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Thomas Guard

Named as an officer, director or promoter on SEC Form D filings · FL · Dec 18, 2018 → Apr 24, 2024

25deals (issuers)
$277.3Mreported sold
1,915investors
38Form D filings
2018–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Guard is listed as an executive officer and director on 38 SEC Form D filings by 25 issuers between Oct 2009 and Apr 2024. Largest by amount reported sold: Carter Multifamily Growth & Income Fund, LLC (Tampa, FL — reits and finance — 2018–2019; $103.1M reported sold to 1,047 investors), Tower Cloud Inc (St Petersburg, FL — telecommunications — 2009–2013; $74M reported sold to 51 investors), CX Industrial Logistics, DST (Tampa, FL — commercial — 2022; $32.9M reported sold to 99 investors), Aphorio Carter Critical Infrastructure Fund, LLC (Tampa, FL — other real estate — 2022–2024; $24.2M reported sold to 181 investors), CMF II PORTFOLIO EAST BRIDGE, LLC (Tampa, FL — reits and finance — 2022; $20M reported sold to 1 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $277.3M sold in total.

Listed alongside John E. Carter (30 shared filings), Lisa Drummond (26 shared filings), Cynthia Pfeifer (21 shared filings), Joseph Caballero (9 shared filings), Gael Ragone (8 shared filings) and 34 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 25 issuers belong to the sponsor group E Carter Exchange (74 issuers, $1.68B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. E Carter Exchange has 74 companies on file and $1.68B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Thomas Guard and found 7 differences, 1 worth asking the sponsor about: Form D filed 92 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Guard has not run yet — it is joining a line of 6,264 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

GUARD, THOMAS E. v. CONSOLIDATED RAIL CORP. dismissed
District Court, E.D. Pennsylvania · No. · Filed Jun 21, 1988 · Closed Jan 31, 1989 · Nature of suit: 330 Federal employers' liability
Role of GUARD, THOMAS E.: Plaintiff · Outcome: Terminated 1989-01-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (rare in federal dockets); court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Guard..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Thomas M Guard and Glenna L Guard closed
United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-34703 · Filed Aug 19, 1997 · Closed Aug 16, 2001
Role of Thomas M Guard and Glenna L Guard: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas Guard — 1 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Jul 20, 2022 – Oct 20, 2022

Form D filed 92 days after the first sale — CX Industrial Logistics, DST

The filing says the first sale was Jul 20, 2022. The Form D was filed Oct 20, 2022 — 92 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 77 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 20, 2022 ↗CX Industrial Logistics, DST — PartnerFacts page ↗
Sources
Note · Nov 20, 2020 – Dec 7, 2020

Form D filed 17 days after the first sale — CMF Eastern US II, LLC

The filing says the first sale was Nov 20, 2020. The Form D was filed Dec 7, 2020 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 7, 2020 ↗CMF Eastern US II, LLC — PartnerFacts page ↗
Sources
Note · Nov 20, 2020 – Dec 7, 2020

Form D filed 17 days after the first sale — CMF West & Central US II, LLC

The filing says the first sale was Nov 20, 2020. The Form D was filed Dec 7, 2020 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 7, 2020 ↗CMF West & Central US II, LLC — PartnerFacts page ↗
Sources
Note · Oct 14, 2009 – Jul 29, 2011

4 offerings changed their target amount between filings

Offering amount changed between filings — Tower Cloud Inc · Offering amount changed between filings — Tower Cloud Inc · Offering amount changed between filings — Tower Cloud Inc · Offering amount changed between filings — Tower Cloud Inc

