PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Steve Gott

Named as an officer, director or promoter on SEC Form D filings · TX · Jul 8, 2015 → Jul 13, 2017

1deal (issuers)
$72.5Mreported sold
300investors
4Form D filings
2015–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steve Gott is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Jul 2015 and Jul 2017: USCA All Terrain Fund (Houston, TX — pooled investment fund — 2015–2017; $72.5M reported sold to 300 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bryan Prihoda (4 shared filings), John Ferguson (4 shared filings), Phil Pilibosian (4 shared filings), Robert Harvey (4 shared filings), Ivana Shumberg (3 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 court cases matching the name, 3 state regulator orders, 12 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Steve Gott and found 4 differences, 2 worth asking the sponsor about: Form D filed 379 days after the first sale; Steve Gott is no longer listed on the Jul 19, 2018 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steve Gott has not run yet — it is joining a line of 37,006 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 4 open, 3 closed (disposition not in docket feed), 14 dismissed, 1 judgment

Gott v. State Farm Mutual Automobile Insurance open
District Court, E.D. Missouri · No. 4:25-cv-01150 · Filed Jul 30, 2025
Role of Gott: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MO (not a filing state)
Gott v. Indivior Inc. open
District Court, N.D. Ohio · No. 1:24-sf-65509 · Filed May 13, 2024
Role of Gott: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in OH (not a filing state)
Gott v. State Farm Fire & Casualty Co closed
District Court, W.D. Louisiana · No. 2:22-cv-01980 · Filed Jul 5, 2022 · Closed Jan 20, 2023
Role of Gott: Plaintiff · Outcome: Terminated 2023-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in LA (not a filing state)
Gott v. C.R. Bard, Inc. open
District Court, S.D. Ohio · No. 2:21-cv-05402 · Filed Nov 19, 2021
Role of Gott: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in OH (not a filing state)
GOTT v. ASTRAZENECA LP open
District Court, D. New Jersey · No. 2:20-cv-16511 · Filed Nov 19, 2020
Role of GOTT: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in NJ (not a filing state)
Gott v. AstraZeneca LP closed
District Court, S.D. Ohio · No. 1:20-cv-00862 · Filed Oct 30, 2020 · Closed Nov 17, 2020
Role of Gott: Plaintiff · Outcome: Terminated 2020-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in OH (not a filing state)
Gott v. Sanofi-Aventis U.S. LLC closed
District Court, E.D. Louisiana · No. 2:19-cv-01242 · Filed Feb 11, 2019 · Closed Apr 25, 2022 · Nature of suit: 367 Health care / pharm
Role of Gott: Plaintiff · Outcome: Terminated 2022-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in LA (not a filing state)
Gott v. Wells Fargo Bank, N.A. dismissed
District Court, E.D. Virginia · No. 3:18-cv-00539 · Filed Aug 7, 2018 · Closed Jan 29, 2019 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Gott: Plaintiff · Outcome: Terminated 2019-01-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in VA (not a filing state)
Gott v. IQ Data International, Inc. dismissed
District Court, M.D. Pennsylvania · No. 1:10-cv-00521 · Filed Mar 8, 2010 · Closed Jul 29, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of Gott: Plaintiff · Outcome: Terminated 2010-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in PA (not a filing state)
Gott v. UBS Financial Services Inc. dismissed
District Court, S.D. New York · No. 1:08-cv-09578 · Filed Nov 6, 2008 · Closed Apr 3, 2015 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:77 Securities Fraud
Role of Gott: Plaintiff · Outcome: Terminated 2015-04-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in NY (not a filing state)
Gott v. Scottrade Inc. dismissed
District Court, W.D. Texas · No. 1:08-cv-00095 · Filed Feb 1, 2008 · Closed Nov 13, 2008 · Nature of suit: 290 Other real property actions
Role of Gott: Plaintiff · Outcome: Terminated 2008-11-13 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in the person's filing state (TX)
Gott v. THE RAYMOND CORPORATION dismissed
District Court, N.D. West Virginia · No. 3:07-cv-00145 · Filed Nov 7, 2007 · Closed Jan 27, 2009 · Nature of suit: Personal Inj. Prod. Liability · Cause: 28:1332 Diversity-Notice of Removal
Role of Gott: Plaintiff · Outcome: Terminated 2009-01-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in WV (not a filing state)
Board of Trustees of the U.A. Local 125 Health and Welfare Fund v. Gott dismissed
District Court, N.D. Iowa · No. 1:04-cv-00169 · Filed Dec 3, 2004 · Closed Jan 13, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Gott: Defendant · Outcome: Terminated 2005-01-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in IA (not a filing state)
Gott v. Terminal Corporation dismissed
District Court, D. Maryland · No. 1:03-cv-01674 · Filed Jun 6, 2003 · Closed Jul 14, 2003 · Nature of suit: 140 Negotiable instruments
Role of Gott: Plaintiff · Outcome: Terminated 2003-07-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MD (not a filing state)
GOTT v. FMS, INC dismissed
District Court, S.D. Indiana · No. 1:03-cv-00623 · Filed Apr 30, 2003 · Closed Jul 7, 2003 · Nature of suit: 890 Other statutory actions
Role of GOTT: Plaintiff · Outcome: Terminated 2003-07-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in IN (not a filing state)
Gott v. Household Bank NA judgment
District Court, N.D. Texas · No. 3:02-cv-02712 · Filed Dec 19, 2002 · Closed Oct 16, 2003 · Nature of suit: 371 Truth in lending
Role of Gott: Plaintiff · Outcome: Terminated 2003-10-16 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in the person's filing state (TX)
Public Citizen, Inc. v. Gott Company dismissed
District Court, D. Maryland · No. 8:99-cv-01962 · Filed Jun 30, 1999 · Closed May 29, 2001 · Nature of suit: 190 Other contract actions
Role of Gott Company: Defendant · Outcome: Terminated 2001-05-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MD (not a filing state)
Gott v. CBT Group PLC dismissed
District Court, N.D. California · No. 5:98-cv-21264 · Filed Nov 17, 1998 · Closed Mar 29, 2002 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Gott: Plaintiff · Outcome: Terminated 2002-03-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in CA (not a filing state)
CNA Insurance Co. v. The Gott Company dismissed
District Court, D. Maryland · No. 1:97-cv-00078 · Filed Jan 10, 1997 · Closed Mar 24, 1997 · Nature of suit: 190 Other contract actions
Role of The Gott Company: Defendant · Outcome: Terminated 1997-03-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MD (not a filing state)
Gott v. Capital Credit Corp dismissed
District Court, W.D. Missouri · No. 3:95-cv-05048 · Filed Aug 9, 1995 · Closed Jul 15, 1996 · Nature of suit: 890 Other statutory actions
Role of Gott: Plaintiff · Outcome: Terminated 1996-07-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MO (not a filing state)
National Sprinkler v. Steve Gott dismissed
District Court, D. Maryland · No. 1:93-cv-01909 · Filed Jul 1, 1993 · Closed Aug 30, 1993 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Steve Gott: Defendant · Outcome: Terminated 1993-08-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); first name matches; court in MD (not a filing state)
NATL UN FR INS CO v. GOTT dismissed
District Court, S.D. New York · No. · Filed Jul 9, 1986 · Closed Jan 18, 1989 · Nature of suit: 190 Other contract actions
Role of GOTT: Defendant · Outcome: Terminated 1989-01-18 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Individuals Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jul 12, 2017 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David Glenn Gott (CRD #1915608, Tipton, Iowa)
As listed by the regulator: An AWC was issued in which Gott was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for six months. Without admitting or denying the findings, Gott consented to the sanctions and to the entry of findings that he sold four individuals at least $546,000 in private equity and debt investments without providing his member firm with prior written notice. The suspension is in effect from July 17, 2017, through January 16, 2018. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (glenn); nationwide regulator (FINRA) — the state is not a signal
Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d) FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 14, 2016 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David Glenn Gott (CRD #1915608)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (glenn); nationwide regulator (FINRA) — the state is not a signal
Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d) FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 14, 2016 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David Glenn Gott (CRD #1915608)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (glenn); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steve Gott..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Bochniak v. Gott Funding, LLC open
United States Bankruptcy Court, D. Delaware · No. 26-50240 · Filed Apr 29, 2026
Role of Gott Funding, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in DE (not a filing state)
North Dakota Workforce Safety & Insurance v. GOTT closed
United States Bankruptcy Court, D. Minnesota · No. 12-03092 · Filed Apr 30, 2012 · Closed Apr 26, 2013
Role of GOTT: Defendant · Outcome: Case closed 2013-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MN (not a filing state)
Gott v. Cash Call, Inc. closed
United States Bankruptcy Court, E.D. California · No. 11-01061 · Filed Mar 1, 2011 · Closed Oct 18, 2011
Role of Gott: Plaintiff · Outcome: Case closed 2011-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in CA (not a filing state)
DEALER SERVICES CORPORATION v. Gott closed
United States Bankruptcy Court, D. Minnesota · No. 10-03155 · Filed Jul 29, 2010 · Closed Sep 27, 2010
Role of Gott: Defendant · Outcome: Case closed 2010-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MN (not a filing state)
Gott Construction Co closed
United States Bankruptcy Court, W.D. Washington · No. 05-30615 · Filed Dec 13, 2005 · Closed Feb 19, 2009
Role of Gott Construction Co: Debtor · Outcome: Case closed 2009-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in WA (not a filing state)
Gott Creek Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-05-10423 · Filed Jan 20, 2005 · Closed Aug 22, 2005
Role of Gott Creek Inc.: Debtor · Outcome: Case closed 2005-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in NY (not a filing state)
Gott Paintballs Inc closed
United States Bankruptcy Court, C.D. California · No. 1:04-bk-13778 · Filed May 28, 2004 · Closed Jul 8, 2004
Role of Gott Paintballs Inc: Debtor · Outcome: Case closed 2004-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in CA (not a filing state)
Universal Bank v. Gott closed
United States Bankruptcy Court, E.D. California · No. 99-02221 · Filed Apr 9, 1999 · Closed Dec 17, 1999
Role of Gott: Defendant · Outcome: Case closed 1999-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in CA (not a filing state)
Gott v. The National Collection Agency, Inc. closed
United States Bankruptcy Court, N.D. California · No. 98-05365 · Filed Sep 21, 1998 · Closed Jan 6, 1999
Role of Gott: Plaintiff · Outcome: Case closed 1999-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in CA (not a filing state)
AT&T Universal Card Services v. Gott closed
United States Bankruptcy Court, E.D. North Carolina · No. 96-00016 · Filed Mar 1, 1996 · Closed Feb 26, 1997
Role of Gott: Defendant · Outcome: Case closed 1997-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in NC (not a filing state)
Unsec.Cred.Comm.of Nuway DistributorsInc v. Gott Corporation closed
United States Bankruptcy Court, D. Maryland · No. 93-05077 · Filed Feb 9, 1993 · Closed Sep 18, 1993
Role of Gott Corporation: Defendant · Outcome: Case closed 1993-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MD (not a filing state)
Halmar Distributors, Inc. v. Gott Corp. closed
United States Bankruptcy Court, D. Massachusetts · No. 90-04121 · Filed Apr 18, 1990 · Closed Aug 14, 1990
Role of Gott Corp.: Defendant · Outcome: Case closed 1990-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 96 federal dockets); surname only in the caption; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Steve Gott — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jul 1, 2015 – Jul 14, 2016

Form D filed 379 days after the first sale — USCA All Terrain Fund

The filing says the first sale was Jul 1, 2015. The Form D was filed Jul 14, 2016 — 379 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 364 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 14, 2016 ↗USCA All Terrain Fund — PartnerFacts page ↗
Sources
Note · Jul 1, 2015 – Jul 14, 2016

No amendment in the last 12 months on an offering that may still be open — USCA All Terrain Fund (latest filing Jul 14, 2016)

The latest filing for this offering is dated Jul 14, 2016 (first sale Jul 1, 2015). It reports $52,136,517 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 14, 2016 ↗USCA All Terrain Fund — PartnerFacts page ↗
Sources
Worth asking · Jul 13, 2017 – Jul 19, 2018

Steve Gott is no longer listed on the Jul 19, 2018 amendment — USCA All Terrain Fund

Steve Gott appears on the Jul 13, 2017 Form D/A (executive officer) but not on the Jul 19, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 13, 2017 ↗Form D/A · Jul 19, 2018 ↗Steve Gott — PartnerFacts page ↗USCA All Terrain Fund — PartnerFacts page ↗
Sources
Note · Jul 8, 2015 – Jul 14, 2016

Reported net asset value range changed between filings — USCA All Terrain Fund

"No Aggregate Net Asset Value" (Jul 8, 2015); then "Decline to Disclose" (Jul 14, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 8, 2015 ↗Form D · Jul 14, 2016 ↗USCA All Terrain Fund — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 13, 2017 D/A
USCA All Terrain Fund
File 021-243257
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2016 D
USCA All Terrain Fund
File 021-266954
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steve Gott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UA
Pooled Investment Fund

USCA All Terrain Fund

Houston, TX · Jul 8, 2015 → Jul 13, 2017 · 4 filings
  • Jul 13, 2017 · D/A · $54,136,517 sold of Indefinite · 193 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 22, 2016 · D/A · $52,136,517 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 14, 2016 · D · $52,136,517 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 8, 2015 · D · $28,058,100 sold of Indefinite · 73 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $72.5M from 300 investors as of the latest filing. Steve is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Steve 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Prihoda

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Pilibosian

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Harvey

Director · 4 shared filings (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Ferguson

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steve Gott. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Wigdor

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Ivana Shumberg

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Eppert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Arnold

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Gott. Their page shows their other deals.

The team behind the deals

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steve Gott by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steve Gott is listed on: none on file. No website or social profile named in USCA All Terrain Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,830 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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