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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

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Steven Stein

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Oct 10, 2019 → Sep 2, 2025

1deal (issuers)
$200Kreported sold
3investors
4Form D filings
2019–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Stein is listed as a director on 4 SEC Form D filings by 1 issuer between Oct 2019 and Sep 2025: Scottie Resources Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2019–2025; $200K reported sold to 3 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bradley Rourke (4 shared filings), Ernest Mast (4 shared filings), John Williamson (4 shared filings), Annie Zou (2 shared filings), Stephen Sulis (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 40 bankruptcy cases matching the name listed in Key records below.

What this means 41 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Steven Stein and found 7 differences: Form D filed 18 days after the first sale; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Stein has not run yet — it is joining a line of 39,903 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

GLOVER, W. CLYDE v. STEIN, STEVEN judgment
District Court, W.D. Oklahoma · No. · Filed Mar 13, 1990 · Closed Dec 14, 1990 · Nature of suit: 190 Other contract actions
Role of STEIN, STEVEN: Defendant · Outcome: Terminated 1990-12-14 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Stein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

40 cases: 40 closed (disposition not in docket feed)

Steven O Stein closed
United States Bankruptcy Court, D. New Jersey · No. 20-15414 · Filed Apr 8, 2020 · Closed Dec 20, 2021
Role of Steven O Stein: Debtor · Outcome: Case closed 2021-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Linda S Stein and Steven A Stein closed
United States Bankruptcy Court, D. New Jersey · No. 19-25706 · Filed Aug 14, 2019 · Closed May 9, 2022
Role of Steven A Stein: Debtor · Outcome: Case closed 2022-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Steven A Stein and Linda S Stein closed
United States Bankruptcy Court, D. New Jersey · No. 19-10335 · Filed Jan 7, 2019 · Closed Oct 10, 2019
Role of Steven A Stein and Linda S Stein: Debtor · Outcome: Case closed 2019-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Steven Stein closed
United States Bankruptcy Court, E.D. Michigan · No. 15-20725 · Filed Apr 3, 2015 · Closed Jul 27, 2015
Role of Steven Stein: Debtor · Outcome: Case closed 2015-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Steven Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-14-74008 · Filed Aug 28, 2014 · Closed Oct 24, 2014
Role of Steven Stein: Debtor · Outcome: Case closed 2014-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven A Stein closed
United States Bankruptcy Court, W.D. Washington · No. 13-16853 · Filed Jul 27, 2013 · Closed Nov 21, 2013
Role of Steven A Stein: Debtor · Outcome: Case closed 2013-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Steven Stein closed
United States Bankruptcy Court, E.D. Louisiana · No. 12-12950 · Filed Oct 4, 2012 · Closed Jan 14, 2013
Role of Steven Stein: Debtor · Outcome: Case closed 2013-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Steven R Stein closed
United States Bankruptcy Court, D. New Jersey · No. 11-45721 · Filed Dec 16, 2011 · Closed Mar 10, 2017
Role of Steven R Stein: Debtor · Outcome: Case closed 2017-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Steven S. Stein and Leslie J. Stein closed
United States Bankruptcy Court, S.D. Florida. · No. 10-48180 · Filed Dec 16, 2010 · Closed Mar 24, 2016
Role of Steven S. Stein and Leslie J. Stein: Debtor · Outcome: Case closed 2016-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Steven J Stein and Melissa L Stein closed
