PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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Steven Kaplan

Named as an officer, director or promoter on SEC Form D filings · PA · Apr 26, 2016 → Oct 2, 2025

1deal (issuers)
$52Mreported sold
8investors
7Form D filings
2016–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Kaplan is listed as an executive officer and director on 7 SEC Form D filings by 1 issuer between Apr 2016 and Oct 2025: Seegrid Corp (Pittsburgh, PA — other technology — 2016–2025; $52M reported sold to 8 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Mount (6 shared filings), David Shapira (6 shared filings), Steven Barto (6 shared filings), James Rock (3 shared filings), Louis Plung (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Steven Kaplan and found 11 differences: Form D filed 17 days after the first sale; Steven Kaplan's role changed at Seegrid Corp: executive officer, director → director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Kaplan has not run yet — it is joining a line of 18,225 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Kaplan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

29 cases: 29 closed (disposition not in docket feed)

Steven J Kaplan and Wendy Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 21-18265 · Filed Aug 26, 2021 · Closed Jan 21, 2022
Role of Steven J Kaplan and Wendy Kaplan: Debtor · Outcome: Case closed 2022-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 8-18-75130 · Filed Jul 31, 2018 · Closed Oct 30, 2018
Role of Steven Kaplan: Debtor · Outcome: Case closed 2018-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven M. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 17-14787 · Filed Dec 29, 2017 · Closed Aug 10, 2018
Role of Steven M. Kaplan: Debtor · Outcome: Case closed 2018-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 13-15893 · Filed Mar 15, 2013 · Closed May 15, 2013
Role of Steven Kaplan: Debtor · Outcome: Case closed 2013-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 11-40005 · Filed Sep 30, 2011 · Closed Jan 9, 2012
Role of Steven Kaplan: Debtor · Outcome: Case closed 2012-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-11-44477 · Filed May 25, 2011 · Closed Aug 12, 2011
Role of Steven Kaplan: Debtor · Outcome: Case closed 2011-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven R. Kaplan and Linda L. Kaplan closed
United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-19090 · Filed Dec 16, 2009 · Closed Dec 13, 2010
Role of Steven R. Kaplan and Linda L. Kaplan: Debtor · Outcome: Case closed 2010-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Steven J. Kaplan and Janis D. Kaplan closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-10755 · Filed Feb 18, 2009 · Closed Jul 1, 2009
Role of Steven J. Kaplan and Janis D. Kaplan: Debtor · Outcome: Case closed 2009-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Steven H Kaplan and Doreen T Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 08-19114 · Filed Jul 1, 2008 · Closed Dec 4, 2008
Role of Steven H Kaplan and Doreen T Kaplan: Debtor · Outcome: Case closed 2008-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Steven A. Kaplan closed
United States Bankruptcy Court, D. Connecticut · No. 08-20783 · Filed May 2, 2008 · Closed Jan 12, 2012
Role of Steven A. Kaplan: Debtor · Outcome: Case closed 2012-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 05-22104 · Filed Oct 14, 2005 · Closed Feb 2, 2006
Role of Steven Kaplan: Debtor · Outcome: Case closed 2006-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
Steven F. Kaplan closed
United States Bankruptcy Court, D. New Jersey · No. 05-17909 · Filed Mar 15, 2005 · Closed Jun 20, 2005
Role of Steven F. Kaplan: Debtor · Outcome: Case closed 2005-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Steven Kaplan and Gerlinda B Kaplan closed
United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-11506 · Filed Oct 21, 2004 · Closed Apr 28, 2005
Role of Steven Kaplan and Gerlinda B Kaplan: Debtor · Outcome: Case closed 2005-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, D. New Jersey · No. 04-29784 · Filed Jun 10, 2004 · Closed Jan 21, 2010
Role of Steven Kaplan: Debtor · Outcome: Case closed 2010-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 02-43031 · Filed Oct 4, 2002 · Closed Jan 27, 2003
Role of Steven Kaplan: Debtor · Outcome: Case closed 2003-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven C Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-01-17972 · Filed Jun 13, 2001 · Closed Oct 10, 2002
Role of Steven C Kaplan: Debtor · Outcome: Case closed 2002-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-01-16333 · Filed May 10, 2001 · Closed Sep 17, 2001
Role of Steven Kaplan: Debtor · Outcome: Case closed 2001-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven F Kaplan and Susan L Kaplan closed
United States Bankruptcy Court, C.D. California · No. 8:01-bk-11775 · Filed Mar 8, 2001 · Closed Jul 3, 2001
Role of Steven F Kaplan and Susan L Kaplan: Debtor · Outcome: Case closed 2001-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Steven S. Kaplan closed
United States Bankruptcy Court, N.D. New York · No. 01-61056 · Filed Mar 5, 2001 · Closed Sep 12, 2001
Role of Steven S. Kaplan: Debtor · Outcome: Case closed 2001-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, D. Connecticut · No. 01-30386 · Filed Jan 29, 2001 · Closed Jun 4, 2001
Role of Steven Kaplan: Debtor · Outcome: Case closed 2001-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
Steven M Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 98-37653 · Filed Nov 23, 1998 · Closed Mar 23, 1999
Role of Steven M Kaplan: Debtor · Outcome: Case closed 1999-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven P. Kaplan closed
United States Bankruptcy Court, D. Connecticut · No. 98-34842 · Filed Nov 6, 1998 · Closed Mar 11, 1999
Role of Steven P. Kaplan: Debtor · Outcome: Case closed 1999-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
Steven R. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 97-46651 · Filed Sep 24, 1997 · Closed Jan 16, 1998
Role of Steven R. Kaplan: Debtor · Outcome: Case closed 1998-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
Steven P Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 96-34747 · Filed Dec 27, 1996 · Closed Apr 28, 1997
Role of Steven P Kaplan: Debtor · Outcome: Case closed 1997-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven M Kaplan and Edith L Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-96-12563 · Filed Mar 21, 1996 · Closed Jun 8, 2001
Role of Steven M Kaplan and Edith L Kaplan: Debtor · Outcome: Case closed 2001-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Steven Kaplan and Judith Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01026 · Filed Jan 19, 1994 · Closed Jul 15, 1994
Role of Steven Kaplan and Judith Kaplan: Debtor · Outcome: Case closed 1994-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 91-21910 · Filed Oct 16, 1991 · Closed May 15, 1992
Role of Steven Kaplan: Debtor · Outcome: Case closed 1992-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven I Kaplan and Sharon Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 91-12462 · Filed Jun 11, 1991 · Closed Dec 13, 1991
Role of Steven I Kaplan and Sharon Kaplan: Debtor · Outcome: Case closed 1991-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Steven S. Kaplan closed
United States Bankruptcy Court, N.D. New York · No. 88-00875 · Filed Jun 6, 1988 · Closed May 31, 1989
Role of Steven S. Kaplan: Debtor · Outcome: Case closed 1989-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 43 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Steven Kaplan (compared 7 filings on Oct 24, 2026)