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jun 27, 2011 ↗Form D/A (later) · Jul 29, 2011 ↗Tower Cloud Inc — PartnerFacts page ↗Form D/A (earlier) · Feb 8, 2011 ↗
Sources
Note · Apr 5, 2018 – Jan 16, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aphorio Carter Critical Infrastructure Fund, LLC (latest filing Jan 16, 2024) · No amendment in the last 12 months on an offering that may still be open — CX Midwest Industrial Logistics, DST (latest filing Nov 28, 2023) · No amendment in the last 12 months on an offering that may still be open — CX Industrial Logistics, DST (latest filing Oct 20, 2022) · No amendment in the last 12 months on an offering that may still be open — CX Texas Industrial Depositor, LLC (latest filing Aug 20, 2021) · No amendment in the last 12 months on an offering that may still be open — CMF II GALLERIA PORTFOLIO, LLC (latest filing Mar 23, 2021) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 16, 2024 ↗Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗Form D/A · Nov 28, 2023 ↗CX Midwest Industrial Logistics, DST — PartnerFacts page ↗
Sources
Note · Oct 14, 2009 – Dec 18, 2018

Thomas Guard is written 2 different ways on the filings

listed as "Thomas W Guard" on 13 filings (from Oct 14, 2009), and "Thomas Guard" on 25 filings (from Dec 18, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 14, 2009 ↗Form D · Dec 18, 2018 ↗Thomas Guard — PartnerFacts page ↗
Sources
Note · Aug 17, 2022 – Jan 16, 2024

Minimum investment changed between filings — Aphorio Carter Critical Infrastructure Fund, LLC

The Aug 17, 2022 filing lists a minimum of $0; the Jan 16, 2024 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 17, 2022 ↗Form D/A (later) · Jan 16, 2024 ↗Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

22 of 29 offerings report sales commissions totalling $147,949,867; 0 report finder's fees; 10 report proceeds to related persons totalling $40,659,925. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 24, 2024 D
Carter Multifamily Growth & Income Fund IV, LLC
File 021-511471
$19,000,000 (est.)$0 (est.)$2,000,000 (est.)
Item 16 is an estimate of certain organization and offering expense reimbursements that may accrue to the Sponsor of the Issuer in connection with this offering.
Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗EDGAR ↗
Jan 16, 2024 D/A
Aphorio Carter Critical Infrastructure Fund, LLC
File 021-456199
$19,000,000 (est.)$0 (est.)$2,000,000 (est.)
Item 16 is an estimate of certain offering and organization expense reimbursements that may accrue to a Related Person.
A.G.P. / Alliance Global Partners BrokerCheck CRD 8361 ↗EDGAR ↗
Nov 28, 2023 D/A
CX Midwest Industrial Logistics, DST
File 021-460038
$6,393,878 (est.)$0$12,759,171 (est.)
CX Midwest Industrial Logistics Depositor, LLC will be responsible for paying certain fees and costs of approximately $10,469,171.
MIKE KILPATRICK BrokerCheck CRD 1278618 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

CHRISTOPHER KINGSLEY LAROCHELLE BrokerCheck CRD 4883462 ↗
via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)

FREDERICK HARRIS BrokerCheck CRD 2775162 ↗
via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)

KENNETH MICHAEL KLADOURIS BrokerCheck CRD 5181249 ↗
via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)

MICHAEL ALLAN BENDIX BrokerCheck CRD 5379777 ↗
via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)

CORBIN SCOTT THOMAS BrokerCheck CRD 4234748 ↗
via McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926 ↗)

CRAIG FERNSLER BrokerCheck CRD 5558907 ↗
via McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926 ↗)

