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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

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Susan Oh

Named as an officer, director or promoter on SEC Form D filings · CO · Dec 21, 2011 → Jan 9, 2017

17deals (issuers)
$7.36Breported sold
522investors
85Form D filings
2011–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Susan Oh is listed as an executive officer on 85 SEC Form D filings by 17 issuers between Dec 2011 and Jan 2017. Largest by amount reported sold: INTECH U.S. LARGE CAP GROWTH FUND LLC (West Palm Beach, FL — pooled investment fund — 2012–2017; $3.1B reported sold to 250 investors), INTECH U.S. ENHANCED PLUS FUND LLC (West Palm Beach, FL — pooled investment fund — 2012–2017; $1.94B reported sold to 83 investors), INTECH U.S. Broad Large Cap Growth Fund LLC (West Palm Beach, FL — pooled investment fund — 2012–2017; $1.26B reported sold to 72 investors), Intech U.S. Broad Equity Plus Fund LLC (West Palm Beach, FL — pooled investment fund — 2012–2017; $310.3M reported sold to 7 investors), INTECH U.S. LARGE CAP CORE FUND LLC (Denver, CO — pooled investment fund — 2012–2017; $143.7M reported sold to 5 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $7.36B sold in total.

Listed alongside Brennan Hughes (85 shared filings), Jesper Nergaard (85 shared filings), Kristin Mariani (85 shared filings), Michelle Rosenberg (85 shared filings), George Batejan (68 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Susan. Each name links to their own page.

The issuers belong to 3 sponsor groups: Janus Institutional (16 issuers, $1.62B reported sold, 2009–2017), Intech (6 issuers, $6.76B reported sold, 2009–2026) and Plaisance (2 issuers, $67.2M reported sold, 2009–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 85 public filings for Susan Oh and found 8 differences, 6 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Susan Oh has not run yet — it is joining a line of 12,973 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Susan Oh..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Susan K Oh closed
United States Bankruptcy Court, S.D. New York · No. 11-36742 · Filed Jun 16, 2011 · Closed Jun 8, 2012
Role of Susan K Oh: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in NY (not a filing state)
Susan Oh closed
United States Bankruptcy Court, C.D. California · No. 1:02-bk-14920 · Filed May 29, 2002 · Closed Sep 25, 2002
Role of Susan Oh: Debtor · Outcome: Case closed 2002-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Susan Oh — 6 worth asking about (compared the newest 50 of 85 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 6, 2017 – Oct 13, 2022

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — INTECH International Large Cap Core Fund LLC · Amount sold went down between filings — INTECH U.S. Broad Large Cap Growth Fund LLC · Amount sold went down between filings — INTECH U.S. LARGE CAP GROWTH FUND LLC · Amount sold went down between filings — Intech U.S. Broad Equity Plus Fund LLC · Amount sold went down between filings — INTECH U.S. ENHANCED PLUS FUND LLC

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 9, 2017 ↗Form D/A (later) · Oct 13, 2022 ↗INTECH International Large Cap Core Fund LLC — PartnerFacts page ↗Form D/A (earlier) · Jan 9, 2017 ↗
Sources
Worth asking · Jan 9, 2017 – Oct 13, 2022

Investor count went down between filings — INTECH U.S. Broad Large Cap Growth Fund LLC

The Jan 9, 2017 filing reports 15 investors; the Oct 13, 2022 Form D/A reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 9, 2017 ↗Form D/A (later) · Oct 13, 2022 ↗INTECH U.S. Broad Large Cap Growth Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 9, 2017 – Oct 13, 2022

Investor count went down between filings — INTECH U.S. LARGE CAP GROWTH FUND LLC

The Jan 9, 2017 filing reports 54 investors; the Oct 13, 2022 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 9, 2017 ↗Form D/A (later) · Oct 13, 2022 ↗INTECH U.S. LARGE CAP GROWTH FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 6, 2017 – Oct 13, 2022

Investor count went down between filings — INTECH U.S. ENHANCED PLUS FUND LLC

The Jan 6, 2017 filing reports 28 investors; the Oct 13, 2022 Form D/A reports 10 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 6, 2017 ↗Form D/A (later) · Oct 13, 2022 ↗INTECH U.S. ENHANCED PLUS FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 30, 1997 – Aug 10, 2016

16 Form Ds were filed more than 15 days after the first sale

Form D filed 2,780 days after the first sale — INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC · Form D filed 374 days after the first sale — INTECH U.S. Managed Volatility Fund LLC · Form D filed 374 days after the first sale — INTECH International Large Cap Core Fund LLC · Form D filed 1,287 days after the first sale — Perkins All Cap Value Fund LLC · Form D filed 2,236 days after the first sale — JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC · and 11 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 14, 2015 ↗INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC — PartnerFacts page ↗Form D · Jan 8, 2015 ↗INTECH U.S. Managed Volatility Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 8, 2015 – Oct 13, 2022