United States Bankruptcy Court, W.D. Washington · No. 10-44103 · Filed May 21, 2010 · Closed Sep 7, 2010
Role of Steven J Stein and Melissa L Stein: Debtor · Outcome: Case closed 2010-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Steven Stein closed
United States Bankruptcy Court, S.D. California · No. 10-03458 · Filed Mar 3, 2010 · Closed Aug 19, 2013
Role of Steven Stein: Debtor · Outcome: Case closed 2013-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven Stein and Vanessa Damico-Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-09-78946 · Filed Nov 20, 2009 · Closed Feb 17, 2010
Role of Steven Stein and Vanessa Damico-Stein: Debtor · Outcome: Case closed 2010-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven R Stein closed
United States Bankruptcy Court, D. Maryland · No. 08-14218 · Filed Mar 27, 2008 · Closed May 20, 2008
Role of Steven R Stein: Debtor · Outcome: Case closed 2008-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Steven Stein and Melanie Martinez closed
United States Bankruptcy Court, E.D. New York · No. 8-06-72854 · Filed Nov 7, 2006 · Closed Feb 20, 2007
Role of Steven Stein and Melanie Martinez: Debtor · Outcome: Case closed 2007-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven S. Stein closed
United States Bankruptcy Court, D. Oregon · No. 06-32531 · Filed Aug 23, 2006 · Closed May 9, 2007
Role of Steven S. Stein: Debtor · Outcome: Case closed 2007-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Steven C Stein closed
United States Bankruptcy Court, E.D. Louisiana · No. 05-17724 · Filed Sep 26, 2005 · Closed May 29, 2006
Role of Steven C Stein: Debtor · Outcome: Case closed 2006-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Steven C Stein closed
United States Bankruptcy Court, E.D. Louisiana · No. 05-12133 · Filed Mar 23, 2005 · Closed Sep 30, 2005
Role of Steven C Stein: Debtor · Outcome: Case closed 2005-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Steven E Stein closed
United States Bankruptcy Court, N.D. Illinois · No. 05-08284 · Filed Mar 8, 2005 · Closed Mar 19, 2007
Role of Steven E Stein: Debtor · Outcome: Case closed 2007-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Steven M. Stein and Nicole L Stein closed
United States Bankruptcy Court, E.D. Louisiana · No. 04-16076 · Filed Aug 10, 2004 · Closed Feb 28, 2008
Role of Steven M. Stein and Nicole L Stein: Debtor · Outcome: Case closed 2008-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Steven W Stein closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-01196 · Filed Mar 1, 2004 · Closed Aug 23, 2006
Role of Steven W Stein: Debtor · Outcome: Case closed 2006-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Steven S Stein and Jeanine P Stein closed
United States Bankruptcy Court, S.D. Illinois · No. 03-32735 · Filed Jul 1, 2003 · Closed Nov 24, 2003
Role of Steven S Stein and Jeanine P Stein: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Steven Stein closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:03-bk-53113 · Filed Jun 25, 2003 · Closed Oct 10, 2003
Role of Steven Stein: Debtor · Outcome: Case closed 2003-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Steven W. Stein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-23008 · Filed Jun 4, 2003 · Closed Feb 26, 2004
Role of Steven W. Stein: Debtor · Outcome: Case closed 2004-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Steven M. Stein closed
United States Bankruptcy Court, D. Connecticut · No. 02-22521 · Filed Aug 30, 2002 · Closed Jul 11, 2006
Role of Steven M. Stein: Debtor · Outcome: Case closed 2006-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Steven A. Stein closed
United States Bankruptcy Court, W.D. New York · No. 2-01-21599 · Filed Apr 27, 2001 · Closed Aug 28, 2001
Role of Steven A. Stein: Debtor · Outcome: Case closed 2001-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven Stein and Theresa Stein closed
