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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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Steven Nelson

Named as an officer, director or promoter on SEC Form D filings · MA, NH · Aug 8, 2012 → Oct 31, 2016

4deals (issuers)
$112.7Mreported sold
91investors
11Form D filings
2012–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Nelson is listed as an executive officer and director on 11 SEC Form D filings by 4 issuers between Feb 2010 and Feb 2026: CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV (Boston, MA — pooled investment fund — 2016; $50.8M reported sold to 16 investors), CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Advent International GPE VIII (Boston, MA — pooled investment fund — 2016; $50M reported sold to 10 investors), HALO Maritime Defense Systems, Inc. (Newton, NH — industry reported as "Other" — 2010–2016; $10M reported sold to 22 investors) and Prime Buchholz LLC (Portsmouth, NH — investing — 2026; $1.87M reported sold to 43 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $112.7M sold in total.

Listed alongside Bradley Rotter (8 shared filings), Nicholas Lewin (8 shared filings), Justin Bishop (7 shared filings), Mark Hogan (6 shared filings), Paul Jensen (6 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

2 of the issuers belong to the sponsor group Ca Resources Fund U S Tax Exempt (22 issuers, $1.53B reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ca Resources Fund U S Tax Exempt has 22 companies on file and $1.53B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 8 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Steven Nelson and found 12 differences, 1 worth asking the sponsor about: 82% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Nelson has not run yet — it is joining a line of 34,472 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Suspended for Failure to Comply with an Arbitration Award or Settlement Agreement Pursuant to FINRA Rule 9554 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Aug 17, 2016 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Steven Nelson (CRD #6290676)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 10 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Nelson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Steven R. Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 13-31290 · Filed Nov 21, 2013 · Closed Mar 18, 2014
Role of Steven R. Nelson: Debtor · Outcome: Case closed 2014-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven F. Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 12-11483 · Filed Feb 26, 2012 · Closed Jun 1, 2012
Role of Steven F. Nelson: Debtor · Outcome: Case closed 2012-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven R Nelson and Laurie A Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 08-41790 · Filed Jun 3, 2008 · Closed Sep 26, 2008
Role of Steven R Nelson and Laurie A Nelson: Debtor · Outcome: Case closed 2008-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven J. Nelson closed
United States Bankruptcy Court, D. New Hampshire · No. 05-14139 · Filed Sep 30, 2005 · Closed Mar 3, 2006
Role of Steven J. Nelson: Debtor · Outcome: Case closed 2006-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NH)
Steven B. Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 02-16453 · Filed Sep 9, 2002 · Closed Feb 5, 2003
Role of Steven B. Nelson: Debtor · Outcome: Case closed 2003-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven J. Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 01-19303 · Filed Dec 11, 2001 · Closed Nov 19, 2002
Role of Steven J. Nelson: Debtor · Outcome: Case closed 2002-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven J. Nelson and Susan T. Nelson closed
United States Bankruptcy Court, D. Massachusetts · No. 01-16946 · Filed Sep 5, 2001 · Closed Nov 19, 2001
Role of Steven J. Nelson and Susan T. Nelson: Debtor · Outcome: Case closed 2001-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)
Steven M. Nelson closed
United States Bankruptcy Court, D. New Hampshire · No. 93-11166 · Filed Apr 22, 1993 · Closed Nov 16, 1993
Role of Steven M. Nelson: Debtor · Outcome: Case closed 1993-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 433 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NH)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Steven Nelson — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Note · Jun 24, 1997 – Jan 14, 1998

Bankruptcy case: Laura Hampe — filed Jun 24, 1997

United States Bankruptcy Court, D. New Hampshire docket "Laura Hampe" filed Jun 24, 1997, closed Jan 14, 1998. Laura Hampe (listed on the same filings) is listed as Debtor ("Laura Hampe"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Feb 4, 2026

82% of the money raised went to insiders — Prime Buchholz LLC

The Feb 4, 2026 Form D reports $1,873,806 sold and $1,533,114 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Jul 13, 2016 – Jul 29, 2016

Form D filed 16 days after the first sale — HALO Maritime Defense Systems, Inc.

