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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Steven Rice

Named as an officer, director or promoter on SEC Form D filings · OH · Apr 23, 2019 → Apr 15, 2026

13deals (issuers)
$45.6Mreported sold
415investors
14Form D filings
2019–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Rice is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 13 issuers between Apr 2019 and Apr 2026. Largest by amount reported sold: Shadow Lake Mason, LLC (Cincinnati, OH — residential — 2026; $10M reported sold to 62 investors), 346 Portfolio Holdings, LLC (Cincinnati, OK — residential — 2019; $9.35M reported sold to 74 investors), Blue Sky Capital Partners, LLC (Cincinnati, OH — residential — 2021; $7.1M reported sold to 67 investors), 890 Investment Holdings, LLC (Cincinnati, OH — residential — 2022; $5.8M reported sold to 54 investors), 8204 Wooster LLC (Cincinnati, OH — residential — 2019; $4.75M reported sold to 48 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $45.6M sold in total.

Listed alongside Matthew Henderson (14 shared filings), Robert Hendricks (14 shared filings), Karen Williams (4 shared filings), Nate Barger (4 shared filings), Peter Badger (4 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

All 13 issuers belong to the sponsor group Group linked by Steven Rice (14 issuers, $46.1M reported sold, 2018–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Steven Rice has 14 companies on file and $46.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 5 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Steven Rice and found 5 differences, 2 worth asking the sponsor about: Form D filed 165 days after the first sale; Form D filed 609 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Rice has not run yet — it is joining a line of 34,858 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Consent Order as to Respondents WFB Management Group, LLC; Luis A. Cota; Steven C. Rice; and Bernard G. D'Andrea MO · Missouri Secretary of State, Securities Division
Order date Dec 19, 2017 · Regulator: Missouri Secretary of State, Securities Division · AP-17-23 · Parties (regulator's caption): WFB Management Group, LLC; Michael R. Stephan; Luis A. Cota; Steven C. Rice; and Bernard G. D'Andrea
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; regulator in MO (not a filing state)
Order to Cease and Desist and Order to Show Cause Why Restitution, Civil Penalties, and Costs Should not be Imposed MO · Missouri Secretary of State, Securities Division
Order date Sep 12, 2017 · Regulator: Missouri Secretary of State, Securities Division · AP-17-23 · Parties (regulator's caption): WFB Management Group, LLC; Michael R. Stephan; Luis A. Cota; Steven C. Rice; and Bernard G. D'Andrea
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; regulator in MO (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Rice..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Steven L. Rice closed
United States Bankruptcy Court, W.D. Oklahoma · No. 21-10566 · Filed Mar 16, 2021 · Closed Jul 16, 2021
Role of Steven L. Rice: Debtor · Outcome: Case closed 2021-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OK)
Steven D. Rice, Jr. closed
United States Bankruptcy Court, S.D. Ohio · No. 1:15-bk-13139 · Filed Aug 12, 2015 · Closed Dec 16, 2015
Role of Steven D. Rice, Jr.: Debtor · Outcome: Case closed 2015-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)
Steven L. Rice closed
United States Bankruptcy Court, W.D. Oklahoma · No. 12-12287 · Filed May 3, 2012 · Closed Oct 16, 2012
Role of Steven L. Rice: Debtor · Outcome: Case closed 2012-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OK)
Steven R. Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 3:12-bk-30135 · Filed Jan 13, 2012 · Closed May 30, 2012
Role of Steven R. Rice: Debtor · Outcome: Case closed 2012-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)
Steven G Rice and Allison S Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 05-71834 · Filed Oct 5, 2005 · Closed Jun 5, 2006
Role of Steven G Rice and Allison S Rice: Debtor · Outcome: Case closed 2006-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Steven Rice — 2 worth asking about (compared 14 filings on Oct 24, 2026)

Note · May 25, 2018 – Oct 31, 2019

Bankruptcy case: Stasiu Geleszinski and Zamaris M Geleszinski — filed May 25, 2018

United States Bankruptcy Court, S.D. Ohio docket "Stasiu Geleszinski and Zamaris M Geleszinski" filed May 25, 2018, closed Oct 31, 2019. Stasiu Geleszinski (listed on the same filings) is listed as Debtor ("Stasiu Geleszinski and Zamaris M Geleszinski"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Ohio ↗Stasiu Geleszinski — PartnerFacts page ↗
Sources
Worth asking · Nov 1, 2025 – Apr 15, 2026

Form D filed 165 days after the first sale — Shadow Lake Mason, LLC

The filing says the first sale was Nov 1, 2025. The Form D was filed Apr 15, 2026 — 165 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 150 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 15, 2026 ↗Shadow Lake Mason, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 17, 2018 – Aug 17, 2020

Form D filed 609 days after the first sale — Zulu Investment Holdings, LLC

The filing says the first sale was Dec 17, 2018. The Form D was filed Aug 17, 2020 — 609 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 594 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 17, 2020 ↗Zulu Investment Holdings, LLC — PartnerFacts page ↗
Sources
Note · Sep 26, 2014

