Stuart Updegrove is listed as a director and promoter on 6 SEC Form D filings by 2 issuers between Dec 2017 and May 2026: Lineage Brands, LLC (Bala Cynwyd, PA — restaurants — 2017–2026; $7.05M reported sold to 37 investors) and Allied Innovation Artificial Intelligence Fund, LLC (New York, NY — pooled investment fund — 2024–2026; $2.96M reported sold to 42 investors).
What this means 2 separate companies raised money with this person listed as director and promoter, over about 9 years. Across those companies the filings report $10M sold in total.
1 of the issuers belongs to the sponsor group Innovation (97 issuers, $2.67B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Innovation has 97 companies on file and $2.67B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Stuart Updegrove and found 5 differences: Form D filed 25 days after the first sale; Stuart Updegrove's role changed at Lineage Brands, LLC: director, promoter → director; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.