Stuart Chapman is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2016: Draper Esprit plc (Cambridge, United Kingdom (as filed: X0) — investing — 2016; $115M reported sold to 30 investors).
What this means One deal on file with the SEC, filed Jul 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Grahame Cook (1 shared filing), Karen Slatford (1 shared filing), Richard Pelly (1 shared filing) and Simon Cook (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stuart. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Stuart Chapman and found 4 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Numis Securities Limited; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.