United States Bankruptcy Court, E.D. Louisiana · No. 01-12255 · Filed Mar 27, 2001 · Closed Jul 23, 2001
Role of Steven Stein and Theresa Stein: Debtor · Outcome: Case closed 2001-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Steven E Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-00-87531 · Filed Nov 15, 2000 · Closed Mar 14, 2001
Role of Steven E Stein: Debtor · Outcome: Case closed 2001-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven A. Stein and Tina M. Stein closed
United States Bankruptcy Court, E.D. Missouri · No. 99-53039 · Filed Dec 10, 1999 · Closed Mar 20, 2000
Role of Steven A. Stein and Tina M. Stein: Debtor · Outcome: Case closed 2000-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Steven E. Stein closed
United States Bankruptcy Court, S.D. New York · No. 99-45819 · Filed Oct 13, 1999 · Closed Feb 7, 2000
Role of Steven E. Stein: Debtor · Outcome: Case closed 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Steven M. Stein closed
United States Bankruptcy Court, D. Maryland · No. 98-62603 · Filed Sep 8, 1998 · Closed Dec 22, 1998
Role of Steven M. Stein: Debtor · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Steven P. Stein and Marline Stein closed
United States Bankruptcy Court, D. Massachusetts · No. 98-13963 · Filed Apr 22, 1998 · Closed Oct 30, 1998
Role of Steven P. Stein and Marline Stein: Debtor · Outcome: Case closed 1998-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
STEVEN R. STEIN closed
United States Bankruptcy Court, D. Nevada · No. 97-22998 · Filed Apr 25, 1997 · Closed Aug 14, 1997
Role of STEVEN R. STEIN: Debtor · Outcome: Case closed 1997-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Steven M. Stein and Michelle Stein closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-12278 · Filed Feb 19, 1997 · Closed Oct 5, 2001
Role of Steven M. Stein and Michelle Stein: Debtor · Outcome: Case closed 2001-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven H. Stein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-19512 · Filed Oct 4, 1996 · Closed May 6, 1997
Role of Steven H. Stein: Debtor · Outcome: Case closed 1997-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Steven C Stein closed
United States Bankruptcy Court, N.D. Illinois · No. 95-27610 · Filed Dec 27, 1995 · Closed Apr 17, 1996
Role of Steven C Stein: Debtor · Outcome: Case closed 1996-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Steven M. Stein and Michele Stein closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-18769 · Filed Aug 28, 1995 · Closed Mar 11, 1997
Role of Steven M. Stein and Michele Stein: Debtor · Outcome: Case closed 1997-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven D. Stein and Julia S. Stein closed
United States Bankruptcy Court, S.D. California · No. 95-05824 · Filed Jun 5, 1995 · Closed Jan 21, 1998
Role of Steven D. Stein and Julia S. Stein: Debtor · Outcome: Case closed 1998-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven D. Stein and Julia S. Stein closed
United States Bankruptcy Court, S.D. California · No. 94-13325 · Filed Dec 22, 1994 · Closed May 18, 1995
Role of Steven D. Stein and Julia S. Stein: Debtor · Outcome: Case closed 1995-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven M. Stein and Michele Stein closed
United States Bankruptcy Court, C.D. California · No. 8:93-bk-11233 · Filed Feb 5, 1993 · Closed Aug 30, 1995
Role of Steven M. Stein and Michele Stein: Debtor · Outcome: Case closed 1995-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Steven Stein and Robin Bernice Stein closed
United States Bankruptcy Court, D. New Jersey · No. 93-10099 · Filed Jan 8, 1993 · Closed Jun 3, 1993
Role of Steven Stein and Robin Bernice Stein: Debtor · Outcome: Case closed 1993-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Steven Stein (compared 4 filings on Oct 24, 2026)