7 people are no longer listed on a later amendment

Susan Oh is no longer listed on the Oct 13, 2022 amendment — INTECH International Large Cap Core Fund LLC · Susan Oh is no longer listed on the Oct 13, 2022 amendment — INTECH U.S. Broad Large Cap Growth Fund LLC · Susan Oh is no longer listed on the Oct 13, 2022 amendment — INTECH U.S. LARGE CAP GROWTH FUND LLC · Susan Oh is no longer listed on the Oct 13, 2022 amendment — INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC · Susan Oh is no longer listed on the Oct 13, 2022 amendment — Intech U.S. Broad Equity Plus Fund LLC · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 9, 2017 ↗Form D/A · Oct 13, 2022 ↗Susan Oh — PartnerFacts page ↗INTECH International Large Cap Core Fund LLC — PartnerFacts page ↗
Sources
Note · Jun 30, 1997 – Jan 9, 2017

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Janus Absolute Return Income Fund LLC (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — JANUS CORE PLUS FIXED INCOME FUND LLC (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — JANUS GLOBAL UNCONSTRAINED BOND FUND LLC (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — INTECH U.S. Managed Volatility Fund LLC (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — Perkins All Cap Value Fund LLC (latest filing Jan 9, 2017) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 9, 2017 ↗Janus Absolute Return Income Fund LLC — PartnerFacts page ↗Form D/A · Jan 9, 2017 ↗JANUS CORE PLUS FIXED INCOME FUND LLC — PartnerFacts page ↗
Sources
Note · Apr 28, 2011 – Oct 13, 2022

7 address changes between filings

Address moved from Denver, CO to West Palm Beach, FL — INTECH International Large Cap Core Fund LLC · Address moved from Denver, CO to West Palm Beach, FL — INTECH U.S. Broad Large Cap Growth Fund LLC · Address moved from Denver, CO to West Palm Beach, FL — INTECH U.S. LARGE CAP GROWTH FUND LLC · Address moved from Denver, CO to West Palm Beach, FL — INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC · Address moved from Denver, CO to West Palm Beach, FL — Intech U.S. Broad Equity Plus Fund LLC · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 9, 2017 ↗Form D/A · Oct 13, 2022 ↗INTECH International Large Cap Core Fund LLC — PartnerFacts page ↗Form D/A · Jan 9, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 85 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 31 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2017 D/A
JANUS INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIO
File 021-231714
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
INTECH U.S. LARGE CAP GROWTH FUND LLC
File 021-231717
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
INTECH U.S. Broad Large Cap Growth Fund LLC
File 021-231715
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
Perkins All Cap Value Fund LLC
File 021-231716
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
INTECH International Large Cap Core Fund LLC
File 021-231720
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
INTECH U.S. Managed Volatility Fund LLC
File 021-231721
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
JANUS GLOBAL UNCONSTRAINED BOND FUND LLC
File 021-232051
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
JANUS CORE PLUS FIXED INCOME FUND LLC
File 021-247130
$0$0$0None no CRD number reportedEDGAR ↗
Jan 9, 2017 D/A
Janus Absolute Return Income Fund LLC
File 021-268606
$0$0$0None no CRD number reportedEDGAR ↗
Jan 6, 2017 D/A
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO
File 021-231713
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
INTECH U.S. ENHANCED PLUS FUND LLC
File 021-231711
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
Intech U.S. Broad Equity Plus Fund LLC
File 021-231707
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
INTECH U.S. LARGE CAP CORE FUND LLC
File 021-231705
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
INTECH U.S. BROAD LARGE CAP VALUE FUND LLC
File 021-231710
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC
File 021-243733
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2016 D/A
JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC
File 021-231712
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2015 D/A
PLAISANCE FUND LP
File 021-130743
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 2, 2015 D
JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC
File 021-231338
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2014 D/A
INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC
File 021-112142
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2014 D
INTECH U.S. Managed Volatility Fund LLC
File 021-209491
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
Perkins All Cap Value Fund LLC
File 021-162378
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D
INTECH International Large Cap Core Fund LLC
File 021-209424
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC
File 021-125144
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO
File 021-49343
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
JANUS INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIO
File 021-44576
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
INTECH U.S. LARGE CAP GROWTH FUND LLC
File 021-57781
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
INTECH U.S. ENHANCED PLUS FUND LLC
File 021-83586
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
INTECH U.S. Broad Large Cap Growth Fund LLC
File 021-79209
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2014 D/A
INTECH U.S. BROAD LARGE CAP VALUE FUND LLC
File 021-115664
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2014 D/A
Intech U.S. Broad Equity Plus Fund LLC
File 021-98644
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2014 D/A
INTECH U.S. LARGE CAP CORE FUND LLC
File 021-100456
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Susan Oh on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JI
Pooled Investment Fund · group: Janus Institutional