THOMAS H. SHANLEY BrokerCheck CRD 2127985 ↗
via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)
EDGAR ↗
Oct 30, 2023 D
CMF West & Central US IV, LLC
File 021-495894
$6,250 (est.)$0 (est.)$0 (est.)ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jul 21, 2023 D
CMF West & Central US IV, LLC
File 021-487543
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 24, 2023 D
MV Investor Holdco LLC
File 021-482481
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
Dec 19, 2022 D
AC DataCom Digital Infrastructure Investments, Inc.
File 021-467820
$5,250 (est.)$0 (est.)$0 (est.)Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 19, 2022 D
CMF Eastern US III, LLC
File 021-467823
$5,250 (est.)$0 (est.)$0 (est.)Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 19, 2022 D
CMF West & Central US III, LLC
File 021-467825
$5,250 (est.)$0 (est.)$0 (est.)Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 27, 2022 D
Carter Multifamily Growth & Income Fund IV, LLC
File 021-462978
$19,000,000 (est.)$0 (est.)$0 (est.)Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗EDGAR ↗
Oct 20, 2022 D
CX Industrial Logistics, DST
File 021-462332
$3,568,743 (est.)$0$7,829,210 (est.)
CX Industrial Logistics Depositor, LLC will be responsible for paying certain fees and costs of approximately $5,994,046.
Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Jun 16, 2022 D
Carter Multifamily Opportunity Fund, LLC
File 021-449406
$9,500,000 (est.)$0 (est.)$0Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗EDGAR ↗
Jun 16, 2022 D
Carter Exchange Preferred Redeemable Income Fund II, LLC
File 021-449407
$3,440,000 (est.)$0$0Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗EDGAR ↗
Apr 21, 2022 D
CX Ravella at Town Center DST
File 021-442880
$4,784,748 (est.)$0$9,623,148 (est.)
CX Ravella at Town Center Depositor, LLC will be responsible for paying certain fees and costs of approximately $7,081,818.
Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Mar 9, 2022 D
CMF II PORTFOLIO EAST BRIDGE, LLC
File 021-436408
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 14, 2021 D
Carter Multifamily Growth & Income Fund III, LLC
File 021-424847
$19,000,000 (est.)$0$0Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗EDGAR ↗
Nov 5, 2021 D
CX Texas Industrial, DST
File 021-420010
$2,555,498 (est.)$0 (est.)$5,598,396 (est.)
CX Texas Industrial Depositor, LLC will be responsible for paying certain fees and costs of approximately $4,560,821.
Orchard Securities, LLC BrokerCheck CRD 133378 ↗EDGAR ↗
Aug 20, 2021 D
CX Texas Industrial Depositor, LLC
File 021-410738
$0$0$100,000 (est.)
Expense reimbursement
None listed on this filingEDGAR ↗
Mar 23, 2021 D
CMF II GALLERIA PORTFOLIO, LLC
File 021-393123
$660,000 (est.)$0$0
CHIEF EXECUTIVE OFFICER
None listed on this filingEDGAR ↗
Dec 7, 2020 D
CMF West & Central US II, LLC
File 021-382384
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 7, 2020 D
CMF Eastern US II, LLC
File 021-382382
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 28, 2020 D
CARTER EXCHANGE BRIDGE EQUITY FUND, LLC
File 021-379110
$3,000,000 (est.)$0$0Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗EDGAR ↗
Mar 5, 2020 D
CARTER MULTIFAMILY GROWTH & INCOME FUND II, LLC
File 021-361985
$19,000,000 (est.)$0$0SKYWAY CAPITAL MARKETS LLC BrokerCheck CRD 124630 ↗EDGAR ↗
Nov 4, 2019 D/A
Carter Multifamily Growth & Income Fund, LLC
File 021-310603
$19,000,000 (est.)$0$0Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗
Cabot Lodge Securities LLC BrokerCheck CRD 159712 ↗
Calton & Associates, Inc. BrokerCheck CRD 20999 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
Newbridge Securities Corporation BrokerCheck CRD 104065 ↗
Cabin Securities, Inc. BrokerCheck CRD 137608 ↗
Aegis Capital Corp. BrokerCheck CRD 15007 ↗
Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
Corinthian Partners, L.L.C. BrokerCheck CRD 38912 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Chauner Securities, Inc. BrokerCheck CRD 10075 ↗
Sunbelt Securities, Inc. BrokerCheck CRD 42180 ↗
International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
Chalice Capital Partners BrokerCheck CRD 288898 ↗
Skyway Capital Markets, LLC BrokerCheck CRD 124630 ↗
KCD Financial, Inc. BrokerCheck CRD 127473 ↗
INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗
PARITER SECURITIES, LLC BrokerCheck CRD 127836 ↗
TITAN SECURITIES BrokerCheck CRD 131392 ↗
ADVISORY GROUP EQUITY SERVICES LTD. BrokerCheck CRD 15427 ↗
ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗
CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗
CLARAPHI ADVISORY NETWORK, LLC BrokerCheck CRD 165868 ↗
DEMPSEY LORD SMITH, LLC BrokerCheck CRD 141238 ↗
FORESIGHT WEALTH MANAGEMENT, LLC BrokerCheck CRD 153881 ↗
KALOS CAPITAL, INC. BrokerCheck CRD 44337 ↗
LANDOLT SECURITIES, INC. BrokerCheck CRD 28352 ↗
NI ADVISORS BrokerCheck CRD 134502 ↗
PRESIDENTIAL BROKERAGE, INC. BrokerCheck CRD 28784 ↗
SILVERHAWK ASSET MANAGEMENT, LLC BrokerCheck CRD 167798 ↗
STAINES FINANCIAL, LLC BrokerCheck CRD 299405 ↗
THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗
CORNERSTONE WEALTH ADVISORS, INC. BrokerCheck CRD 124947 ↗
WESTPARK CAPITAL, INC. BrokerCheck CRD 39914 ↗
LEGACY WEALTH MANAGEMENT, LLC BrokerCheck CRD 174767 ↗
MONEY CONCEPTS CAPITAL CORP BrokerCheck CRD 12963 ↗
COASTAL EQUITIES, INC. BrokerCheck CRD 23769 ↗
UNCOMMON CAPITAL, LLC BrokerCheck CRD 226622 ↗		EDGAR ↗
Dec 18, 2018 D
CMF Eastern US, LLC
File 021-328239
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 18, 2018 D
CMF West & Central US, LLC
File 021-328242
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Apr 23, 2013 D
Tower Cloud Inc
File 021-195402
$0$0$300,000None listed on this filingEDGAR ↗
Jun 1, 2012 D
Tower Cloud Inc
File 021-179123
$0$0$250,000 (est.)None listed on this filingEDGAR ↗
Jul 29, 2011 D/A
Tower Cloud Inc
File 021-95409
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named Thomas Guard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CM
Other Real Estate · group: E Carter Exchange

