Sunggie Choy is listed as an executive officer on 6 SEC Form D filings by 3 issuers between Oct 2009 and Sep 2016: Tech Trader Fund LP (San Francisco, CA — pooled investment fund — 2015–2016; $55.6M reported sold to 30 investors), Tech Trader Offshore Fund, Ltd (San Francisco, CA — pooled investment fund — 2016; $50.9M reported sold to 8 investors) and Maxima Analytics, Inc, (San Francisco, CA — other technology — 2009–2011; $3M reported sold to 37 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $109.6M sold in total.
Listed alongside Autodidactic I LLC (3 shared filings, management entity), Christy Ai (3 shared filings), Ron Horwath (3 shared filings), William Mok (3 shared filings) and Autodidactic I Holdings LLC (2 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sunggie. Each name links to their own page.
2 of the issuers belong to the sponsor group Tech Trader (4 issuers, $200K reported sold, 2015–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Tech Trader has 4 companies on file and $200K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Sunggie Choy and found 5 differences, 2 worth asking the sponsor about: Sunggie Choy is no longer listed on the Apr 17, 2017 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.