JANUS INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIO

Denver, CO · Jan 4, 2012 → Jan 9, 2017 · 6 filings
  • Jan 9, 2017 · D/A · $33,388,945 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $33,388,945 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $33,388,945 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $33,388,945 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $50,413,744 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2012 · D/A · $53,035,517 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $58.1M from 12 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Intech

INTECH U.S. Broad Large Cap Growth Fund LLC

West Palm Beach, FL · Jan 5, 2012 → Jan 9, 2017 · 6 filings
  • Jan 9, 2017 · D/A · $422,426,089 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $422,426,089 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $422,426,089 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $422,426,089 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $433,620,083 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $379,765,648 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.26B from 72 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Intech

INTECH U.S. LARGE CAP GROWTH FUND LLC

West Palm Beach, FL · Jan 5, 2012 → Jan 9, 2017 · 6 filings
  • Jan 9, 2017 · D/A · $909,696,208 sold of Indefinite · 54 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $909,696,208 sold of Indefinite · 54 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $909,696,208 sold of Indefinite · 54 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $909,696,208 sold of Indefinite · 54 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $968,540,540 sold of Indefinite · 74 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $1,012,150,414 sold of Indefinite · 88 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $3.1B from 250 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Janus Institutional

Perkins All Cap Value Fund LLC

Denver, CO · Jan 4, 2012 → Jan 9, 2017 · 6 filings
  • Jan 9, 2017 · D/A · $9,766,665 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $9,766,665 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $9,766,665 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 7, 2014 · D/A · $9,766,665 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $7,060,708 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2012 · D/A · $6,261,322 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $9.77M from 12 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

II
Pooled Investment Fund · group: Intech

INTECH International Large Cap Core Fund LLC

West Palm Beach, FL · Jan 7, 2014 → Jan 9, 2017 · 4 filings
  • Jan 9, 2017 · D/A · $59,710,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $50,013,636 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $50,013,636 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 7, 2014 · D · $50,013,636 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $80.5M from 4 investors as of the latest filing. Susan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Janus Institutional

INTECH U.S. Managed Volatility Fund LLC

Denver, CO · Jan 8, 2014 → Jan 9, 2017 · 4 filings
  • Jan 9, 2017 · D/A · $25,092,313 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $25,092,313 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $25,092,313 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2014 · D · $25,092,313 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $25.1M from 2 investors as of the latest filing. Susan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JG
Pooled Investment Fund · group: Janus Institutional

JANUS GLOBAL UNCONSTRAINED BOND FUND LLC

Denver, CO · Jan 13, 2015 → Jan 9, 2017 · 3 filings
  • Jan 9, 2017 · D/A · $15,020,686 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $15,020,686 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 13, 2015 · D · $15,020,686 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $15M from 3 investors as of the latest filing. Susan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JC
Pooled Investment Fund · group: Janus Institutional

JANUS CORE PLUS FIXED INCOME FUND LLC

Denver, CO · Sep 4, 2015 → Jan 9, 2017 · 3 filings
  • Jan 9, 2017 · D/A · $65,010,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $65,010,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Sep 4, 2015 · D · $65,010,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $65M from 2 investors as of the latest filing. Susan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JA
Pooled Investment Fund · group: Janus Institutional

Janus Absolute Return Income Fund LLC

Denver, CO · Aug 10, 2016 → Jan 9, 2017 · 3 filings
  • Jan 9, 2017 · D/A · $10,110,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Aug 29, 2016 · D/A · $10,110,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Aug 10, 2016 · D · $10,110,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗

Raised $10.1M from 2 investors as of the latest filing. Susan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JI
Pooled Investment Fund · group: Janus Institutional

JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO

Denver, CO · Jan 4, 2012 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D/A · $80,811,772 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $80,811,772 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $80,811,772 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $87,231,743 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $75,652,083 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2012 · D/A · $75,432,408 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $87.2M from 7 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Intech

INTECH U.S. ENHANCED PLUS FUND LLC

West Palm Beach, FL · Jan 5, 2012 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D/A · $707,531,215 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $707,531,215 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $707,531,215 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $875,678,824 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $749,332,763 sold of Indefinite · 35 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $797,652,772 sold of Indefinite · 36 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.94B from 83 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Janus Institutional

INTECH U.S. BROAD LARGE CAP VALUE FUND LLC

Denver, CO · Jan 5, 2012 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D/A · $22,145,736 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $22,145,736 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $22,145,736 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2014 · D/A · $23,717,661 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $20,111,898 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $16,898,711 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $46.9M from 3 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Intech