Carter Multifamily Growth & Income Fund IV, LLC

Tampa, FL · Oct 27, 2022 → Apr 24, 2024 · 2 filings
  • Apr 24, 2024 · D · $0 sold of $200,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Oct 27, 2022 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other Real Estate · group: E Carter Exchange

Aphorio Carter Critical Infrastructure Fund, LLC

Tampa, FL · Aug 17, 2022 → Jan 16, 2024 · 2 filings
  • Jan 16, 2024 · D/A · $24,162,785 sold of $200,000,000 · 181 investors · min. $50,000 · role: Executive Officer (Executive Officer of the Manager of Issuer.) EDGAR ↗
  • Aug 17, 2022 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of Issuer.) EDGAR ↗

Raised $24.2M from 181 investors (12% of the $200M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Commercial · group: E Carter Exchange

CX Midwest Industrial Logistics, DST

Tampa, FL · Sep 28, 2022 → Nov 28, 2023 · 2 filings
  • Nov 28, 2023 · D/A · $3,823,625 sold of $69,123,000 · 9 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2022 · D · $0 sold of $69,123,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $3.82M from 9 investors (6% of the $69.1M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
Other Real Estate · group: E Carter Exchange

CMF West & Central US IV, LLC

Tampa, FL · Jul 21, 2023 → Oct 30, 2023 · 2 filings
  • Oct 30, 2023 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director (Manager on Board of Managers) EDGAR ↗
  • Jul 21, 2023 · D · $0 sold of $8,000,000 · 0 investors · min. $1 · role: Director (Manager on Board of Managers.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Other Real Estate · group: E Carter Exchange

MV Investor Holdco LLC

Tampa, FL · May 24, 2023
  • May 24, 2023 · D · $0 sold of $3,300,000 · 0 investors · min. $1 · role: Executive Officer (Executive Officer of the Manager of Manager of Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Other Real Estate · group: E Carter Exchange

