Steven C. Chen is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Aug 2012 and Jun 2017: Totus Solutions, Inc. (Carrollton, TX — other technology — 2012–2013; $9.04M reported sold to 45 investors) and Power Fingerprinting, Inc. (Vienna, VA — other technology — 2014–2017; $2.44M reported sold to 11 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $11.5M sold in total.
Listed alongside Gordon R. England (4 shared filings), James Cheng (3 shared filings), Jeffrey Reed (3 shared filings), Glenn Norem (2 shared filings), Greg Williams (2 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Steven C. Chen and found 11 differences, 1 worth asking the sponsor about: Form D filed 222 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.