PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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Steven Parry

Named as an officer, director or promoter on SEC Form D filings · CA, TX · Dec 29, 2008 → Mar 24, 2020

5deals (issuers)
$79.1Mreported sold
76investors
19Form D filings
2008–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Parry is listed as a director on 19 SEC Form D filings by 5 issuers between Dec 2008 and Mar 2020: Fallbrook Technologies Inc. (Cedar Park, TX — other technology — 2008–2014; $39.2M reported sold to 52 investors), DIRTT ENVIRONMENTAL SOLUTIONS LTD (Calgary Alberta, Alberta, Canada (as filed: A0) — manufacturing — 2012; $20M reported sold to 4 investors), Tioga Energy, Inc. (San Francisco, CA — other energy — 2009–2011; $17.4M reported sold to 13 investors), POWERSPAN CORP (Portsmouth, NH — other energy — 2009; $2M reported sold to 1 investors) and Boardwalktech Software Corp. (Cupertino, CA — industry reported as "Other" — 2019–2020; $532K reported sold to 6 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $79.1M sold in total.

Listed alongside Gary Jacobs (8 shared filings), William G. Klehm (8 shared filings), Al Kammerer (6 shared filings), Keimpe Keuning (6 shared filings), Nicole T. Nicks (6 shared filings) and 48 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Steven Parry and found 21 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Parry has not run yet — it is #4,141 of 38,245 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Parry..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

STEVEN C PARRY closed
United States Bankruptcy Court, D. Nevada · No. 08-17590 · Filed Jul 11, 2008 · Closed Dec 29, 2010
Role of STEVEN C PARRY: Debtor · Outcome: Case closed 2010-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in NV (not a filing state)
STEVEN L PARRY closed
United States Bankruptcy Court, D. Minnesota · No. 04-32630 · Filed Apr 30, 2004 · Closed Aug 3, 2004
Role of STEVEN L PARRY: Debtor · Outcome: Case closed 2004-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in MN (not a filing state)
Steven L. Parry closed
United States Bankruptcy Court, S.D. Florida. · No. 03-35362 · Filed Sep 26, 2003 · Closed Nov 8, 2004
Role of Steven L. Parry: Debtor · Outcome: Case closed 2004-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in FL (not a filing state)
Steven L. Parry and Cheryl Ann Parry closed
United States Bankruptcy Court, S.D. Florida. · No. 03-32719 · Filed May 20, 2003 · Closed Jan 14, 2004
Role of Steven L. Parry and Cheryl Ann Parry: Debtor · Outcome: Case closed 2004-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in FL (not a filing state)
STEVEN D. PARRY closed
United States Bankruptcy Court, D. Nevada · No. 03-14768 · Filed Apr 21, 2003 · Closed Sep 22, 2008
Role of STEVEN D. PARRY: Debtor · Outcome: Case closed 2008-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in NV (not a filing state)
STEVEN D. PARRY closed
United States Bankruptcy Court, D. Nevada · No. 02-13104 · Filed Mar 25, 2002 · Closed Sep 6, 2002
Role of STEVEN D. PARRY: Debtor · Outcome: Case closed 2002-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in NV (not a filing state)
STEVEN D. PARRY closed
United States Bankruptcy Court, D. Nevada · No. 92-25514 · Filed Dec 10, 1992 · Closed Sep 26, 1996
Role of STEVEN D. PARRY: Debtor · Outcome: Case closed 1996-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in NV (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for Steven Parry — 6 worth asking about (compared 19 filings on Oct 24, 2026)

Worth asking · Jan 21, 2009 – Nov 20, 2009

Amount sold went down between filings — Fallbrook Technologies Inc.

The Jan 21, 2009 filing says $25,392,075 sold; the Nov 20, 2009 Form D says $4,000,000 sold — $21,392,075 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 21, 2009 ↗Form D (later) · Nov 20, 2009 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 21, 2009 – Nov 20, 2009

Investor count went down between filings — Fallbrook Technologies Inc.

The Jan 21, 2009 filing reports 28 investors; the Nov 20, 2009 Form D reports 27 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 21, 2009 ↗Form D (later) · Nov 20, 2009 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 31, 2009 – Oct 22, 2009

Investor count went down between filings — Tioga Energy, Inc.

The Jul 31, 2009 filing reports 8 investors; the Oct 22, 2009 Form D reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jul 31, 2009 ↗Form D (later) · Oct 22, 2009 ↗Tioga Energy, Inc. — PartnerFacts page ↗
Sources
Note · Nov 20, 2009

13% of the money raised went to insiders — Fallbrook Technologies Inc.

The Nov 20, 2009 Form D reports $4,000,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Nov 20, 2009 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Mar 20, 2009

Steven Parry appears on 1 deal that stopped filing before reaching its target

POWERSPAN CORP (last filing Mar 20, 2009; $2,000,000 sold of $7,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

POWERSPAN CORP — PartnerFacts page ↗
Sources
Worth asking · Dec 17, 2010

Paid seller listed without a CRD number: Macquarie Capital Markets Canada Ltd. — Fallbrook Technologies Inc.

Macquarie Capital Markets Canada Ltd. is listed as receiving sales compensation on 1 filing (Dec 17, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Dec 17, 2010 ↗BrokerCheck search: Macquarie Capital Markets Canada Ltd. ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 17, 2010

Paid seller listed without a CRD number: CIBC World Markets Inc. — Fallbrook Technologies Inc.

CIBC World Markets Inc. is listed as receiving sales compensation on 1 filing (Dec 17, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Dec 17, 2010 ↗BrokerCheck search: CIBC World Markets Inc. ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Worth asking · Aug 19, 2010 – Dec 17, 2010

Form D filed 120 days after the first sale — Fallbrook Technologies Inc.

The filing says the first sale was Aug 19, 2010. The Form D was filed Dec 17, 2010 — 120 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 105 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 17, 2010 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Feb 22, 2019 – Mar 11, 2019

Form D filed 17 days after the first sale — Boardwalktech Software Corp.

The filing says the first sale was Feb 22, 2019. The Form D was filed Mar 11, 2019 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 11, 2019 ↗Boardwalktech Software Corp. — PartnerFacts page ↗
Sources
Note · Mar 6, 2009 – Mar 24, 2020

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Boardwalktech Software Corp. (latest filing Mar 24, 2020) · No amendment in the last 12 months on an offering that may still be open — Boardwalktech Software Corp. (latest filing Apr 23, 2019) · No amendment in the last 12 months on an offering that may still be open — Boardwalktech Software Corp. (latest filing Mar 11, 2019) · No amendment in the last 12 months on an offering that may still be open — Fallbrook Technologies Inc. (latest filing Aug 18, 2014) · No amendment in the last 12 months on an offering that may still be open — Fallbrook Technologies Inc. (latest filing Aug 8, 2012) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 24, 2020 ↗Boardwalktech Software Corp. — PartnerFacts page ↗Form D · Apr 23, 2019 ↗Form D · Mar 11, 2019 ↗
Sources
Note · Oct 22, 2009 – Dec 23, 2009

Offering amount changed between filings — Tioga Energy, Inc.

The Oct 22, 2009 filing says $1,000,000 offered; the Dec 23, 2009 Form D says $20,043,394.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 22, 2009 ↗Form D (later) · Dec 23, 2009 ↗Tioga Energy, Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2009 – Nov 20, 2009

Offering amount lowered between filings — Fallbrook Technologies Inc.

The Jan 21, 2009 filing says $25,392,075 offered; the Nov 20, 2009 Form D says $4,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Jan 21, 2009 ↗Form D (later) · Nov 20, 2009 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Dec 22, 2008 – Dec 29, 2008

Offering amount changed between filings — Fallbrook Technologies Inc.

The Dec 22, 2008 filing says $4,617,644 offered; the Dec 29, 2008 Form D says $25,392,075.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 22, 2008 ↗Form D (later) · Dec 29, 2008 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2009 – Nov 20, 2009

Minimum investment changed between filings — Fallbrook Technologies Inc.

The Jan 21, 2009 filing lists a minimum of $5,000; the Nov 20, 2009 Form D lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 21, 2009 ↗Form D (later) · Nov 20, 2009 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Dec 22, 2008 – Dec 29, 2008

Minimum investment changed between filings — Fallbrook Technologies Inc.

The Dec 22, 2008 filing lists a minimum of $25,000; the Dec 29, 2008 Form D lists $5,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 22, 2008 ↗Form D (later) · Dec 29, 2008 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Dec 29, 2008 – Jul 14, 2014

Steven Parry is written 2 different ways on the filings

listed as "Steven Parry" on 17 filings (from Dec 29, 2008), and "Steven E. Parry" on 2 filings (from Jul 14, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 29, 2008 ↗Form D · Jul 14, 2014 ↗Steven Parry — PartnerFacts page ↗
Sources
Note · Nov 24, 2008 – Aug 8, 2012

Reported revenue range changed between filings — Fallbrook Technologies Inc.

"$1 - $1,000,000" (Nov 24, 2008); then "$1,000,001 - $5,000,000" (Dec 29, 2008); then "Decline to Disclose" (Aug 8, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 24, 2008 ↗Form D · Dec 29, 2008 ↗Form D · Aug 8, 2012 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Jul 31, 2009 – Dec 2, 2011

Reported revenue range changed between filings — Tioga Energy, Inc.

"Decline to Disclose" (Jul 31, 2009); then "Not Applicable" (Dec 2, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 31, 2009 ↗Form D · Dec 2, 2011 ↗Tioga Energy, Inc. — PartnerFacts page ↗
Sources
Note · Aug 8, 2012 – Jul 14, 2014

Address moved from San Diego, CA to Cedar Park, TX — Fallbrook Technologies Inc.

The people listed on the Aug 8, 2012 filing give San Diego, CA; on the Jul 14, 2014 filing they give Cedar Park, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 8, 2012 ↗Form D · Jul 14, 2014 ↗Fallbrook Technologies Inc. — PartnerFacts page ↗
Sources
Note · Jun 8, 2010 – Aug 11, 2011

Address moved from San Mateo, CA to San Francisco, CA — Tioga Energy, Inc.

The people listed on the Jun 8, 2010 filing give San Mateo, CA; on the Aug 11, 2011 filing they give San Francisco, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 8, 2010 ↗Form D · Aug 11, 2011 ↗Tioga Energy, Inc. — PartnerFacts page ↗
Sources
Note · Dec 29, 2008 – Mar 24, 2020

Steven Parry is listed with 2 different address states: CA, TX

CA on 17 filings (Dec 29, 2008 to Mar 24, 2020); TX on 2 filings (Jul 14, 2014 to Aug 18, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 29, 2008 ↗Form D · Jul 14, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 13 offerings report sales commissions totalling $1,550,000; 2 report finder's fees totalling $2,027,830; 2 report proceeds to related persons totalling $1,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 24, 2020 D
Boardwalktech Software Corp.
File 021-363549
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2019 D
Boardwalktech Software Corp.
File 021-337905
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2019 D
Boardwalktech Software Corp.
File 021-334525
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2014 D/A
Fallbrook Technologies Inc.
File 021-220952
$650,000$0$0Raymond James & Associates BrokerCheck CRD 705 ↗EDGAR ↗
Dec 19, 2012 D
DIRTT ENVIRONMENTAL SOLUTIONS LTD
File 021-188683
$0$0$0N/A no CRD number reportedEDGAR ↗
Aug 8, 2012 D
Fallbrook Technologies Inc.
File 021-182375
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 2, 2011 D
Tioga Energy, Inc.
File 021-169532
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2011 D
Fallbrook Technologies Inc.
File 021-168990
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 11, 2011 D
Tioga Energy, Inc.
File 021-164258
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2010 D
Fallbrook Technologies Inc.
File 021-152092
$0$1,982,830$700,000 (est.)Macquarie Capital Markets Canada Ltd. no CRD number reported
via Macquarie Capital Markets Canada Ltd.

CIBC World Markets Inc. no CRD number reported
via CIBC World Markets Inc.
EDGAR ↗
Jun 8, 2010 D/A
Tioga Energy, Inc.
File 021-133246
$900,000 (est.)$0$0
All proceeds to be used as working capital.
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Montgomery& Co. BrokerCheck CRD 42300 ↗		EDGAR ↗
Nov 20, 2009 D
Fallbrook Technologies Inc.
File 021-70166
$0$45,000$500,000 (est.)Wm. H. Murphy & Co., Inc. BrokerCheck CRD 27274 ↗
via Wm. H. Murphy & Co., Inc. (CRD 27274 ↗)
EDGAR ↗
Mar 20, 2009 D
POWERSPAN CORP
File 021-55688
$0$0$0
All proceeds to be used for general working capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Steven Parry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BS
Other

Boardwalktech Software Corp.

Cupertino, CA · Mar 11, 2019 → Mar 24, 2020 · 3 filings
  • Mar 24, 2020 · D · $506,543 sold of $872,380 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 23, 2019 · D · $128,500 sold of $236,820 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 11, 2019 · D · $146,850 sold of $271,973 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $532K from 6 investors (61% of the $872K target) as of the latest filing. Steven is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FT
Other Technology

Fallbrook Technologies Inc.

Cedar Park, TX · Dec 29, 2008 → Aug 18, 2014 · 8 filings
  • Aug 18, 2014 · D/A · $8,595,000 sold of $20,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2014 · D · $8,309,000 sold of $20,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2012 · D · $20,145,800 sold of $30,710,000 · 52 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2011 · D · $7,442,097 sold of $10,000,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2010 · D · $39,175,584 sold of $50,000,000 · 30 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 20, 2009 · D · $4,000,000 sold of $4,000,000 · 27 investors · min. $10,000 · role: Director EDGAR ↗
  • Jan 21, 2009 · D/A · $25,392,075 sold of $25,392,075 · 28 investors · min. $5,000 · role: Director EDGAR ↗
  • Dec 29, 2008 · D · $25,392,075 sold of $25,392,075 · 28 investors · min. $5,000 · role: Director EDGAR ↗

Raised $39.2M from 52 investors (100% of the $20M target) as of the latest filing. Steven is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DE
Manufacturing

DIRTT ENVIRONMENTAL SOLUTIONS LTD

Calgary Alberta, Alberta, Canada (as filed: A0) · Dec 19, 2012
  • Dec 19, 2012 · D · $20,000,000 sold of $20,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 4 investors (100% of the $20M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TE
Other Energy

Tioga Energy, Inc.

San Francisco, CA · Jul 31, 2009 → Dec 2, 2011 · 6 filings
  • Dec 2, 2011 · D · $7,614,250 sold of $9,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2011 · D · $3,000,000 sold of $5,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2010 · D/A · $17,393,394 sold of $20,043,394 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 23, 2009 · D · $15,043,394 sold of $20,043,394 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2009 · D · $1,000,000 sold of $1,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 31, 2009 · D · $1,000,000 sold of $1,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.4M from 13 investors (100% of the $9M target) as of the latest filing. Steven is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PC
Other Energy

POWERSPAN CORP

Portsmouth, NH · Mar 20, 2009
  • Mar 20, 2009 · D · $2,000,000 sold of $7,000,000 · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $2M from 1 investor (29% of the $7M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Steven 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Jacobs

Director · 8 shared filings (1 issuer) · also on 8 other issuers

Gary Jacobs is on 9 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William G. Klehm

Executive Officer, Director · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Steven Parry. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole T. Nicks

Executive Officer · 6 shared filings (1 issuer) · also on 4 other issuers

Nicole T. Nicks is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Detering

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Woodward

Director · 6 shared filings (1 issuer) · also on 6 other issuers

Tim Woodward is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Al Kammerer

Director, Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Keimpe Keuning

Director · 6 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Firestone

Director · 5 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles McDermott

Director · 4 shared filings (1 issuer) · also on 7 other issuers

Charles McDermott is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremiah Robins

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon O'Leary

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Parry. Their page shows their other deals.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Vincenza Sera

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward L. Mercaldo

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi (Ganesh) Krishnan

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sarang Kulkarni

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Duncan

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Glavin

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dharmesh Dadbhala

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Kuppe

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Cordingley

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lee H. Davis

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kiempe Keuning

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean McIntyre

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

RI
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD INTRATER

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Parry. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Saunders

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Parry. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

R. John Hughes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hancock

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Charlois

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Grey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon A. O'Leary

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Preston R. Miller, Jr.

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Parry. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Kamen

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Parry. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn K Friedel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

George Polk

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Sant

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip D Boyle

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

FA
No photo found yet (own website and image search run after this page is viewed)
Person

Francis R Alix

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles D. Lasky

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Parry. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Ellis Alexander

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Leonard

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Parry. Their page shows their other deals.

The team behind the deals

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Parry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Parry is listed on: none on file. No website or social profile named in Fallbrook Technologies Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #270,722 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cedar Park, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗New Hampshire state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗New Hampshire Secretary of State business search ↗OpenCorporates ↗

Change history

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