CMF Eastern US III, LLC

Tampa, FL · Dec 19, 2022
  • Dec 19, 2022 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director (Manager on the Board of Managers.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
Other Real Estate · group: E Carter Exchange

CMF West & Central US III, LLC

Tampa, FL · Dec 19, 2022
  • Dec 19, 2022 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director (Manager on Board of Managers.) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Other Real Estate · group: E Carter Exchange

AC DataCom Digital Infrastructure Investments, Inc.

Tampa, FL · Dec 19, 2022
  • Dec 19, 2022 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Commercial · group: E Carter Exchange

CX Industrial Logistics, DST

Tampa, FL · Oct 20, 2022
  • Oct 20, 2022 · D · $32,898,068 sold of $38,581,000 · 99 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $32.9M from 99 investors (85% of the $38.6M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
REITS and Finance · group: E Carter Exchange

Carter Exchange Preferred Redeemable Income Fund II, LLC

Tampa, FL · Jun 16, 2022
  • Jun 16, 2022 · D · $0 sold of $40,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Other Real Estate · group: E Carter Exchange

Carter Multifamily Opportunity Fund, LLC

Tampa, FL · Jun 16, 2022
  • Jun 16, 2022 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Commercial · group: E Carter Exchange

CX Ravella at Town Center DST

Tampa, FL · Apr 21, 2022
  • Apr 21, 2022 · D · $0 sold of $51,727,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
REITS and Finance · group: E Carter Exchange

CMF II PORTFOLIO EAST BRIDGE, LLC

Tampa, FL · Mar 9, 2022
  • Mar 9, 2022 · D · $20,000,000 sold of $20,000,000 · 1 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗

Raised $20M from 1 investor (100% of the $20M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
REITS and Finance · group: E Carter Exchange

Carter Multifamily Growth & Income Fund III, LLC

Tampa, FL · Dec 14, 2021
  • Dec 14, 2021 · D · $0 sold of $200,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Commercial · group: E Carter Exchange

CX Texas Industrial, DST

Tampa, FL · Nov 5, 2021
  • Nov 5, 2021 · D · $0 sold of $27,627,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Commercial · group: E Carter Exchange

CX Texas Industrial Depositor, LLC

Tampa, FL · Aug 20, 2021
  • Aug 20, 2021 · D · $18,750,000 sold of $23,000,000 · 27 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $18.8M from 27 investors (82% of the $23M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
REITS and Finance · group: E Carter Exchange

CMF II GALLERIA PORTFOLIO, LLC

Tampa, FL · Mar 23, 2021
  • Mar 23, 2021 · D · $0 sold of $22,000,000 · 0 investors · min. $500,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
REITS and Finance · group: E Carter Exchange

CMF West & Central US II, LLC

Tampa, FL · Dec 7, 2020
  • Dec 7, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Member of Board of Managers) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
REITS and Finance · group: E Carter Exchange

CMF Eastern US II, LLC

Tampa, FL · Dec 7, 2020
  • Dec 7, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Member of Board of Managers) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
REITS and Finance · group: E Carter Exchange

CARTER EXCHANGE BRIDGE EQUITY FUND, LLC

Tampa, FL · Oct 28, 2020
  • Oct 28, 2020 · D · $0 sold of $100,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
REITS and Finance · group: E Carter Exchange

CARTER MULTIFAMILY GROWTH & INCOME FUND II, LLC

Tampa, FL · Mar 5, 2020
  • Mar 5, 2020 · D · $0 sold of $200,000,000 · 0 investors · min. $50,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
REITS and Finance · group: E Carter Exchange

