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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

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Steven Shapiro

Named as an officer, director or promoter on SEC Form D filings · IL · Jan 14, 2014 → Jan 6, 2026

6deals (issuers)
$465.3Mreported sold
187investors
58Form D filings
2014–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Shapiro is listed as an executive officer and director on 58 SEC Form D filings by 6 issuers between Jan 2011 and Jan 2026. Largest by amount reported sold: New Vernon Global Opportunity Institutional Fund LLC (Highland Park, IL — pooled investment fund — 2014–2026; $164.8M reported sold to 3 investors), New Vernon Aegir Fund LLC (Highland Park, IL — pooled investment fund — 2011; $116.3M reported sold to 2 investors), New Vernon Global Opportunity Fund II LLC (Highland Park, IL — pooled investment fund — 2014–2026; $82.9M reported sold to 88 investors), New Vernon Insurance Institutional Fund LLC (Highland Park, IL — pooled investment fund — 2018–2026; $53.1M reported sold to 5 investors), New Vernon Insurance Fund LLC (Highland Park, IL — pooled investment fund — 2013–2026; $46.2M reported sold to 86 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $465.3M sold in total.

Listed alongside Daniel Shapiro (8 shared filings) and Trent Stedman (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

All 6 issuers belong to the sponsor group New Vernon (6 issuers, $461.2M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. New Vernon has 6 companies on file and $461.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 24 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 58 public filings for Steven Shapiro and found 18 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Shapiro has not run yet — it is joining a line of 8,563 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

Steven Shapiro v. Sony Pictures Entertainment, Inc. dismissed
District Court, C.D. California · No. 2:14-cv-09762 · Filed Dec 19, 2014 · Closed Mar 2, 2015 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Steven Shapiro: Plaintiff · Outcome: Terminated 2015-03-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Steven Shapiro v. Sony Pictures Entertainment, Inc. closed
District Court, C.D. California · No. 8:14-cv-02021 · Filed Dec 19, 2014 · Closed Dec 22, 2014 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Steven Shapiro: Plaintiff · Outcome: Terminated 2014-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Shapiro..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

24 cases: 24 closed (disposition not in docket feed)