Note · Jun 24, 2022 – Jul 11, 2022

Form D filed 17 days after the first sale — Seegrid Corp

The filing says the first sale was Jun 24, 2022. The Form D was filed Jul 11, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 11, 2022 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Jul 11, 2022 – Jul 6, 2023

Steven Kaplan's role changed at Seegrid Corp: executive officer, director → director

The Jul 11, 2022 filing lists Steven Kaplan as executive officer, director; the Jul 6, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 11, 2022 ↗Form D · Jul 6, 2023 ↗Steven Kaplan — PartnerFacts page ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Jul 6, 2023 – Sep 21, 2023

Offering amount changed between filings — Seegrid Corp

The Jul 6, 2023 filing says $20,000,000 offered; the Sep 21, 2023 Form D/A says $50,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 6, 2023 ↗Form D/A (later) · Sep 21, 2023 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Mar 25, 2020 – Sep 15, 2020

Offering amount changed between filings — Seegrid Corp

The Mar 25, 2020 filing says $40,000,000 offered; the Sep 15, 2020 Form D/A says $52,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 25, 2020 ↗Form D/A (later) · Sep 15, 2020 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Sep 19, 2025 – Oct 2, 2025

No amendment in the last 12 months on an offering that may still be open — Seegrid Corp (latest filing Oct 2, 2025)

The latest filing for this offering is dated Oct 2, 2025 (first sale Sep 19, 2025). It reports $24,999,998 sold of $50,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 2, 2025 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Jun 23, 2023 – Sep 21, 2023

No amendment in the last 12 months on an offering that may still be open — Seegrid Corp (latest filing Sep 21, 2023)

The latest filing for this offering is dated Sep 21, 2023 (first sale Jun 23, 2023). It reports $31,549,979 sold of $50,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 21, 2023 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Jun 24, 2022 – Jul 11, 2022

No amendment in the last 12 months on an offering that may still be open — Seegrid Corp (latest filing Jul 11, 2022)

The latest filing for this offering is dated Jul 11, 2022 (first sale Jun 24, 2022). It reports $30,000,000 sold of $75,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 11, 2022 ↗Seegrid Corp — PartnerFacts page ↗
Sources
Note · Jul 2, 2018

