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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

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SB
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Steven E. Brown

Named as an officer, director or promoter on SEC Form D filings · CT · May 14, 2025 → May 14, 2026

1deal (issuers)
$648.2Mreported sold
543investors
2Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven E. Brown is listed as a director on 2 SEC Form D filings by 1 issuer between May 2025 and May 2026: Silver Point Specialty Lending Fund (Greenwich, CT — pooled investment fund — 2025–2026; $648.2M reported sold to 543 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kristen Clark (2 shared filings), Laurence Austin (2 shared filings), Paul Shang (2 shared filings), Silver Point Specialty Credit Fund Management, LLC (2 shared filings, management entity), Anthony DiNello (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Steven E. Brown and found 5 differences: Same name, different state: "Steven Brown" (CA) is a separate record; Same name, different state: "Steven Brown" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven E. Brown has not run yet — it is joining a line of 19,009 names; searches run around the clock at the hosts' allowed rate. Searched so far: 31 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Steven Fitzgerald Brown Litigation release
SEC · Aug 31, 2021 · Parties as named in the release: Steven Fitzgerald Brown Read the release ↗
person name, middle initial differs; common name
Steven Fitzgerald Brown Litigation release
SEC · Sep 3, 2020 · Parties as named in the release: Steven Fitzgerald Brown Read the release ↗
person name, middle initial differs; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven E. Brown..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Steven M. Brown closed
United States Bankruptcy Court, D. Connecticut · No. 09-20400 · Filed Feb 24, 2009 · Closed Jun 16, 2009
Role of Steven M. Brown: Debtor · Outcome: Case closed 2009-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1271 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
Steven M. Brown and Jean M. Brown closed
United States Bankruptcy Court, D. Connecticut · No. 08-32554 · Filed Aug 2, 2008 · Closed Jul 16, 2014
Role of Steven M. Brown and Jean M. Brown: Debtor · Outcome: Case closed 2014-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1271 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Steven E. Brown (compared 2 filings on Oct 24, 2026)

Note · Mar 17, 2016 – Aug 25, 2026

Same name, different state: "Steven Brown" (CA) is a separate record

This page covers filings where the address state is CT. A separate record, "Steven Brown" with address state CA, is listed on 49 filings — most recently by CELAYA HOLDINGS LLC (Aug 25, 2026). Both records have filings in the same period (May 14, 2025 to May 14, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Brown (CA) — PartnerFacts page ↗Form D · Aug 25, 2026 ↗CELAYA HOLDINGS LLC — PartnerFacts page ↗Steven E. Brown (CT) — this page ↗
Sources
Note · Sep 8, 2011 – Dec 11, 2019

Same name, different state: "Steven Brown" (NY) is a separate record

This page covers filings where the address state is CT. A separate record, "Steven Brown" with address state NY, is listed on 12 filings — most recently by Pergament Multi-Strategy Opportunities, LP (Dec 11, 2019). The two records do not overlap in time: this page runs May 14, 2025 to May 14, 2026; the other runs Sep 8, 2011 to Dec 11, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Brown (NY) — PartnerFacts page ↗Form D/A · Dec 11, 2019 ↗Pergament Multi-Strategy Opportunities, LP — PartnerFacts page ↗Steven E. Brown (CT) — this page ↗
Sources
Note · Jan 7, 2014

Same name, different state: "Steven E. Brown" (A6) is a separate record

This page covers filings where the address state is CT. A separate record, "Steven E. Brown" with address state A6, is listed on 1 filing — most recently by GEODIGITAL INTERNATIONAL INC (Jan 7, 2014). The two records do not overlap in time: this page runs May 14, 2025 to May 14, 2026; the other has one filing dated Jan 7, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven E. Brown (A6) — PartnerFacts page ↗Form D · Jan 7, 2014 ↗GEODIGITAL INTERNATIONAL INC — PartnerFacts page ↗Steven E. Brown (CT) — this page ↗
Sources
Note · Jul 20, 2012

Same name, different state: "Steven Brown" (FL) is a separate record

This page covers filings where the address state is CT. A separate record, "Steven Brown" with address state FL, is listed on 1 filing — most recently by Arcturus Partners LLC (Jul 20, 2012). The two records do not overlap in time: this page runs May 14, 2025 to May 14, 2026; the other has one filing dated Jul 20, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Brown (FL) — PartnerFacts page ↗Form D · Jul 20, 2012 ↗Arcturus Partners LLC — PartnerFacts page ↗Steven E. Brown (CT) — this page ↗
Sources
Note · Jul 29, 2009 – Dec 7, 2011

Same name, different state: "Steven Brown" (A0) is a separate record

This page covers filings where the address state is CT. A separate record, "Steven Brown" with address state A0, is listed on 3 filings — most recently by Azcan RPG Corp. (Dec 7, 2011). The two records do not overlap in time: this page runs May 14, 2025 to May 14, 2026; the other runs Jul 29, 2009 to Dec 7, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven Brown (A0) — PartnerFacts page ↗Form D · Dec 7, 2011 ↗Azcan RPG Corp. — PartnerFacts page ↗Steven E. Brown (CT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $75,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 14, 2026 D/A
Silver Point Specialty Lending Fund
File 021-546119
$75,000$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steven E. Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SP
Pooled Investment Fund

Silver Point Specialty Lending Fund

Greenwich, CT · May 14, 2025 → May 14, 2026 · 2 filings
  • May 14, 2026 · D/A · $648,180,114 sold of Indefinite · 543 investors · min. No minimum reported · role: Director (Trustee) EDGAR ↗
  • May 14, 2025 · D · $372,234,375 sold of Indefinite · 534 investors · min. No minimum reported · role: Director (Trustee) EDGAR ↗

Raised $648.2M from 543 investors as of the latest filing. Steven is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (15)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven Brown — IL, 15 issuers, Dec 7, 2010 → Mar 6, 2026 · no shared issuer
  • Steven L Brown — AZ, 12 issuers, Aug 25, 2011 → Dec 21, 2020 · no shared issuer
  • Steven Brown — CA, 10 issuers, Mar 17, 2016 → Aug 25, 2026 · no shared issuer
  • Steven A. Brown — MO, 6 issuers, Sep 9, 2010 → Nov 14, 2022 · no shared issuer
  • Steven Brown — Alberta, Canada (as filed: A0), 2 issuers, Jul 29, 2009 → Dec 7, 2011 · no shared issuer
  • Steven Brown — NY, 2 issuers, Sep 8, 2011 → Dec 11, 2019 · no shared issuer
  • Steven Brown — TX, 2 issuers, Jan 22, 2015 → Jan 22, 2015 · no shared issuer
  • Steven R. Brown — VA, 1 issuer, May 26, 2011 → Jun 1, 2012 · no shared issuer
  • Steven Brown — FL, 1 issuer, Jul 20, 2012 → Jul 20, 2012 · no shared issuer
  • Steven E. Brown — Ontario, Canada (as filed: A6), 1 issuer, Jan 7, 2014 → Jan 7, 2014 · no shared issuer
  • Steven Brown — CO, 1 issuer, Aug 28, 2015 → Aug 28, 2015 · no shared issuer
  • STEVEN BROWN — Quebec, Canada (as filed: A8), 1 issuer, Sep 4, 2018 → Sep 4, 2018 · no shared issuer
  • Steven D. Brown — VA, 1 issuer, Feb 3, 2010 → Feb 3, 2010 · no shared issuer
  • Steven Brown — MO, 1 issuer, Jan 7, 2022 → Jan 27, 2022 · no shared issuer
  • Steven Brown — VT, 1 issuer, Jul 14, 2022 → Jul 14, 2022 · no shared issuer

People around Steven 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kristen Clark

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven E. Brown. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Austin

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Laurence Austin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Shang

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steven E. Brown. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward A. Mule

Executive Officer, Director · 1 shared filing (1 issuer) · also on 31 other issuers

Edward A. Mule is on 32 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony DiNello

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven E. Brown. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert O'Shea

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven E. Brown. Their page shows their other deals.

The team behind the deals

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Silver Point Specialty Lending Fund.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven E. Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven E. Brown is listed on: none on file. No website or social profile named in Silver Point Specialty Lending Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #27,700 of 374,652 in line (42 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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