Steven Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 16-10600 · Filed Jan 29, 2016 · Closed May 9, 2016
Role of Steven Shapiro: Debtor · Outcome: Case closed 2016-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Steven Shapiro closed
United States Bankruptcy Court, E.D. North Carolina · No. 14-04194 · Filed Jul 21, 2014 · Closed Nov 7, 2014
Role of Steven Shapiro: Debtor · Outcome: Case closed 2014-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NC (not a filing state)
Steven Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 13-31844 · Filed Oct 3, 2013 · Closed Jan 21, 2014
Role of Steven Shapiro: Debtor · Outcome: Case closed 2014-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Steven J Shapiro closed
United States Bankruptcy Court, S.D. New York · No. 13-11016 · Filed Apr 2, 2013 · Closed Jul 15, 2013
Role of Steven J Shapiro: Debtor · Outcome: Case closed 2013-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Steven M Shapiro and Sheryl Smith Shapiro closed
United States Bankruptcy Court, C.D. California · No. 1:11-bk-17101 · Filed Jun 8, 2011 · Closed Sep 20, 2011
Role of Steven M Shapiro and Sheryl Smith Shapiro: Debtor · Outcome: Case closed 2011-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Steven H. Shapiro and Elaine G. Shapiro closed
United States Bankruptcy Court, D. Rhode Island · No. 1:11-bk-10422 · Filed Feb 8, 2011 · Closed Jul 31, 2012
Role of Steven H. Shapiro and Elaine G. Shapiro: Debtor · Outcome: Case closed 2012-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state)
Steven B Shapiro and Nina L Ronnvall closed
United States Bankruptcy Court, E.D. Missouri · No. 10-54588 · Filed Dec 29, 2010 · Closed Apr 20, 2011
Role of Steven B Shapiro and Nina L Ronnvall: Debtor · Outcome: Case closed 2011-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in MO (not a filing state)
Steven H Shapiro closed
United States Bankruptcy Court, D. Maryland · No. 10-10299 · Filed Jan 6, 2010 · Closed Apr 6, 2010
Role of Steven H Shapiro: Debtor · Outcome: Case closed 2010-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
Steven G. Shapiro closed
United States Bankruptcy Court, E.D. Missouri · No. 08-47539 · Filed Sep 29, 2008 · Closed Nov 8, 2012
Role of Steven G. Shapiro: Debtor · Outcome: Case closed 2012-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in MO (not a filing state)
Steven Shapiro closed
United States Bankruptcy Court, E.D. New York · No. 1-06-40655 · Filed Mar 15, 2006 · Closed Jun 29, 2006
Role of Steven Shapiro: Debtor · Outcome: Case closed 2006-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Steven J Shapiro closed
United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-37073 · Filed Aug 17, 2004 · Closed Jan 5, 2005
Role of Steven J Shapiro: Debtor · Outcome: Case closed 2005-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
STEVEN SHAPIRO closed
United States Bankruptcy Court, D. Nevada · No. 03-20017 · Filed Aug 13, 2003 · Closed Oct 27, 2004
Role of STEVEN SHAPIRO: Debtor · Outcome: Case closed 2004-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Steven L. Shapiro and April L. Shapiro closed
United States Bankruptcy Court, N.D. West Virginia · No. 2:03-bk-20043 · Filed Jan 8, 2003 · Closed Apr 25, 2007
Role of Steven L. Shapiro and April L. Shapiro: Debtor · Outcome: Case closed 2007-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in WV (not a filing state)
Steven M Shapiro closed
United States Bankruptcy Court, S.D. California · No. 02-06366 · Filed Jun 26, 2002 · Closed Oct 3, 2002
Role of Steven M Shapiro: Debtor · Outcome: Case closed 2002-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Steven M. Shapiro closed
United States Bankruptcy Court, D. Massachusetts · No. 01-19276 · Filed Dec 11, 2001 · Closed Feb 28, 2005
Role of Steven M. Shapiro: Debtor · Outcome: Case closed 2005-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Steven Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 01-13613 · Filed Apr 9, 2001 · Closed May 24, 2005
Role of Steven Shapiro: Debtor · Outcome: Case closed 2005-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Steven F. Shapiro and Cynthia Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 00-60189 · Filed Oct 3, 2000 · Closed May 11, 2001
Role of Steven F. Shapiro and Cynthia Shapiro: Debtor · Outcome: Case closed 2001-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Steven Shapiro and Heather Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 99-34338 · Filed Aug 31, 1999 · Closed May 11, 2000
Role of Steven Shapiro and Heather Shapiro: Debtor · Outcome: Case closed 2000-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Steven J. Shapiro and Debra L. Shapiro closed
United States Bankruptcy Court, D. New Hampshire · No. 99-10284 · Filed Feb 2, 1999 · Closed May 19, 1999
Role of Steven J. Shapiro and Debra L. Shapiro: Debtor · Outcome: Case closed 1999-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
Steven G. Shapiro and Barbara A. Shapiro closed
United States Bankruptcy Court, E.D. Missouri · No. 97-49572 · Filed Oct 1, 1997 · Closed Mar 28, 2001
Role of Steven G. Shapiro and Barbara A. Shapiro: Debtor · Outcome: Case closed 2001-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in MO (not a filing state)
Steven H. Shapiro and Lisa E. Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 96-14496 · Filed Jun 17, 1996 · Closed Feb 3, 2003
Role of Steven H. Shapiro and Lisa E. Shapiro: Debtor · Outcome: Case closed 2003-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Steven E Shapiro and Jei H Li-Shipiro closed
United States Bankruptcy Court, C.D. California · No. 9:96-bk-10012 · Filed Jan 2, 1996 · Closed Jun 27, 1996
Role of Steven E Shapiro and Jei H Li-Shipiro: Debtor · Outcome: Case closed 1996-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Steven J Shapiro closed
United States Bankruptcy Court, S.D. Ohio · No. 3:95-bk-34479 · Filed Dec 12, 1995 · Closed Apr 11, 1996
Role of Steven J Shapiro: Debtor · Outcome: Case closed 1996-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Steven Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 92-11428 · Filed Mar 9, 1992 · Closed Sep 14, 1992
Role of Steven Shapiro: Debtor · Outcome: Case closed 1992-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Steven Shapiro — 5 worth asking about (compared the newest 50 of 58 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 23, 2019 – Jan 10, 2020

Amount sold went down between filings — New Vernon Global Opportunity Fund II LLC

The Jan 23, 2019 filing says $82,916,362 sold; the Jan 10, 2020 Form D/A says $78,873,514 sold — $4,042,848 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 23, 2019 ↗Form D/A (later) · Jan 10, 2020 ↗New Vernon Global Opportunity Fund II LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 9, 2019 – Jan 9, 2020

Amount sold went down between filings — New Vernon Insurance Fund LLC

The Jan 9, 2019 filing says $40,733,030 sold; the Jan 9, 2020 Form D/A says $38,089,874 sold — $2,643,156 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 9, 2019 ↗Form D/A (later) · Jan 9, 2020 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 9, 2019 – Jan 9, 2020