The filing says the first sale was Jul 13, 2016. The Form D was filed Jul 29, 2016 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 4, 2011 – Jul 29, 2016

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HALO Maritime Defense Systems, Inc. (latest filing Jul 29, 2016) · No amendment in the last 12 months on an offering that may still be open — CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Advent International GPE VIII (latest filing Feb 8, 2016) · No amendment in the last 12 months on an offering that may still be open — HALO Maritime Defense Systems, Inc. (latest filing Aug 8, 2012) · No amendment in the last 12 months on an offering that may still be open — HALO Maritime Defense Systems, Inc. (latest filing Jan 4, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Feb 2, 2010 – Aug 8, 2012

Steven Nelson is written 2 different ways on the filings

listed as "Steven E. Nelson" on 3 filings (from Feb 2, 2010), and "Steven Nelson" on 8 filings (from Aug 8, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jan 17, 2025 – Oct 7, 2025

Same name, different state: "Steven Nelson" (NY) is a separate record

This page covers filings where the address state is MA or NH. A separate record, "Steven Nelson" with address state NY, is listed on 3 filings — most recently by DarioHealth Corp. (Oct 7, 2025). The two records do not overlap in time: this page runs Aug 8, 2012 to Oct 31, 2016; the other runs Jan 17, 2025 to Oct 7, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 14, 2013 – Sep 22, 2014

Same name, different state: "Steven Nelson" (WA) is a separate record

This page covers filings where the address state is MA or NH. A separate record, "Steven Nelson" with address state WA, is listed on 4 filings — most recently by Array Health Solutions Inc (Sep 22, 2014). Both records have filings in the same period (Mar 14, 2013 to Sep 22, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 10, 2012 – Sep 19, 2013

Same name, different state: "Steven Nelson" (NC) is a separate record

This page covers filings where the address state is MA or NH. A separate record, "Steven Nelson" with address state NC, is listed on 2 filings — most recently by SCIQUEST INC (Sep 19, 2013). Both records have filings in the same period (Oct 10, 2012 to Sep 19, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 8, 2012 – Nov 27, 2012

Same name, different state: "Steven Nelson" (CA) is a separate record

This page covers filings where the address state is MA or NH. A separate record, "Steven Nelson" with address state CA, is listed on 5 filings — most recently by NeurogesX Inc (Nov 27, 2012). Both records have filings in the same period (Aug 8, 2012 to Nov 27, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 6, 2011

Same name, different state: "Steven Michael Nelson" (ND) is a separate record

This page covers filings where the address state is MA or NH. A separate record, "Steven Michael Nelson" with address state ND, is listed on 1 filing — most recently by PRAIRIEWOOD VALUE FUND LLLP (Oct 6, 2011). The two records do not overlap in time: this page runs Aug 8, 2012 to Oct 31, 2016; the other has one filing dated Oct 6, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 22, 2013 – Jan 2, 2015

Address moved from Andover, MA to Newton, NH — HALO Maritime Defense Systems, Inc.

The people listed on the Apr 22, 2013 filing give Andover, MA; on the Jan 2, 2015 filing they give Newton, NH.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Feb 2, 2010 – Feb 4, 2026

Steven Nelson is listed with 2 different address states: MA, NH

MA on 8 filings (Feb 2, 2010 to Oct 31, 2016); NH on 3 filings (Jan 2, 2015 to Feb 4, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $1,558,114. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 4, 2026 D
Prime Buchholz LLC
File 021-572371
$0$0$1,533,114None listed on this filingEDGAR ↗
Oct 31, 2016 D
CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV
File 021-273534
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 29, 2016 D
HALO Maritime Defense Systems, Inc.
File 021-268027
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2016 D
CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Advent International GPE VIII
File 021-256929
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2015 D
HALO Maritime Defense Systems, Inc.
File 021-231344
$0$0$25,000None listed on this filingEDGAR ↗
Apr 22, 2013 D
HALO Maritime Defense Systems, Inc.
File 021-195324
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2013 D
HALO Maritime Defense Systems, Inc.
File 021-193808
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2012 D
HALO Maritime Defense Systems, Inc.
File 021-182357
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2011 D
HALO Maritime Defense Systems, Inc.
File 021-152963
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2010 D
HALO Maritime Defense Systems, Inc.
File 021-143057
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2010 D
HALO Maritime Defense Systems, Inc.
File 021-71566
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Steven Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investing

Prime Buchholz LLC

Portsmouth, NH · Feb 4, 2026
  • Feb 4, 2026 · D · $1,873,806 sold of $1,873,806 · 43 investors · min. $2,937 · role: Executive Officer EDGAR ↗

Raised $1.87M from 43 investors (100% of the $1.87M target) as of the latest filing. Steven is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ca Resources Fund U S Tax Exempt

CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV

Boston, MA · Oct 31, 2016
  • Oct 31, 2016 · D · $50,800,000 sold of $50,800,000 · 16 investors · min. $800,000 · role: Executive Officer EDGAR ↗

Raised $50.8M from 16 investors (100% of the $50.8M target) as of the latest filing. Steven is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

HALO Maritime Defense Systems, Inc.