Same name, different state: "Steven Rice" (CO) is a separate record

This page covers filings where the address state is OH. A separate record, "Steven Rice" with address state CO, is listed on 1 filing — most recently by Isonas, Inc. (Sep 26, 2014). The two records do not overlap in time: this page runs Apr 23, 2019 to Apr 15, 2026; the other has one filing dated Sep 26, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Rice (CO) — PartnerFacts page ↗Form D · Sep 26, 2014 ↗Isonas, Inc. — PartnerFacts page ↗Steven Rice (OH) — this page ↗
Sources
Note · Oct 2, 2012 – Dec 27, 2012

Same name, different state: "Steven Rice" (CA) is a separate record

This page covers filings where the address state is OH. A separate record, "Steven Rice" with address state CA, is listed on 2 filings — most recently by JUNIPER NETWORKS INC (Dec 27, 2012). The two records do not overlap in time: this page runs Apr 23, 2019 to Apr 15, 2026; the other runs Oct 2, 2012 to Dec 27, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Rice (CA) — PartnerFacts page ↗Form D · Dec 27, 2012 ↗JUNIPER NETWORKS INC — PartnerFacts page ↗Steven Rice (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 13 offerings report sales commissions; 0 report finder's fees; 13 report proceeds to related persons totalling $3,019,114. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2026 D
Shadow Lake Mason, LLC
File 021-580463
$0$0$250,000
2.5% of the total offering
None listed on this filingEDGAR ↗
Feb 6, 2025 D
Reflection Investment Holdings LLC
File 021-537489
$0$0$705,000 (est.)None listed on this filingEDGAR ↗
Feb 6, 2025 D
Knollwood Portfolio Holdings, LLC
File 021-537492
$0$0$986,875 (est.)None listed on this filingEDGAR ↗
Dec 12, 2022 D
890 Investment Holdings, LLC
File 021-467172
$0$0$210,000
The Company pays a 1.5% acquisition fee to the Manager of the Company in compensation for Manager's work in acquiring real property, based on purchase price of the acquired real property. Persons listed in response to Item 3 are members of said Manager.
None listed on this filingEDGAR ↗
Oct 28, 2021 D
Blue Sky Capital Partners, LLC
File 021-419018
$0$0$318,150
The Company pays a one and one half percent (1.5%) acquisition fee to the Manager's work in acquiring any real proprety, based on the actual purchase price of the acquired property. Persons listed in response to Item 3 are members of said Manager.
None listed on this filingEDGAR ↗
Jun 28, 2021 D
Dina Holdings, LLC
File 021-404448
$0$0$112,500
The Company pays a 1.5% acquisition fee to the Manager for the Manager's work in acquiring any property, based upon the actual purchaes price of the acquired property. Persons listed in response to Item 3 are members of said Manager.
None listed on this filingEDGAR ↗
Feb 18, 2021 D
Echo Investment Holdings, LLC
File 021-389828
$0$0$56,969
The Company pays a one percent (1%) acquisition fee to the Manager for the Manager's work in acquiring any property, based on the actual purchase price of the acquired property. Persons listed in resposne to item 3 are memebers of said Manager.
None listed on this filingEDGAR ↗
Feb 18, 2021 D
3165 Regal, LLC
File 021-389824
$0$0$14,000
The Company pays a one percent (1%) acquisition fee to the Manager for the Manager's work in acquiring any property, based on the actual purchase price of the acquired property. Persons listed in response to Item 3 are members of said Manager.
None listed on this filingEDGAR ↗
Aug 17, 2020 D
Zulu Investment Holdings, LLC
File 021-373411
$0$0$10,000None listed on this filingEDGAR ↗
Dec 26, 2019 D
8204 Wooster LLC
File 021-356473
$0$0$100,000
The Company pays a one percent (1%) acquisition fee to the Manager for Manager's work in acquiring real property, based upon the actual purchase price of the acquired real property.
None listed on this filingEDGAR ↗
Dec 10, 2019 D
7855 Harrison, LLC
File 021-355189
$0$0$12,000 (est.)
The above amount is an acquisition fee payable to the managing members of the Issuer per the Operating Agreement of the Issuer. The principals of the managing members are related parties listed in Section 3 above.
None listed on this filingEDGAR ↗
Jul 30, 2019 D
Hillvista Holdings, LLC
File 021-345415
$0$0$25,000
The above sum is an estimated acquisition fee to be paid to the managing member of the Issuer. The managing member of Issuer is a limited liability company, and Item 3 persons are members of said managing member.
None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
346 Portfolio Holdings, LLC
File 021-337860
$0$0$218,620 (est.)
The above sum is an estimated acquisition fee to be paid to the managing member of the issuer (See Item 15). The managing member of the issuer is a limited liability company, and Item 3 persons are members of said managing member.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Steven Rice on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SL
Residential · group: Group linked by Steven Rice

Shadow Lake Mason, LLC

Cincinnati, OH · Apr 15, 2026
  • Apr 15, 2026 · D · $10,000,000 sold of $10,000,000 · 62 investors · min. $50,000 · role: Director EDGAR ↗