Investor count went down between filings — New Vernon Insurance Fund LLC

The Jan 9, 2019 filing reports 86 investors; the Jan 9, 2020 Form D/A reports 61 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 9, 2019 ↗Form D/A (later) · Jan 9, 2020 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 13, 2017 – Jan 19, 2018

Investor count went down between filings — New Vernon Global Opportunity Fund II LLC

The Jan 13, 2017 filing reports 70 investors; the Jan 19, 2018 Form D/A reports 67 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 13, 2017 ↗Form D/A (later) · Jan 19, 2018 ↗New Vernon Global Opportunity Fund II LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2005 – Dec 4, 2018

Form D filed 4,842 days after the first sale — New Vernon Global Opportunity Fund (Cayman) Ltd

The filing says the first sale was Sep 1, 2005. The Form D was filed Dec 4, 2018 — 4,842 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4,827 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 4, 2018 ↗New Vernon Global Opportunity Fund (Cayman) Ltd — PartnerFacts page ↗
Sources
Note · Jan 1, 2018 – Jan 19, 2018

Form D filed 18 days after the first sale — New Vernon Insurance Institutional Fund LLC

The filing says the first sale was Jan 1, 2018. The Form D was filed Jan 19, 2018 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 19, 2018 ↗New Vernon Insurance Institutional Fund LLC — PartnerFacts page ↗
Sources
Note · May 13, 2013 – Jan 14, 2014

Steven Shapiro is written 2 different ways on the filings

listed as "Steven A. Shapiro" on 14 filings (from May 13, 2013), and "Steven Shapiro" on 43 filings (from Jan 14, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 13, 2013 ↗Form D · Jan 14, 2014 ↗Steven Shapiro — PartnerFacts page ↗
Sources
Note · Jan 21, 2021 – Jul 12, 2021

Same name, different state: "Steven M. Shapiro" (FL) is a separate record

This page covers filings where the address state is IL. A separate record, "Steven M. Shapiro" with address state FL, is listed on 2 filings — most recently by Q LIFE FUND II LP (Jul 12, 2021). Both records have filings in the same period (Jan 21, 2021 to Jul 12, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven M. Shapiro (FL) — PartnerFacts page ↗Form D · Jul 12, 2021 ↗Q LIFE FUND II LP — PartnerFacts page ↗Steven Shapiro (IL) — this page ↗
Sources
Note · Jul 18, 2017

Same name, different state: "Steven A. Shapiro" (PA) is a separate record

This page covers filings where the address state is IL. A separate record, "Steven A. Shapiro" with address state PA, is listed on 1 filing — most recently by Women & Children's Health Alliance, LLC (Jul 18, 2017). Both records have filings in the same period (Jul 18, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven A. Shapiro (PA) — PartnerFacts page ↗Form D · Jul 18, 2017 ↗Women & Children's Health Alliance, LLC — PartnerFacts page ↗Steven Shapiro (IL) — this page ↗
Sources
Note · Jul 9, 2015 – May 4, 2017

Same name, different state: "Steven Shapiro" (ME) is a separate record

This page covers filings where the address state is IL. A separate record, "Steven Shapiro" with address state ME, is listed on 3 filings — most recently by Academic Merit, LLC (May 4, 2017). Both records have filings in the same period (Jul 9, 2015 to May 4, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Shapiro (ME) — PartnerFacts page ↗Form D · May 4, 2017 ↗Academic Merit, LLC — PartnerFacts page ↗Steven Shapiro (IL) — this page ↗
Sources
Note · May 19, 2011 – May 17, 2013

Same name, different state: "Steven Howard Shapiro" (NY or CT) is a separate record

This page covers filings where the address state is IL. A separate record, "Steven Howard Shapiro" with address state NY or CT, is listed on 12 filings — most recently by INTREPID CAPITAL FUND OFFSHORE LTD (May 17, 2013). The two records do not overlap in time: this page runs Jan 14, 2014 to Jan 6, 2026; the other runs May 19, 2011 to May 17, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Howard Shapiro (NY,CT) — PartnerFacts page ↗Form D/A · May 17, 2013 ↗INTREPID CAPITAL FUND OFFSHORE LTD — PartnerFacts page ↗Steven Shapiro (IL) — this page ↗
Sources
Note · May 26, 2009 – Sep 13, 2010

Same name, different state: "Steven J. Shapiro" (CO) is a separate record

This page covers filings where the address state is IL. A separate record, "Steven J. Shapiro" with address state CO, is listed on 2 filings — most recently by GEOSYNFUELS LLC (Sep 13, 2010). The two records do not overlap in time: this page runs Jan 14, 2014 to Jan 6, 2026; the other runs May 26, 2009 to Sep 13, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven J. Shapiro (CO) — PartnerFacts page ↗Form D/A · Sep 13, 2010 ↗GEOSYNFUELS LLC — PartnerFacts page ↗Steven Shapiro (IL) — this page ↗
Sources
Note · May 13, 2013 – Jan 6, 2025

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — New Vernon Insurance Fund LLC · Reported net asset value range changed between filings — New Vernon Insurance Institutional Fund LLC · Reported net asset value range changed between filings — New Vernon Global Opportunity Fund II LLC · Reported net asset value range changed between filings — New Vernon Global Opportunity Institutional Fund LLC

What this means The size band is self-reported. Ask for current numbers.

Form D · May 13, 2013 ↗Form D/A · May 20, 2016 ↗Form D/A · Jan 6, 2025 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
Note · Jan 9, 2019 – Jan 9, 2020

Minimum investment changed between filings — New Vernon Insurance Fund LLC

The Jan 9, 2019 filing lists a minimum of $0; the Jan 9, 2020 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 9, 2019 ↗Form D/A (later) · Jan 9, 2020 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
Note · May 22, 2017 – May 21, 2018

Minimum investment changed between filings — New Vernon Insurance Fund LLC

The May 22, 2017 filing lists a minimum of $250,000; the May 21, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 22, 2017 ↗Form D/A (later) · May 21, 2018 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
Note · Jan 13, 2017 – Jan 19, 2018

Minimum investment changed between filings — New Vernon Global Opportunity Fund II LLC

The Jan 13, 2017 filing lists a minimum of $0; the Jan 19, 2018 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 13, 2017 ↗Form D/A (later) · Jan 19, 2018 ↗New Vernon Global Opportunity Fund II LLC — PartnerFacts page ↗
Sources
Note · Jan 13, 2017 – Jan 19, 2018

Minimum investment changed between filings — New Vernon Global Opportunity Institutional Fund LLC

The Jan 13, 2017 filing lists a minimum of $0; the Jan 19, 2018 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 13, 2017 ↗Form D/A (later) · Jan 19, 2018 ↗New Vernon Global Opportunity Institutional Fund LLC — PartnerFacts page ↗
Sources
Note · May 20, 2016 – May 22, 2017

Minimum investment changed between filings — New Vernon Insurance Fund LLC

The May 20, 2016 filing lists a minimum of $0; the May 22, 2017 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 20, 2016 ↗Form D/A (later) · May 22, 2017 ↗New Vernon Insurance Fund LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 58 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 6 offerings report sales commissions totalling $21,953; 2 report finder's fees totalling $506,352; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 6, 2026 D/A
New Vernon Insurance Fund LLC
File 021-196373
$15,946 (est.)$253,176$0Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Old City Securities LLC BrokerCheck CRD 171910 ↗		EDGAR ↗
Jan 6, 2026 D/A
New Vernon Global Opportunity Institutional Fund LLC
File 021-210037
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2026 D/A
New Vernon Global Opportunity Fund II LLC
File 021-210029
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2026 D/A
New Vernon Insurance Institutional Fund LLC
File 021-303662
$6,007 (est.)$253,176$0Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Old City Securities LLC BrokerCheck CRD 171910 ↗		EDGAR ↗
Dec 2, 2025 D/A
New Vernon Global Opportunity Fund (Cayman) Ltd
File 021-327111
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2011 D
New Vernon Aegir Fund LLC
File 021-153771
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Steven Shapiro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Insurance Institutional Fund LLC

Highland Park, IL · Jan 19, 2018 → Jan 6, 2026 · 9 filings
  • Jan 6, 2026 · D/A · $53,051,883 sold of Indefinite · 5 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 6, 2025 · D/A · $52,325,411 sold of Indefinite · 5 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 4, 2024 · D/A · $50,599,450 sold of Indefinite · 5 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 12, 2023 · D/A · $48,274,370 sold of Indefinite · 5 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 12, 2022 · D/A · $46,074,370 sold of Indefinite · 5 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 8, 2021 · D/A · $44,394,370 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 10, 2020 · D/A · $44,394,370 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 22, 2019 · D/A · $7,520,467 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 19, 2018 · D · $1,513,737 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗

Raised $53.1M from 5 investors as of the latest filing. Steven is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Insurance Fund LLC

Highland Park, IL · May 13, 2013 → Jan 6, 2026 · 14 filings
  • Jan 6, 2026 · D/A · $46,244,874 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 6, 2025 · D/A · $45,519,874 sold of Indefinite · 72 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 4, 2024 · D/A · $43,794,874 sold of Indefinite · 70 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 12, 2023 · D/A · $41,469,874 sold of Indefinite · 66 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 12, 2022 · D/A · $39,269,874 sold of Indefinite · 63 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 8, 2021 · D/A · $38,944,874 sold of Indefinite · 61 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 9, 2020 · D/A · $38,089,874 sold of Indefinite · 61 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 9, 2019 · D/A · $40,733,030 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 21, 2018 · D/A · $40,483,030 sold of Indefinite · 85 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 22, 2017 · D/A · $33,577,155 sold of Indefinite · 46 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 20, 2016 · D/A · $27,360,275 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 20, 2015 · D/A · $25,612,937 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 13, 2014 · D/A · $25,000,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • May 13, 2013 · D · $25,000,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗

Raised $46.2M from 86 investors as of the latest filing. Steven is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Global Opportunity Institutional Fund LLC

Highland Park, IL · Jan 14, 2014 → Jan 6, 2026 · 13 filings
  • Jan 6, 2026 · D/A · $164,806,065 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 6, 2025 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 4, 2024 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 12, 2023 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 12, 2022 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 8, 2021 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 10, 2020 · D/A · $164,116,223 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 22, 2019 · D/A · $164,115,442 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 19, 2018 · D/A · $164,074,271 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, the Issuer's manager) EDGAR ↗
  • Jan 13, 2017 · D/A · $156,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager) EDGAR ↗
  • Jan 13, 2016 · D/A · $156,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager) EDGAR ↗
  • Jan 14, 2015 · D/A · $156,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager) EDGAR ↗
  • Jan 14, 2014 · D · $156,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager) EDGAR ↗

Raised $164.8M from 3 investors as of the latest filing. Steven is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Global Opportunity Fund II LLC

Highland Park, IL · Jan 14, 2014 → Jan 6, 2026 · 13 filings
  • Jan 6, 2026 · D/A · $78,873,514 sold of Indefinite · 88 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 6, 2025 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 4, 2024 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 13, 2023 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 12, 2022 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 8, 2021 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 10, 2020 · D/A · $78,873,514 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 23, 2019 · D/A · $82,916,362 sold of Indefinite · 76 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 19, 2018 · D/A · $82,875,191 sold of Indefinite · 67 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 13, 2017 · D/A · $81,764,696 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 13, 2016 · D/A · $81,764,696 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 15, 2015 · D/A · $81,764,696 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗
  • Jan 14, 2014 · D · $6,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Manager of New Vernon Partners, LLC, its manager.) EDGAR ↗

Raised $82.9M from 88 investors as of the latest filing. Steven is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Global Opportunity Fund (Cayman) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Dec 4, 2018 → Dec 2, 2025 · 8 filings
  • Dec 2, 2025 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 3, 2024 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 8, 2023 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 8, 2022 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 14, 2021 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 4, 2020 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 4, 2019 · D/A · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 4, 2018 · D · $1,932,910 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.93M from 3 investors as of the latest filing. Steven is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Pooled Investment Fund · group: New Vernon

New Vernon Aegir Fund LLC

Highland Park, IL · Jan 14, 2011
  • Jan 14, 2011 · D · $116,329,292 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (Manager of New Vernon Partners LLC, Manager of Issuer) EDGAR ↗

Raised $116.3M from 2 investors as of the latest filing. Steven is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Howard Shapiro — NY, CT, 6 issuers, May 19, 2011 → May 17, 2013 · no shared issuer
  • Steven J. Shapiro — CO, 2 issuers, May 26, 2009 → Sep 13, 2010 · no shared issuer
  • Steven M. Shapiro — FL, 2 issuers, Jan 21, 2021 → Jul 12, 2021 · no shared issuer
  • Steven Shapiro — ME, 1 issuer, Jul 9, 2015 → May 4, 2017 · no shared issuer
  • Steven A. Shapiro — PA, 1 issuer, Jul 18, 2017 → Jul 18, 2017 · no shared issuer
  • Steven H. Shapiro — IL, 1 issuer, Jun 3, 2010 → Apr 15, 2011 · no shared issuer

People around Steven 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Shapiro

Director · 8 shared filings (1 issuer)

Listed on the same filings as Steven Shapiro. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Trent Stedman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Shapiro. Their page shows their other deals.

The team behind the deals

NV
Sponsor group

New Vernon

6 issuers · 58 filings · $461.2M reported sold · 2011–2026

One team, 6 deal companies. Steven Shapiro is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Shapiro.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Shapiro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Shapiro is listed on: none on file. No website or social profile named in New Vernon Global Opportunity Institutional Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #47,932 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Highland Park, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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