Steve Gerber is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jan 2014 and Aug 2019: AMBER SEMICONDUCTOR, INC. (Dublin, CA — industry reported as "Other" — 2019; $9.35M reported sold to 50 investors) and hixme Insurance Solutions (Calabasas, CA — insurance — 2014; $755K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $10.1M sold in total.
Listed alongside Daniel Peate (2 shared filings), Erik Smith (2 shared filings), Erik Wissig (2 shared filings), Karen Albanese (2 shared filings), Katherine Soby (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
1 of the issuers belongs to the sponsor group Hixme Insurance (3 issuers, $11.4M reported sold, 2014–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Hixme Insurance has 3 companies on file and $11.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Steve Gerber and found 7 differences, 3 worth asking the sponsor about: 46% of the money raised went to insiders; 61% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.