David Coxe is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2009 and Aug 2010: Tower Cloud Inc (St Petersburg, FL — telecommunications — 2009–2010; $74M reported sold to 51 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group E Carter Exchange (74 issuers, $1.68B reported sold, 2009–2025).
What this means A sponsor group is one team that sets up a new company for each deal. E Carter Exchange has 74 companies on file and $1.68B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for David Coxe and found 4 differences, 1 worth asking the sponsor about: David Coxe is no longer listed on the Feb 8, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.