Steve Smith is listed as a director on 3 SEC Form D filings by 2 issuers between Apr 2013 and Feb 2023: Midwest Alliance Capital LLC (Holyoke, CO — business services — 2013; $3M reported sold to 11 investors) and Front Range JV, LP (Boca Raton, FL — telecommunications — 2023; 43 investors reported).
What this means 2 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $3M sold in total.
Listed alongside David Pistacchio (2 shared filings), Doug Gilstrap (2 shared filings), Front Range JV GP, LLC (2 shared filings, management entity), Jan Vesely (2 shared filings), Jeffrey Ginsberg (2 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
1 of the issuers belongs to the sponsor group Digitalbridge (76 issuers, $32.88B reported sold, 2015–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Digitalbridge has 76 companies on file and $32.88B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Steve Smith and found 12 differences, 2 worth asking the sponsor about: Regulator action: Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc. (Apr 15, 2025); Regulator action: Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc. (Dec 10, 2024); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.