Newton, NH · Feb 2, 2010 → Jul 29, 2016 · 8 filings
  • Jul 29, 2016 · D · $6,000,000 sold of $7,500,000 · 4 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 2, 2015 · D · $5,000,000 sold of $5,000,000 · 5 investors · min. $20,000 · role: Director EDGAR ↗
  • Apr 22, 2013 · D · $10,010,000 sold of $10,010,000 · 22 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D · $17,103 sold of $17,103 · 8 investors · min. $500 · role: Director EDGAR ↗
  • Aug 8, 2012 · D · $317,110 sold of $1,250,000 · 8 investors · min. $500 · role: Director EDGAR ↗
  • Jan 4, 2011 · D · $1,000,000 sold of $3,000,000 · 1 investors · min. $500 · role: Director EDGAR ↗
  • Jun 7, 2010 · D · $2,000,000 sold of $2,000,000 · 14 investors · min. $15,000 · role: Director EDGAR ↗
  • Feb 2, 2010 · D · $2,880,000 sold of $2,880,000 · 18 investors · min. $15,000 · role: Director EDGAR ↗

Raised $10M from 22 investors (100% of the $7.5M target) as of the latest filing. Steven is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ca Resources Fund U S Tax Exempt

CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Advent International GPE VIII

Boston, MA · Feb 8, 2016
  • Feb 8, 2016 · D · $50,000,000 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $50M from 10 investors as of the latest filing. Steven is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Nelson — NY, 1 issuer, Jan 17, 2025 → Oct 7, 2025 · no shared issuer
  • Steven Nelson — CA, 1 issuer, Feb 8, 2012 → Nov 27, 2012 · no shared issuer
  • Steven Michael Nelson — ND, 1 issuer, Oct 6, 2011 → Oct 6, 2011 · no shared issuer
  • Steven Nelson — NC, 1 issuer, Oct 10, 2012 → Sep 19, 2013 · no shared issuer
  • Steven Nelson — WA, 1 issuer, Mar 14, 2013 → Sep 22, 2014 · no shared issuer
  • Steven Nelson — IL, 1 issuer, Jan 14, 2022 → Jan 14, 2022 · no shared issuer
  • Steven Nelson — TX, 1 issuer, Jun 13, 2022 → Mar 16, 2023 · no shared issuer
  • Steven J. Nelson — MN, 1 issuer, Jan 11, 2024 → Jan 11, 2024 · no shared issuer
  • Steven Nelson — UT, 1 issuer, May 26, 2026 → May 26, 2026 · no shared issuer

People around Steven 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Cambridge Associates Resources, LLC

Executive Officer · 2 shared filings (2 issuers) · also on 12 other issuers

Cambridge Associates Resources, LLC is on 14 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Cambridge Associates, LLC

Executive Officer · 2 shared filings (2 issuers) · also on 19 other issuers

Cambridge Associates, LLC is on 21 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Lewin

Director, Executive Officer · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Nelson. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Rotter

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Nelson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Bishop

Director, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Jensen

Director, Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Nelson. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Hogan

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Shephard

Director · 5 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Liazos

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Cohen

Director · 5 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brendan Gray

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Johnson

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Nelson. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

P. Jesse Walcott

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Hersch

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Druley

Executive Officer · 2 shared filings (2 issuers) · also on 19 other issuers

David Druley is on 21 issuers in total — a repeat sponsor. Their page lists every one.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Jansen

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bailey

Executive Officer · 2 shared filings (2 issuers) · also on 7 other issuers

James Bailey is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Sieker

Executive Officer · 2 shared filings (2 issuers) · also on 13 other issuers

Susan Sieker is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Hanna

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Sean Hanna is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SU
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Urie

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Steven Nelson. Their page shows their other deals.

SQ
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Quintero

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Nelson. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Lewis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Walton

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Philip Walton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RQ
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan O'Quinn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Prime

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Karen A. Vasquez

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Matthews

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Hampe

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Anne McDonnell Anderson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Charles DeSisto

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Ricci

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

BV
No photo found yet (own website and image search run after this page is viewed)
Person

Brian VanDelinder

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Michael Jarry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Regan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Pamela Hochstadt

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Ann Powers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Philip Lupone

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Morrison

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Francis McCarron

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

George Matthew Berardino

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Nelson. Their page shows their other deals.

The team behind the deals

Sponsor group

Ca Resources Fund U S Tax Exempt

22 issuers · 33 filings · $1.53B reported sold · 2013–2026

One team, 22 deal companies. Steven Nelson is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Nelson.

Same business address

22 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Prime Buchholz LLC, CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV, CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Advent International GPE VIII.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Nelson is listed on: none on file. No website or social profile named in CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #280,334 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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