, 2011 D/A Greater Boston Musculoskeletal Center Real Estate Company, LLC File 021-161291	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Thomas A. Shields on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: Shields Asc

Lake Real Estate, LLC

Quincy, MA · Sep 13, 2019

Sep 13, 2019 · D · $3,750,000 sold of $3,750,000 · 14 investors · min. $50,000 · role: Executive Officer, Promoter (Executive Officer of Manager of Managing Member) EDGAR ↗

Raised $3.75M from 14 investors (100% of the $3.75M target) as of the latest filing. Thomas is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Shields Asc

Medford Lawrence Real Estate, LLC

Quincy, MA · Dec 27, 2018

Dec 27, 2018 · D · $3,400,000 sold of $3,400,000 · 9 investors · min. $68,000 · role: Executive Officer, Promoter (Executive Officer of Manager of Managing Member and Promoter of Issuer.) EDGAR ↗

Raised $3.4M from 9 investors (100% of the $3.4M target) as of the latest filing. Thomas is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care · group: Shields Asc

Medford Surgery Center, LLC

Quincy, MA · Dec 27, 2018

Dec 27, 2018 · D · $1,350,000 sold of $1,350,000 · 9 investors · min. $27,000 · role: Executive Officer, Director, Promoter (Executive Officer of Manager of Managing Member and Promoter of Issuer.) EDGAR ↗

Raised $1.35M from 9 investors (100% of the $1.35M target) as of the latest filing. Thomas is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

ZS Genetics Inc

Wakefield, MA · Apr 9, 2014 → May 6, 2015 · 3 filings

May 6, 2015 · D · $170,000 sold of $350,000 · 3 investors · min. $50,000 · role: Director EDGAR ↗
May 16, 2014 · D · $100,000 sold of $100,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
Apr 9, 2014 · D/A · $1,724,963 sold of $2,300,000 · 22 investors · min. $5,000 · role: Director EDGAR ↗

Raised $1.72M from 22 investors (100% of the $350K target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Greater Boston Musculoskeletal Center

Greater Boston Musculoskeletal Center Real Estate Company, LLC

Quincy, MA · Jun 15, 2011 → Aug 31, 2011 · 2 filings

Aug 31, 2011 · D/A · $7,695,000 sold of $7,695,000 · 16 investors · min. $142,500 · role: Executive Officer, Director, Promoter (of the Managing Member) EDGAR ↗
Jun 15, 2011 · D · $6,486,600 sold of $6,486,600 · 14 investors · min. $142,500 · role: Executive Officer, Director, Promoter (of the Managing Member) EDGAR ↗

Raised $7.7M from 16 investors (100% of the $7.7M target) as of the latest filing. Thomas is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas Shields — FL, 1 issuer, Jan 22, 2014 → Jan 22, 2014 · no shared issuer
Thomas F. Shields — MA, 1 issuer, Jun 15, 2011 → Aug 31, 2011 · no shared issuer
Thomas Shields — CT, NY, 1 issuer, Nov 27, 2015 → Aug 25, 2017 · no shared issuer

People around Thomas 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity