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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:03 AM ET

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Steven Schaefer

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), United Kingdom (as filed: X0), Virgin Islands, British (as filed: D8) · Mar 10, 2010 → Aug 31, 2026

10deals (issuers)
$1.35Breported sold
354investors
55Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Schaefer is listed as a director on 55 SEC Form D filings by 10 issuers between Mar 2010 and Aug 2026. Largest by amount reported sold: DEF Associates N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2010–2011; $270M reported sold to 63 investors), DEF Associates Ltd. (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2012–2026; $213.1M reported sold to 39 investors), First Eagle Fund N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2010–2011; $210M reported sold to 72 investors), 21 APRIL FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $179.6M reported sold to 11 investors), DOUBLE EAGLE PACIFIC FUND LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2026; $142.2M reported sold to 47 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $1.35B sold in total.

Listed alongside Curtis L Lowell, Jr. (55 shared filings), Martin Byrne (53 shared filings), Arnhold LLC (20 shared filings, management entity), Nicolas Lowell (16 shared filings), First Eagle Investment Management, LLC (3 shared filings, management entity) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

The issuers belong to 2 sponsor groups: First Eagle (3 issuers, $289.3M reported sold, 2010–2013) and Double Eagle (5 issuers, $1.53B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 1 state regulator order, 19 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 55 public filings for Steven Schaefer and found 16 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Schaefer has not run yet — it is joining a line of 45,855 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 1 state regulator order

Steven R. Schaefer and AMPG, Inc. Administrative proceeding
SEC · Jan 26, 1999 · Parties as named in the release: Steven R. Schaefer and AMPG, Inc. Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Steven Schaefer, AMPG, Inc., et. al. Litigation release
SEC · Sep 17, 1998 · Parties as named in the release: Steven Schaefer, AMPG, Inc., et. al. Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Steven Schaefer (CRD #1894353, Registered Principal, Kings Park, New York)
As listed by the regulator: Steven Schaefer (CRD #1894353, Registered Principal, Kings Park, New York) was named as a respondent in an NASD complaint alleging that, while using the means and instrumentalities of interstate commerce to offer securities for sale, Schaefer omitted to state material facts necessary in order to make the statements made in connection with such offers, in light of the circumstances in which they were made, not misleading. The complaint also alleges that Schaefer, while using the means and instrumentalities of interstate commerce to offer securities for sale, made material misrepresentations in the form of price predictions to induce transactions and transactions did occur. Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Schaefer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Steven S Schaefer and Christina M Schaefer closed
United States Bankruptcy Court, D. Maryland · No. 18-16377 · Filed May 10, 2018 · Closed Mar 7, 2019
Role of Steven S Schaefer and Christina M Schaefer: Debtor · Outcome: Case closed 2019-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Steven A Schaefer closed
United States Bankruptcy Court, W.D. Washington · No. 13-17782 · Filed Aug 28, 2013 · Closed Jan 6, 2014
Role of Steven A Schaefer: Debtor · Outcome: Case closed 2014-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Steven B Schaefer closed
United States Bankruptcy Court, N.D. Georgia · No. 13-22286 · Filed Aug 14, 2013 · Closed Dec 9, 2013
Role of Steven B Schaefer: Debtor · Outcome: Case closed 2013-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steven M Schaefer and Ruth E Schaefer closed
United States Bankruptcy Court, E.D. Missouri · No. 11-50601 · Filed Oct 4, 2011 · Closed Feb 9, 2017
Role of Steven M Schaefer and Ruth E Schaefer: Debtor · Outcome: Case closed 2017-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Steven M Schaefer closed
United States Bankruptcy Court, E.D. Missouri · No. 10-51514 · Filed Oct 5, 2010 · Closed Aug 11, 2011
Role of Steven M Schaefer: Debtor · Outcome: Case closed 2011-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Steven M. Schaefer and Lori B. Schaefer closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-10-12271 · Filed Mar 26, 2010 · Closed Jul 20, 2010
Role of Steven M. Schaefer and Lori B. Schaefer: Debtor · Outcome: Case closed 2010-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Steven A Schaefer and Gretchen D Schaefer closed
United States Bankruptcy Court, N.D. Indiana · No. 09-15369 · Filed Nov 25, 2009 · Closed Aug 22, 2011
Role of Steven A Schaefer and Gretchen D Schaefer: Debtor · Outcome: Case closed 2011-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
Steven W Schaefer and Victoria I Schaefer closed
United States Bankruptcy Court, E.D. New York · No. 8-09-78319 · Filed Oct 30, 2009 · Closed Jan 26, 2010
Role of Steven W Schaefer and Victoria I Schaefer: Debtor · Outcome: Case closed 2010-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Steven T Schaefer closed
United States Bankruptcy Court, S.D. Ohio · No. 3:09-bk-35721 · Filed Sep 15, 2009 · Closed Feb 11, 2010
Role of Steven T Schaefer: Debtor · Outcome: Case closed 2010-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Steven P Schaefer closed
United States Bankruptcy Court, W.D. Texas · No. 03-54628 · Filed Aug 20, 2003 · Closed Dec 16, 2003
Role of Steven P Schaefer: Debtor · Outcome: Case closed 2003-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Steven P Schaefer and Pamela K Schaefer closed
United States Bankruptcy Court, S.D. Ohio · No. 1:02-bk-10519 · Filed Jan 24, 2002 · Closed Feb 2, 2004
Role of Steven P Schaefer and Pamela K Schaefer: Debtor · Outcome: Case closed 2004-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Steven R. Schaefer and Diana L. Schaefer closed
United States Bankruptcy Court, E.D. Missouri · No. 01-20455 · Filed Sep 4, 2001 · Closed Jan 14, 2002
Role of Steven R. Schaefer and Diana L. Schaefer: Debtor · Outcome: Case closed 2002-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Steven R Schaefer closed
United States Bankruptcy Court, N.D. Illinois · No. 00-29214 · Filed Oct 4, 2000 · Closed Apr 29, 2004
Role of Steven R Schaefer: Debtor · Outcome: Case closed 2004-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Steven Schaefer and Margaret Schaefer closed
United States Bankruptcy Court, M.D. Florida · No. 3:99-bk-07887 · Filed Oct 15, 1999 · Closed May 26, 2000
Role of Steven Schaefer and Margaret Schaefer: Debtor · Outcome: Case closed 2000-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Steven Schaefer closed
United States Bankruptcy Court, N.D. Georgia · No. 98-73194 · Filed Aug 4, 1998 · Closed Nov 16, 1998
Role of Steven Schaefer: Debtor · Outcome: Case closed 1998-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steven S. Schaefer closed
United States Bankruptcy Court, D. Maryland · No. 96-56794 · Filed Jul 19, 1996 · Closed Nov 5, 1996
Role of Steven S. Schaefer: Debtor · Outcome: Case closed 1996-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Steven A. Schaefer, Sr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-21883 · Filed Nov 2, 1994 · Closed Mar 13, 1995
Role of Steven A. Schaefer, Sr.: Debtor · Outcome: Case closed 1995-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Steven E. Schaefer and Mary F. Schaefer closed
United States Bankruptcy Court, D. New Hampshire · No. 91-11479 · Filed May 17, 1991 · Closed Nov 8, 1991
Role of Steven E. Schaefer and Mary F. Schaefer: Debtor · Outcome: Case closed 1991-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)
Steven T Schaefer closed
United States Bankruptcy Court, S.D. Ohio · No. 3:90-bk-32336 · Filed May 25, 1990 · Closed Apr 11, 1995
Role of Steven T Schaefer: Debtor · Outcome: Case closed 1995-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Steven Schaefer — 4 worth asking about (compared the newest 50 of 55 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 12, 2013 – Sep 20, 2013

Amount sold went down between filings — AETOS Corp

The Mar 12, 2013 filing says $74,695,000 sold; the Sep 20, 2013 Form D/A says $1 sold — $74,694,999 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗AETOS Corp — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2013 – Sep 20, 2013

Amount sold went down between filings — FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD

The Mar 12, 2013 filing says $28,969,538 sold; the Sep 20, 2013 Form D/A says $3,471,898 sold — $25,497,640 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2013 – Sep 20, 2013

Investor count went down between filings — AETOS Corp

The Mar 12, 2013 filing reports 21 investors; the Sep 20, 2013 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗AETOS Corp — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2013 – Sep 20, 2013

Investor count went down between filings — FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD

The Mar 12, 2013 filing reports 20 investors; the Sep 20, 2013 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · Jul 1, 1967 – Mar 12, 2012

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — First Eagle GoodHope International Ltd. (latest filing Mar 12, 2012) · No amendment in the last 12 months on an offering that may still be open — 21 APRIL FUND LTD (latest filing Mar 12, 2012) · No amendment in the last 12 months on an offering that may still be open — SOFIRE FUND LTD (latest filing Mar 12, 2012) · No amendment in the last 12 months on an offering that may still be open — First Eagle Fund N.V. (latest filing Mar 10, 2011) · No amendment in the last 12 months on an offering that may still be open — DEF Associates N.V. (latest filing Mar 10, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 12, 2012 ↗First Eagle GoodHope International Ltd. — PartnerFacts page ↗Form D/A · Mar 12, 2012 ↗21 APRIL FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 12, 2013 – Sep 20, 2013

Offering amount changed between filings — AETOS Corp

The Mar 12, 2013 filing says an indefinite amount offered; the Sep 20, 2013 Form D/A says $1.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗AETOS Corp — PartnerFacts page ↗
Sources
Note · Mar 12, 2013 – Sep 20, 2013

Offering amount changed between filings — FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD

The Mar 12, 2013 filing says an indefinite amount offered; the Sep 20, 2013 Form D/A says $3,471,898.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 12, 2013 ↗Form D/A (later) · Sep 20, 2013 ↗FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 13, 2019 – Mar 14, 2019

Minimum investment changed between filings — DOUBLE EAGLE PACIFIC FUND LTD.

The Mar 13, 2019 filing lists a minimum of $50,000; the Mar 14, 2019 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2019 ↗Form D/A (later) · Mar 14, 2019 ↗DOUBLE EAGLE PACIFIC FUND LTD. — PartnerFacts page ↗
Sources
Note · Mar 12, 2015 – Mar 14, 2016

Minimum investment changed between filings — DOUBLE EAGLE PACIFIC FUND LTD.

The Mar 12, 2015 filing lists a minimum of $100,000; the Mar 14, 2016 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2015 ↗Form D/A (later) · Mar 14, 2016 ↗DOUBLE EAGLE PACIFIC FUND LTD. — PartnerFacts page ↗
Sources
Note · Apr 2, 2014 – Sep 3, 2024

Same name, different state: "Steven Schaefer" (NY) is a separate record

This page covers filings where the address state is E9 or X0 or D8. A separate record, "Steven Schaefer" with address state NY, is listed on 13 filings — most recently by Graycliff Mezzanine V (SBIC) LP (Sep 21, 2026). Both records have filings in the same period (Apr 2, 2014 to Sep 3, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Schaefer (NY) — PartnerFacts page ↗Form D · Sep 21, 2026 ↗Graycliff Mezzanine V (SBIC) LP — PartnerFacts page ↗Steven Schaefer (E9,X0,D8) — this page ↗
Sources
Note · Oct 7, 2022

Same name, different state: "Steven E. Schaefer" (MD) is a separate record

This page covers filings where the address state is E9 or X0 or D8. A separate record, "Steven E. Schaefer" with address state MD, is listed on 1 filing — most recently by Mi-Helper, Inc. (Oct 7, 2022). Both records have filings in the same period (Oct 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven E. Schaefer (MD) — PartnerFacts page ↗Form D · Oct 7, 2022 ↗Mi-Helper, Inc. — PartnerFacts page ↗Steven Schaefer (E9,X0,D8) — this page ↗
Sources
Note · Dec 1, 2011 – Jan 3, 2014

Same name, different state: "Steven Schaefer" (MD) is a separate record

This page covers filings where the address state is E9 or X0 or D8. A separate record, "Steven Schaefer" with address state MD, is listed on 2 filings — most recently by CSA Medical, Inc. (Jan 3, 2014). Both records have filings in the same period (Dec 1, 2011 to Jan 3, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Schaefer (MD) — PartnerFacts page ↗Form D · Jan 3, 2014 ↗CSA Medical, Inc. — PartnerFacts page ↗Steven Schaefer (E9,X0,D8) — this page ↗
Sources
Note · Aug 21, 2018 – Aug 20, 2019

Address moved from Po Box 2427, Grand Cayman, Cayman Islands (as filed: E9) to Road Town, Tortola, Virgin Islands, British (as filed: D8) — DEF Associates Ltd.

The people listed on the Aug 21, 2018 filing give Po Box 2427, Grand Cayman, Cayman Islands (as filed: E9); on the Aug 20, 2019 filing they give Road Town, Tortola, Virgin Islands, British (as filed: D8).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 21, 2018 ↗Form D/A · Aug 20, 2019 ↗DEF Associates Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – Aug 21, 2018

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Po Box 2427, Grand Cayman, Cayman Islands (as filed: E9) — DEF Associates Ltd.

The people listed on the Mar 12, 2012 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Aug 21, 2018 filing they give Po Box 2427, Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 12, 2012 ↗Form D/A · Aug 21, 2018 ↗DEF Associates Ltd. — PartnerFacts page ↗
Sources
Note · Mar 10, 2011 – Mar 12, 2012

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — DEF Associates Ltd.

The people listed on the Mar 10, 2011 filing give New York, NY; on the Mar 12, 2012 filing they give Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 10, 2011 ↗Form D/A · Mar 12, 2012 ↗DEF Associates Ltd. — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – Aug 31, 2026

Steven Schaefer is listed with 3 different address states: E9, X0, D8

Cayman Islands (as filed: E9) on 46 filings (Mar 10, 2010 to Aug 31, 2026); United Kingdom (as filed: X0) on 1 filing (Aug 21, 2018); Virgin Islands, British (as filed: D8) on 8 filings (Aug 20, 2019 to Aug 13, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 10, 2010 ↗Form D/A · Aug 21, 2018 ↗Form D/A · Aug 20, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 55 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 31, 2026 D/A
DOUBLE EAGLE PACIFIC FUND LTD.
File 021-128617
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
DEF Associates Ltd.
File 021-17869-NY
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2013 D/A
AETOS Corp
File 021-128490
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 20, 2013 D/A
FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD
File 021-81897
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
21 APRIL FUND LTD
File 021-128632
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
First Eagle GoodHope International Ltd.
File 021-128630
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
SOFIRE FUND LTD
File 021-128637
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 10, 2011 D/A
DEF Associates N.V.
File 021-129102
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 10, 2011 D/A
First Eagle Fund N.V.
File 021-139439
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 10, 2011 D/A
GLOBAL BEVERAGE FUND LTD
File 021-128616
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Steven Schaefer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DE
Pooled Investment Fund · group: Double Eagle

DOUBLE EAGLE PACIFIC FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2010 → Aug 31, 2026 · 20 filings
  • Aug 31, 2026 · D/A · $142,164,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 22, 2025 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 23, 2024 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 25, 2023 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 26, 2022 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 27, 2021 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 28, 2020 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2019 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2019 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2019 · D/A · $137,664,928 sold of Indefinite · 47 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D/A · $133,664,928 sold of Indefinite · 47 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D/A · $133,664,928 sold of Indefinite · 47 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2015 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2014 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $131,664,928 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $125,950,000 sold of Indefinite · 47 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $120,000,000 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗

Raised $142.2M from 47 investors as of the latest filing. Steven is listed as director on 20 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DA
Pooled Investment Fund · group: Double Eagle

DEF Associates Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 12, 2012 → Aug 13, 2026 · 10 filings
  • Aug 13, 2026 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2025 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2024 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 16, 2023 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 17, 2022 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 18, 2021 · D/A · $213,051,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 19, 2020 · D/A · $211,851,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 20, 2019 · D/A · $211,251,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 21, 2018 · D/A · $211,251,215 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $151,197,363 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗

Raised $213.1M from 39 investors as of the latest filing. Steven is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund

AETOS Corp

Willemstad, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Sep 20, 2013 · 5 filings
  • Sep 20, 2013 · D/A · $1 sold of $1 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $74,695,000 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $74,695,000 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $74,695,000 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $45,000,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $74.7M from 21 investors (100% of the $1 target) as of the latest filing. Steven is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FE
Pooled Investment Fund · group: First Eagle

FIRST EAGLE VALUE IN BIOTECHNOLOGY OFFSHORE FUND LTD

Willemstad, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Sep 20, 2013 · 5 filings
  • Sep 20, 2013 · D/A · $3,471,898 sold of $3,471,898 · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $28,969,538 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $28,969,538 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $27,600,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $27,000,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗

Raised $29M from 20 investors (100% of the $3.47M target) as of the latest filing. Steven is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FE
Pooled Investment Fund · group: First Eagle

First Eagle GoodHope International Ltd.

George Town, Cayman Islands (as filed: E9) · Mar 10, 2010 → Mar 12, 2012 · 3 filings
  • Mar 12, 2012 · D/A · $75,845,934 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $75,600,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $75,000,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗

Raised $75.8M from 13 investors as of the latest filing. Steven is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

2A
Pooled Investment Fund

21 APRIL FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2010 → Mar 12, 2012 · 3 filings
  • Mar 12, 2012 · D/A · $179,568,479 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $165,000,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $135,000,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $179.6M from 11 investors as of the latest filing. Steven is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SF
Pooled Investment Fund

SOFIRE FUND LTD

Willemstad, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Mar 12, 2012 · 3 filings
  • Mar 12, 2012 · D/A · $105,103,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $104,103,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $100,000,000 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗

Raised $105.1M from 31 investors as of the latest filing. Steven is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FE
Pooled Investment Fund · group: First Eagle

First Eagle Fund N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Mar 10, 2011 · 2 filings
  • Mar 10, 2011 · D/A · $210,000,000 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D · $210,000,000 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗

Raised $210M from 72 investors as of the latest filing. Steven is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DA
Pooled Investment Fund

DEF Associates N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Mar 10, 2011 · 2 filings
  • Mar 10, 2011 · D/A · $270,000,000 sold of Indefinite · 63 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $270,000,000 sold of Indefinite · 63 investors · min. $100,000 · role: Director EDGAR ↗

Raised $270M from 63 investors as of the latest filing. Steven is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GB
Pooled Investment Fund

GLOBAL BEVERAGE FUND LTD

Willemstad, Netherlands Antilles (as filed: P8) · Mar 10, 2010 → Mar 10, 2011 · 2 filings
  • Mar 10, 2011 · D/A · $50,000,000 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $50,000,000 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50M from 37 investors as of the latest filing. Steven is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Schaefer — NY, 9 issuers, Apr 2, 2014 → Sep 3, 2024 · no shared issuer
  • Steven Schaefer — MD, 1 issuer, Dec 1, 2011 → Jan 3, 2014 · no shared issuer
  • Steven E. Schaefer — MD, 1 issuer, Oct 7, 2022 → Oct 7, 2022 · no shared issuer

People around Steven 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

A
Management entity

Arnhold LLC

Executive Officer · 20 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Steven Schaefer. Their page shows their other deals.

FE
Management entity

First Eagle Investment Management, LLC

Executive Officer · 3 shared filings (1 issuer) · also on 19 other issuers

First Eagle Investment Management, LLC is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis L Lowell, Jr.

Director · 55 shared filings (10 issuers)

Curtis L Lowell, Jr. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Byrne

Director · 53 shared filings (9 issuers) · also on 104 other issuers

Martin Byrne is on 113 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nicolas Lowell

Director · 16 shared filings (2 issuers)

Listed on the same filings as Steven Schaefer. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Byrne Martin

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Schaefer. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Tabor

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Tim Tabor is on 15 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

FE
Sponsor group

First Eagle

3 issuers · 10 filings · $289.3M reported sold · 2010–2013

One team, 3 deal companies. Steven Schaefer is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Schaefer.

DE
Sponsor group

Double Eagle

5 issuers · 77 filings · $1.53B reported sold · 2010–2026

One team, 5 deal companies. Steven Schaefer is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Schaefer.

Same business address

14 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): DOUBLE EAGLE PACIFIC FUND LTD., DEF Associates Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Schaefer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Schaefer is listed on: none on file. No website or social profile named in DEF Associates N.V.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,433 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Curacao, P8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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