Raised $10M from 62 investors (100% of the $10M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KP
Residential · group: Group linked by Steven Rice

Knollwood Portfolio Holdings, LLC

Cincinnati, OH · Feb 6, 2025
  • Feb 6, 2025 · D · $0 sold of $28,300,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Residential · group: Group linked by Steven Rice

Reflection Investment Holdings LLC

Cincinnati, OH · Feb 6, 2025
  • Feb 6, 2025 · D · $0 sold of $16,400,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

8I
Residential · group: Group linked by Steven Rice

890 Investment Holdings, LLC

Cincinnati, OH · Dec 12, 2022
  • Dec 12, 2022 · D · $5,800,000 sold of $5,800,000 · 54 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $5.8M from 54 investors (100% of the $5.8M target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Residential · group: Group linked by Steven Rice

Blue Sky Capital Partners, LLC

Cincinnati, OH · Oct 28, 2021
  • Oct 28, 2021 · D · $7,100,000 sold of $7,100,000 · 67 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $7.1M from 67 investors (100% of the $7.1M target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DH
Residential · group: Group linked by Steven Rice

Dina Holdings, LLC

Cincinnati, OH · Jun 28, 2021
  • Jun 28, 2021 · D · $3,100,000 sold of $3,100,000 · 33 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $3.1M from 33 investors (100% of the $3.1M target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Residential · group: Group linked by Steven Rice

Echo Investment Holdings, LLC

Cincinnati, OH · Feb 18, 2021
  • Feb 18, 2021 · D · $3,000,000 sold of $3,000,000 · 33 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $3M from 33 investors (100% of the $3M target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3R
Residential · group: Group linked by Steven Rice

3165 Regal, LLC

Cincinnati, OH · Feb 18, 2021
  • Feb 18, 2021 · D · $785,000 sold of $785,000 · 9 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $785K from 9 investors (100% of the $785K target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZI
Residential · group: Group linked by Steven Rice

Zulu Investment Holdings, LLC

Cincinnati, OH · Aug 17, 2020
  • Aug 17, 2020 · D · $669,000 sold of $669,000 · 11 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $669K from 11 investors (100% of the $669K target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

8W
Residential · group: Group linked by Steven Rice

8204 Wooster LLC

Cincinnati, OH · Dec 26, 2019
  • Dec 26, 2019 · D · $4,750,000 sold of $4,750,000 · 48 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $4.75M from 48 investors (100% of the $4.75M target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

7H
Residential · group: Group linked by Steven Rice

7855 Harrison, LLC

Cincinnati, OH · Dec 10, 2019
  • Dec 10, 2019 · D · $300,000 sold of $300,000 · 5 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $300K from 5 investors (100% of the $300K target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Residential · group: Group linked by Steven Rice

Hillvista Holdings, LLC

Cincinnati, OH · Jul 30, 2019
  • Jul 30, 2019 · D · $750,000 sold of $750,000 · 19 investors · min. $10,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $750K from 19 investors (100% of the $750K target) as of the latest filing. Steven is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3P
Residential · group: Group linked by Steven Rice

346 Portfolio Holdings, LLC

Cincinnati, OK · Apr 23, 2019 → Jul 29, 2019 · 2 filings
  • Jul 29, 2019 · D/A · $9,350,000 sold of $9,350,000 · 74 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗
  • Apr 23, 2019 · D · $4,225,000 sold of $9,350,000 · 34 investors · min. $25,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $9.35M from 74 investors (100% of the $9.35M target) as of the latest filing. Steven is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Rice — CA, 2 issuers, Oct 2, 2012 → Dec 27, 2012 · no shared issuer
  • Steven Rice — CO, 1 issuer, Sep 26, 2014 → Sep 26, 2014 · no shared issuer

People around Steven 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Henderson

Executive Officer, Promoter, Director · 14 shared filings (13 issuers)

Matthew Henderson is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hendricks

Executive Officer, Promoter, Director · 14 shared filings (13 issuers)

Robert Hendricks is on 13 issuers in total — a repeat sponsor. Their page lists every one.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nate Barger

Promoter, Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Steven Rice. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Badger

Promoter, Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Steven Rice. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Williams

Promoter, Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Steven Rice. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Chui

Promoter, Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Steven Rice. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alessandro Baronti

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Steven Rice. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph G. Sunderman, Jr.

Promoter · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Steven Rice. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Brewer

Promoter · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Rice. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ealy

Executive Officer, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Rice. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Miller

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Amos

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Rice. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Murphy

Executive Officer, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Steven Rice. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Ealy

Executive Officer, Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Steven Rice. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Pitman

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Sunderman

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vince Thoma

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Turman

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stasiu Geleszinski

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sherief Gouda

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Steven Rice. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Steven Rice

14 issuers · 15 filings · $46.1M reported sold · 2018–2026

One team, 14 deal companies. Steven Rice is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Rice.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 13 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Rice by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Rice is listed on: none on file. No website or social profile named in Shadow Lake Mason, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #31,379 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cincinnati, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗Oklahoma state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗Oklahoma Secretary of State business search ↗OpenCorporates ↗

Change history

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