Same name, different state: "Steven Kaplan" (MA) is a separate record

This page covers filings where the address state is PA. A separate record, "Steven Kaplan" with address state MA, is listed on 1 filing — most recently by Riverside Fund VI-A, L.P. (Jul 2, 2018). Both records have filings in the same period (Jul 2, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Kaplan (MA) — PartnerFacts page ↗Form D · Jul 2, 2018 ↗Riverside Fund VI-A, L.P. — PartnerFacts page ↗Steven Kaplan (PA) — this page ↗
Sources
Note · Nov 6, 2015

Same name, different state: "Steven Kaplan" (IL) is a separate record

This page covers filings where the address state is PA. A separate record, "Steven Kaplan" with address state IL, is listed on 1 filing — most recently by TIESTA TEA Co (Nov 6, 2015). The two records do not overlap in time: this page runs Apr 26, 2016 to Oct 2, 2025; the other has one filing dated Nov 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Kaplan (IL) — PartnerFacts page ↗Form D/A · Nov 6, 2015 ↗TIESTA TEA Co — PartnerFacts page ↗Steven Kaplan (PA) — this page ↗
Sources
Note · Oct 3, 2014

Same name, different state: "Steven Kaplan" (L3) is a separate record

This page covers filings where the address state is PA. A separate record, "Steven Kaplan" with address state L3, is listed on 1 filing — most recently by DarioHealth Corp. (Oct 3, 2014). The two records do not overlap in time: this page runs Apr 26, 2016 to Oct 2, 2025; the other has one filing dated Oct 3, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Kaplan (L3) — PartnerFacts page ↗Form D · Oct 3, 2014 ↗DarioHealth Corp. — PartnerFacts page ↗Steven Kaplan (PA) — this page ↗
Sources
Note · Jul 10, 2009

Same name, different state: "Steven F. Kaplan" (MA) is a separate record

This page covers filings where the address state is PA. A separate record, "Steven F. Kaplan" with address state MA, is listed on 1 filing — most recently by VOCOLLECT INC (Jul 10, 2009). The two records do not overlap in time: this page runs Apr 26, 2016 to Oct 2, 2025; the other has one filing dated Jul 10, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven F. Kaplan (MA) — PartnerFacts page ↗Form D · Jul 10, 2009 ↗VOCOLLECT INC — PartnerFacts page ↗Steven Kaplan (PA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $100,000; 2 report proceeds to related persons totalling $660,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 2, 2025 D
Seegrid Corp
File 021-559677
$0$0$0
N/A
None listed on this filingEDGAR ↗
Sep 21, 2023 D/A
Seegrid Corp
File 021-486114
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jul 11, 2022 D
Seegrid Corp
File 021-451758
$0$0$0
N/A
None listed on this filingEDGAR ↗
Sep 15, 2020 D/A
Seegrid Corp
File 021-363633
$0$0$520,000None listed on this filingEDGAR ↗
Apr 26, 2016 D
Seegrid Corp
File 021-262027
$0$100,000 (est.)$140,000
Bonus paid to a director in recognition of such director's contributions as a member of the Board and advisor to management and not for finding or soliciting investors for the issuer.
Headwaters BD, LLC BrokerCheck CRD 117042 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steven Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SC
Other Technology

Seegrid Corp

Pittsburgh, PA · Apr 26, 2016 → Oct 2, 2025 · 7 filings
  • Oct 2, 2025 · D · $24,999,998 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2023 · D/A · $31,549,979 sold of $50,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 6, 2023 · D · $15,999,998 sold of $20,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2022 · D · $30,000,000 sold of $75,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 15, 2020 · D/A · $52,000,000 sold of $52,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 25, 2020 · D · $24,999,995 sold of $40,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 26, 2016 · D · $14,000,000 sold of $14,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $52M from 8 investors (100% of the $50M target) as of the latest filing. Steven is listed as director, executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven F. Kaplan — MA, 1 issuer, Jul 10, 2009 → Jul 10, 2009 · no shared issuer
  • Steven Kaplan — Israel (as filed: L3), 1 issuer, Oct 3, 2014 → Oct 3, 2014 · no shared issuer
  • Steven Kaplan — IL, 1 issuer, Nov 6, 2015 → Nov 6, 2015 · no shared issuer
  • Steven Kaplan — MA, 1 issuer, Jul 2, 2018 → Jul 2, 2018 · no shared issuer

People around Steven 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mount

Director · 6 shared filings (1 issuer) · also on 10 other issuers

David Mount is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Barto

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Shapira

Director · 6 shared filings (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Plung

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Rock

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Pajer

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Baker

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Artman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Meehan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Lucot

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Rock James

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Henry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Kaplan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Kaplan is listed on: none on file. No website or social profile named in Seegrid Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #59,534 of 374,652 in line (17 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pittsburgh, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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