Intech U.S. Broad Equity Plus Fund LLC

West Palm Beach, FL · Jan 5, 2012 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D/A · $233,316,955 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President) EDGAR ↗
  • Jan 8, 2016 · D/A · $233,316,955 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President) EDGAR ↗
  • Jan 8, 2015 · D · $233,316,955 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2014 · D/A · $200,678,501 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $187,430,644 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $162,211,946 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $310.3M from 7 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Pooled Investment Fund · group: Janus Institutional

INTECH U.S. LARGE CAP CORE FUND LLC

Denver, CO · Jan 5, 2012 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D/A · $50,677,912 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $50,677,912 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $50,677,912 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2014 · D/A · $44,124,986 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2013 · D/A · $55,344,481 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2012 · D/A · $66,584,924 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $143.7M from 5 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IG
Pooled Investment Fund · group: Intech

INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC

West Palm Beach, FL · Jul 16, 2014 → Jan 6, 2017 · 4 filings
  • Jan 6, 2017 · D/A · $51,127,259 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2016 · D/A · $51,127,259 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jul 14, 2015 · D · $51,127,259 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jul 16, 2014 · D/A · $51,127,259 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $105.8M from 4 investors as of the latest filing. Susan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JI
Pooled Investment Fund · group: Janus Institutional

JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC

Denver, CO · Jan 4, 2012 → Jan 8, 2016 · 6 filings
  • Jan 8, 2016 · D/A · $59,014,844 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (President) EDGAR ↗
  • Jan 8, 2015 · D · $59,014,844 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 2, 2015 · D · $57,452,928 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $49,652,942 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2013 · D/A · $35,111,756 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 4, 2012 · D/A · $30,600,063 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $59M from 2 investors as of the latest filing. Susan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Plaisance

PLAISANCE FUND LP

Denver, CO · Dec 21, 2011 → Jan 8, 2015 · 4 filings
  • Jan 8, 2015 · D/A · $19,526,077 sold of Indefinite · 32 investors · min. $1,000,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Jan 9, 2014 · D/A · $15,881,077 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (Susan Oh is the President of Janus Capital Institutional Advisors which serves as the general partner to the Issuer.) EDGAR ↗
  • Jan 8, 2013 · D/A · $14,975,000 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (Susan Oh is the President of Janus Capital Institutional Advisers which serves as the general partner to the Issuer.) EDGAR ↗
  • Dec 21, 2011 · D/A · $9,275,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Susan Oh is the President of Janus Capital Institutional Advisers which serves as the general partner to the Issuer.) EDGAR ↗

Raised $31.7M from 52 investors as of the latest filing. Susan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Susan 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Rosenberg

Executive Officer · 85 shared filings (17 issuers) · also on 6 other issuers

Michelle Rosenberg is on 23 issuers in total — a repeat sponsor. Their page lists every one.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jesper Nergaard

Executive Officer · 85 shared filings (17 issuers) · also on 6 other issuers

Jesper Nergaard is on 23 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kristin Mariani

Executive Officer · 85 shared filings (17 issuers) · also on 3 other issuers

Kristin Mariani is on 20 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brennan Hughes

Executive Officer · 85 shared filings (17 issuers) · also on 3 other issuers

Brennan Hughes is on 20 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

George Batejan

Executive Officer · 68 shared filings (16 issuers) · also on 3 other issuers

George Batejan is on 19 issuers in total — a repeat sponsor. Their page lists every one.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Heidi Hardin

Executive Officer · 54 shared filings (16 issuers) · also on 6 other issuers

Heidi Hardin is on 22 issuers in total — a repeat sponsor. Their page lists every one.

NH
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Holden

Executive Officer · 48 shared filings (9 issuers) · also on 8 other issuers

Nancy Holden is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Wright

Executive Officer · 48 shared filings (9 issuers) · also on 4 other issuers

Justin Wright is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore Hans

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Susan Oh. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Kozlowski

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Susan Oh. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Karlene J. Lacy

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Susan Oh. Their page shows their other deals.

The team behind the deals

JI
Sponsor group

Janus Institutional

16 issuers · 95 filings · $1.62B reported sold · 2009–2017

One team, 16 deal companies. Susan Oh is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Susan Oh.

I
Sponsor group

Intech

6 issuers · 89 filings · $6.76B reported sold · 2009–2026

One team, 6 deal companies. Susan Oh is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Susan Oh.

P
Sponsor group

Plaisance

2 issuers · 23 filings · $67.2M reported sold · 2009–2022

One team, 2 deal companies. Susan Oh is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Susan Oh.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 17 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): PLAISANCE FUND LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Susan Oh by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Susan Oh is listed on: none on file. No website or social profile named in INTECH U.S. LARGE CAP GROWTH FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #3,079 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Palm Beach, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

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