Note · Aug 15, 2025 – Sep 2, 2025

Form D filed 18 days after the first sale — Scottie Resources Corp.

The filing says the first sale was Aug 15, 2025. The Form D was filed Sep 2, 2025 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 2, 2025 ↗Scottie Resources Corp. — PartnerFacts page ↗
Sources
Note · Oct 7, 2022 – Oct 24, 2022

Form D filed 17 days after the first sale — Scottie Resources Corp.

The filing says the first sale was Oct 7, 2022. The Form D was filed Oct 24, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 24, 2022 ↗Scottie Resources Corp. — PartnerFacts page ↗
Sources
Note · Oct 7, 2022 – Oct 24, 2022

No amendment in the last 12 months on an offering that may still be open — Scottie Resources Corp. (latest filing Oct 24, 2022)

The latest filing for this offering is dated Oct 24, 2022 (first sale Oct 7, 2022). It reports $7,439 sold of $18,378 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 24, 2022 ↗Scottie Resources Corp. — PartnerFacts page ↗
Sources
Note · Oct 18, 2019 – Oct 25, 2019

No amendment in the last 12 months on an offering that may still be open — Scottie Resources Corp. (latest filing Oct 25, 2019)

The latest filing for this offering is dated Oct 25, 2019 (first sale Oct 18, 2019). It reports $32,554 sold of $80,300 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 25, 2019 ↗Scottie Resources Corp. — PartnerFacts page ↗
Sources
Note · Sep 25, 2019 – Oct 10, 2019

No amendment in the last 12 months on an offering that may still be open — Scottie Resources Corp. (latest filing Oct 10, 2019)

The latest filing for this offering is dated Oct 10, 2019 (first sale Sep 25, 2019). It reports $45,216 sold of $111,533 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 10, 2019 ↗Scottie Resources Corp. — PartnerFacts page ↗
Sources
Note · Jan 4, 2017 – Oct 14, 2026

Same name, different state: "Steven Stein" (TX) is a separate record

This page covers filings where the address state is A1. A separate record, "Steven Stein" with address state TX, is listed on 2 filings — most recently by Flux Steel Holdings LLC (Oct 14, 2026). Both records have filings in the same period (Oct 10, 2019 to Sep 2, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Stein (TX) — PartnerFacts page ↗Form D · Oct 14, 2026 ↗Flux Steel Holdings LLC — PartnerFacts page ↗Steven Stein (A1) — this page ↗
Sources
Note · Mar 13, 2009 – Feb 5, 2015

Same name, different state: "Steven Stein" (OH) is a separate record

This page covers filings where the address state is A1. A separate record, "Steven Stein" with address state OH, is listed on 11 filings — most recently by Elbrook Offshore Fund, Ltd. (Jun 30, 2015). The two records do not overlap in time: this page runs Oct 10, 2019 to Sep 2, 2025; the other runs Mar 13, 2009 to Feb 5, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Stein (OH) — PartnerFacts page ↗Form D/A · Jun 30, 2015 ↗Elbrook Offshore Fund, Ltd. — PartnerFacts page ↗Steven Stein (A1) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 1 reports finder's fees totalling $446; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 2, 2025 D
Scottie Resources Corp.
File 021-556390
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2022 D
Scottie Resources Corp.
File 021-462620
$0$446$0 (est.)
Proceeds of the offering may be used for general working capital purposes. Thus, proceeds may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity LLC (CRD 1020 ↗)
EDGAR ↗
Oct 25, 2019 D
Scottie Resources Corp.
File 021-351903
$0$0$0 (est.)
Proceeds of the offering may be used for general working capital purposes. Thus, proceeds may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
None listed on this filingEDGAR ↗
Oct 10, 2019 D
Scottie Resources Corp.
File 021-350769
$0$0$0 (est.)
Proceeds of the offering may be used for general working capital purposes. Thus, proceeds may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steven Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SR
Other

Scottie Resources Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 10, 2019 → Sep 2, 2025 · 4 filings
  • Sep 2, 2025 · D · $199,907 sold of $199,907 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 24, 2022 · D · $7,439 sold of $18,378 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 25, 2019 · D · $32,554 sold of $80,300 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2019 · D · $45,216 sold of $111,533 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $200K from 3 investors (100% of the $200K target) as of the latest filing. Steven is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Stein — OH, 2 issuers, Mar 13, 2009 → Feb 5, 2015 · no shared issuer
  • Steven Stein — TX, 2 issuers, Jan 4, 2017 → Oct 14, 2026 · no shared issuer

People around Steven 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Williamson

Director · 4 shared filings (1 issuer) · also on 5 other issuers

John Williamson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Rourke

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Steven Stein. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Ernest Mast

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Stein. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Annie Zou

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Stein. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Sulis

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Stephen Sulis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Mumford

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Stein. Their page shows their other deals.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

Ellie Owens

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Stein. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Masse

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Stein. Their page shows their other deals.

The team behind the deals

Same business address

6 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Stein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Stein is listed on: none on file. No website or social profile named in Scottie Resources Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #61,443 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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