Steven Morrell is listed as an executive officer, director, and promoter on 2 SEC Form D filings by 2 issuers between Mar 2009 and Sep 2011: LOW SALINITY INC (Saltville, VA — industry reported as "Other" — 2011; $13.4M reported sold to 20 investors) and MARICAL INC (Portland, ME — other technology — 2009; $151K reported sold to 5 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $13.5M sold in total.
Listed alongside George W. Logan (2 shared filings), H. William Harris (2 shared filings), Bruce I Andrews (1 shared filing), Caryn Crump (1 shared filing), Donald G. Friedl (1 shared filing) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Steven Morrell and found 5 differences: Steven Morrell appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.