Carter Multifamily Growth & Income Fund, LLC

Tampa, FL · Apr 19, 2018 → Nov 4, 2019 · 4 filings
  • Nov 4, 2019 · D/A · $103,140,519 sold of $200,000,000 · 1,047 investors · min. $50,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Jul 23, 2018 · D/A · $10,002,277 sold of $200,000,000 · 112 investors · min. $50,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Jun 4, 2018 · D/A · $6,240,417 sold of $200,000,000 · 62 investors · min. $50,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Apr 19, 2018 · D · $399,000 sold of $200,000,000 · 5 investors · min. $50,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗

Raised $103.1M from 1,047 investors (52% of the $200M target) as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
REITS and Finance · group: E Carter Exchange

CMF West & Central US, LLC

Tampa, FL · Dec 18, 2018
  • Dec 18, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Member of the Board of Managers) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
REITS and Finance · group: E Carter Exchange

CMF Eastern US, LLC

Tampa, FL · Dec 18, 2018
  • Dec 18, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Member of Board of Managers) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Telecommunications · group: E Carter Exchange

Tower Cloud Inc

St Petersburg, FL · Oct 14, 2009 → Apr 23, 2013 · 7 filings
  • Apr 23, 2013 · D · $18,046,753 sold of $18,046,753 · 48 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 1, 2012 · D · $17,041,424 sold of $17,041,424 · 51 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 29, 2011 · D/A · $74,017,030 sold of $74,017,030 · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 27, 2011 · D/A · $69,574,942 sold of $69,574,942 · 49 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 8, 2011 · D/A · $38,017,030 sold of $38,017,030 · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 11, 2010 · D/A · $25,517,030 sold of $25,517,030 · 45 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 14, 2009 · D · $19,854,319 sold of $20,517,030 · 37 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $74M from 51 investors (100% of the $18M target) as of the latest filing. Thomas is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Thomas 39

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John E. Carter

Director, Executive Officer · 30 shared filings (23 issuers) · also on 49 other issuers

John E. Carter is on 72 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Drummond

Executive Officer, Director · 26 shared filings (22 issuers)

Lisa Drummond is on 22 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Pfeifer

Executive Officer, Director · 21 shared filings (16 issuers) · also on 1 other issuer

Cynthia Pfeifer is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Caballero

Director · 9 shared filings (5 issuers) · also on 1 other issuer

Joseph Caballero is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Greene

Director · 8 shared filings (4 issuers) · also on 1 other issuer

Randall Greene is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gael Ragone

Executive Officer · 8 shared filings (7 issuers) · also on 3 other issuers

Gael Ragone is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Scott Irwin

Director · 7 shared filings (1 issuer) · also on 11 other issuers

Michael Scott Irwin is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald J Mudry

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

George N Townsend

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia T Morrison

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Dallas Whitaker, Jr.

Executive Officer · 7 shared filings (6 issuers) · also on 5 other issuers

Robert Dallas Whitaker, Jr. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Campbell B. Lanier, III

Director · 6 shared filings (1 issuer) · also on 9 other issuers

Campbell B. Lanier, III is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Rodger P Johnson

Director · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tench Coxe

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Tench Coxe is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Coxe

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Gabbard

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

OG
No photo found yet (own website and image search run after this page is viewed)
Person

O. Gene Gabbard

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Guard. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RAYMOND HUTCHINSON

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P Stockwell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Cochran

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Grain

Director · 1 shared filing (1 issuer) · also on 31 other issuers

David J. Grain is on 32 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dallas Whitaker

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Guard. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Ray L Hutchinson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

DI
No photo found yet (own website and image search run after this page is viewed)
Person

DST CX Texas Industrial

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Reid

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Sauls

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Guard. Their page shows their other deals.

The team behind the deals

EC
Sponsor group

E Carter Exchange

74 issuers · 327 filings · $1.68B reported sold · 2009–2025

One team, 74 deal companies. Thomas Guard is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Guard.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 25 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Thomas Guard by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — 1 issuer has property records: CX Texas Industrial, DST (1).

Public profiles and social

Websites and social links of the issuers Thomas Guard is listed on: none on file. No website or social profile named in CX Industrial Logistics, DST's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #142,934 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tampa, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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