PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:20 AM ET

Sponsor Check › Person

SS
No photo found yet (own website and image search run after this page is viewed)

Stuart Smith

Named as an officer, director or promoter on SEC Form D filings · OK · Feb 2, 2010 → Nov 2, 2010

2deals (issuers)
$0reported sold
0investors
2Form D filings
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stuart Smith is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Feb 2010 and Nov 2010: GEOROCK ENERGY PARTNERS, LP (Yukon, OK — oil and gas — 2010) and Hunton Energy Partners Joint Venture Fund (Yukon, OK — oil and gas — 2010).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $0 sold in total.

Listed alongside Don Kilmer (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stuart. Each name links to their own page.

All 2 issuers belong to the sponsor group Hunton (2 issuers, $0 reported sold, 2010).

What this means A sponsor group is one team that sets up a new company for each deal. Hunton has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 SEC releases listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Stuart Smith and found 5 differences: Same name, different state: "STUART SMITH" (A1) is a separate record; Same name, different state: "Stuart Smith" (DE) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stuart Smith has not run yet — it is joining a line of 13,473 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Stuart Gregory Smith, Capital Investment Managers, Inc., andCapital Fund Managers, Inc. Administrative proceeding
SEC · Jul 28, 1997 · Parties as named in the release: Stuart Gregory Smith, Capital Investment Managers, Inc., andCapital Fund Managers, Inc. Read the release ↗
person name; common name
Stuart Gregory Smith and Capital Investment Managers, Inc. Litigation release
SEC · Jul 24, 1997 · Parties as named in the release: Stuart Gregory Smith and Capital Investment Managers, Inc. Read the release ↗
person name; common name
Stuart Gregory Smith and Capital Investment Managers, Inc. Litigation release
SEC · Jul 10, 1997 · Parties as named in the release: Stuart Gregory Smith and Capital Investment Managers, Inc. Read the release ↗
person name; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stuart Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Stuart Smith (compared 2 filings on Oct 24, 2026)

Note · Dec 9, 2019 – Aug 17, 2022

Same name, different state: "STUART SMITH" (A1) is a separate record

This page covers filings where the address state is OK. A separate record, "STUART SMITH" with address state A1, is listed on 10 filings — most recently by Inflection Resources Ltd. (Aug 17, 2022). The two records do not overlap in time: this page runs Feb 2, 2010 to Nov 2, 2010; the other runs Dec 9, 2019 to Aug 17, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STUART SMITH (A1) — PartnerFacts page ↗Form D · Aug 17, 2022 ↗Inflection Resources Ltd. — PartnerFacts page ↗Stuart Smith (OK) — this page ↗
Sources
Note · Jun 4, 2010 – Jan 12, 2016

Same name, different state: "Stuart Smith" (DE) is a separate record

This page covers filings where the address state is OK. A separate record, "Stuart Smith" with address state DE, is listed on 4 filings — most recently by ENSYN CORP (Jan 12, 2016). Both records have filings in the same period (Jun 4, 2010 to Nov 2, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Smith (DE) — PartnerFacts page ↗Form D · Jan 12, 2016 ↗ENSYN CORP — PartnerFacts page ↗Stuart Smith (OK) — this page ↗
Sources
Note · Jan 4, 2013 – May 6, 2014

Same name, different state: "Stuart Smith" (CO or VA or CA) is a separate record

This page covers filings where the address state is OK. A separate record, "Stuart Smith" with address state CO or VA or CA, is listed on 6 filings — most recently by Marathon Patent Group, Inc. (Feb 4, 2015). The two records do not overlap in time: this page runs Feb 2, 2010 to Nov 2, 2010; the other runs Jan 4, 2013 to May 6, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Smith (CO,VA,CA) — PartnerFacts page ↗Form D · Feb 4, 2015 ↗Marathon Patent Group, Inc. — PartnerFacts page ↗Stuart Smith (OK) — this page ↗
Sources
Note · Nov 23, 2010

Same name, different state: "Stuart Smith" (N4) is a separate record

This page covers filings where the address state is OK. A separate record, "Stuart Smith" with address state N4, is listed on 1 filing — most recently by Frontier Rare Earths Ltd (Nov 23, 2010). The two records do not overlap in time: this page runs Feb 2, 2010 to Nov 2, 2010; the other has one filing dated Nov 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Smith (N4) — PartnerFacts page ↗Form D · Nov 23, 2010 ↗Frontier Rare Earths Ltd — PartnerFacts page ↗Stuart Smith (OK) — this page ↗
Sources
Note · May 22, 2009

Same name, different state: "Stuart Graham Smith" (X0) is a separate record

This page covers filings where the address state is OK. A separate record, "Stuart Graham Smith" with address state X0, is listed on 1 filing — most recently by ALL ENGLAND LAWN TENNIS GROUND PLC (May 22, 2009). The two records do not overlap in time: this page runs Feb 2, 2010 to Nov 2, 2010; the other has one filing dated May 22, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Graham Smith (X0) — PartnerFacts page ↗Form D · May 22, 2009 ↗ALL ENGLAND LAWN TENNIS GROUND PLC — PartnerFacts page ↗Stuart Smith (OK) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 2, 2010 D
GEOROCK ENERGY PARTNERS, LP
File 021-149922
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2010 D
Hunton Energy Partners Joint Venture Fund
File 021-138348
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stuart Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GE
Oil and Gas · group: Hunton

GEOROCK ENERGY PARTNERS, LP

Yukon, OK · Nov 2, 2010
  • Nov 2, 2010 · D · $0 sold of $30,000,000 · 0 investors · min. $30,000 · role: Executive Officer (Executive Officer of Georock Energy, LLC, General Partner of Georock Energy Partners, LP) EDGAR ↗

No sales reported yet as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HE
Oil and Gas · group: Hunton

Hunton Energy Partners Joint Venture Fund

Yukon, OK · Feb 2, 2010
  • Feb 2, 2010 · D · $0 sold of $300,000 · 0 investors · min. $7,500 · role: Executive Officer (Manager of Fuel Creek Resources, LLC, Co-Manager of Hunton Energy Partners Joint Venture Fund) EDGAR ↗

No sales reported yet as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • STUART SMITH — British Columbia, Canada (as filed: A1), 3 issuers, Dec 9, 2019 → Aug 17, 2022 · no shared issuer
  • Stuart Graham Smith — United Kingdom (as filed: X0), 1 issuer, May 22, 2009 → May 22, 2009 · no shared issuer
  • Stuart Smith — DE, 1 issuer, Jun 4, 2010 → Jan 12, 2016 · no shared issuer
  • Stuart Smith — Luxembourg (as filed: N4), 1 issuer, Nov 23, 2010 → Nov 23, 2010 · no shared issuer
  • Stuart Smith — CO, VA, CA, 1 issuer, Jan 4, 2013 → May 6, 2014 · no shared issuer

People around Stuart 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Don Kilmer

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Stuart Smith. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Hunton

2 issuers · 2 filings · $0 reported sold · 2010–2010

One team, 2 deal companies. Stuart Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stuart Smith.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stuart Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stuart Smith is listed on: none on file. No website or social profile named in GEOROCK ENERGY PARTNERS, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #358,686 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Yukon, OK). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Oklahoma state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Oklahoma Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Stuart Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →