Steve Pearson is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between May 2009 and Jun 2009: CU Resource Group, LLC (Denver, CO — other banking and financial services — 2009; $25K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Jun 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bill Becker (2 shared filings), Elizabeth Stetz (2 shared filings), Horacio Peralta (2 shared filings), John Dill (2 shared filings), Kerry Spradling (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Steve Pearson and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Steve Pearson" (UT) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.