PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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Steve Brooks

Named as an officer, director or promoter on SEC Form D filings · AR · Jun 27, 2017 → Jul 21, 2017

4deals (issuers)
$26.3Mreported sold
52investors
4Form D filings
2017year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steve Brooks is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 4 issuers between Oct 2013 and Jul 2017: Recurring Capital Fund I, L.P. (Austin, TX — pooled investment fund — 2017; $18.8M reported sold to 40 investors), BLUEINGREEN LLC (Fayetteville, AR — industry reported as "Other" — 2017; $3.01M reported sold to 10 investors), Recurring Capital Fund I (QP), L.P. (Austin, TX — pooled investment fund — 2017; $3M reported sold to 1 investors) and NewRoad Ventures, LLC (Bentonville, AR — investing — 2013; $1.5M reported sold to 1 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $26.3M sold in total.

Listed alongside Brian Henley (2 shared filings), Clete Brewer (2 shared filings), NewRoad Capital Advisors GP, LLC (2 shared filings, management entity), Recurring Capital GP, L.P. (2 shared filings, management entity), Chris Milligan (1 shared filing) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.

The issuers belong to 2 sponsor groups: Recurring (15 issuers, $411.3M reported sold, 2016–2025) and Newroad (6 issuers, $423.5M reported sold, 2013–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Steve Brooks and found 5 differences: Steve Brooks appears on 2 deals that stopped filing before reaching their target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steve Brooks has not run yet — it is joining a line of 57,352 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steve Brooks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Steve W. Brooks and Dalal NMI Brooks closed
United States Bankruptcy Court, W.D. Kentucky · No. 12-33805 · Filed Aug 20, 2012 · Closed Jan 13, 2014
Role of Steve W. Brooks and Dalal NMI Brooks: Debtor · Outcome: Case closed 2014-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in KY (not a filing state)
Steve Brooks closed
United States Bankruptcy Court, N.D. Georgia · No. 09-91332 · Filed Nov 27, 2009 · Closed Mar 10, 2010
Role of Steve Brooks: Debtor · Outcome: Case closed 2010-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in GA (not a filing state)
Steve Brooks and Marilyn Brooks closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-33652 · Filed Sep 22, 2009 · Closed May 23, 2011
Role of Steve Brooks and Marilyn Brooks: Debtor · Outcome: Case closed 2011-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in WI (not a filing state)
Steve A. Brooks closed
United States Bankruptcy Court, W.D. Tennessee · No. 08-28622 · Filed Aug 25, 2008 · Closed Dec 2, 2008
Role of Steve A. Brooks: Debtor · Outcome: Case closed 2008-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in TN (not a filing state)
Steve A Brooks and Nancy D Brooks closed
United States Bankruptcy Court, S.D. Mississippi · No. 05-02980 · Filed Jun 7, 2005 · Closed Apr 25, 2006
Role of Steve A Brooks and Nancy D Brooks: Debtor · Outcome: Case closed 2006-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in MS (not a filing state)
Steve H. Brooks closed
United States Bankruptcy Court, S.D. Illinois · No. 00-42373 · Filed Dec 21, 2000 · Closed Aug 27, 2001
Role of Steve H. Brooks: Debtor · Outcome: Case closed 2001-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in IL (not a filing state)
Steve M. Brooks and Natalie R. Brooks closed
United States Bankruptcy Court, D. Massachusetts · No. 99-46270 · Filed Oct 4, 1999 · Closed Jan 19, 2000
Role of Steve M. Brooks and Natalie R. Brooks: Debtor · Outcome: Case closed 2000-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in MA (not a filing state)
Steve Brooks and Susan Brooks closed
United States Bankruptcy Court, E.D. Kentucky · No. 97-20067 · Filed Jan 16, 1997 · Closed Sep 23, 1997
Role of Steve Brooks and Susan Brooks: Debtor · Outcome: Case closed 1997-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in KY (not a filing state)
Steve Brooks and Marilyn Brooks closed
United States Bankruptcy Court, E.D. Wisconsin · No. 95-24214 · Filed Jul 7, 1995 · Closed Oct 18, 1995
Role of Steve Brooks and Marilyn Brooks: Debtor · Outcome: Case closed 1995-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in WI (not a filing state)
Steve G Brooks and Tonya E Coon closed
United States Bankruptcy Court, S.D. Ohio · No. 1:95-bk-11756 · Filed May 5, 1995 · Closed Sep 26, 1995
Role of Steve G Brooks and Tonya E Coon: Debtor · Outcome: Case closed 1995-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in OH (not a filing state)
Steve W. Brooks closed
United States Bankruptcy Court, N.D. Indiana · No. 94-62411 · Filed Dec 13, 1994 · Closed May 30, 1995
Role of Steve W. Brooks: Debtor · Outcome: Case closed 1995-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in IN (not a filing state)
Steve Brooks and Marilyn Brooks closed
United States Bankruptcy Court, E.D. Wisconsin · No. 93-25741 · Filed Oct 19, 1993 · Closed Mar 10, 1995
Role of Steve Brooks and Marilyn Brooks: Debtor · Outcome: Case closed 1995-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in WI (not a filing state)
Steve Brooks closed
United States Bankruptcy Court, N.D. Illinois · No. 92-19213 · Filed Aug 26, 1992 · Closed Feb 12, 1993
Role of Steve Brooks: Debtor · Outcome: Case closed 1993-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in IL (not a filing state)
Steve Brooks Gloria Brooks closed
United States Bankruptcy Court, N.D. Georgia · No. 90-00399 · Filed Jan 11, 1990 · Closed Apr 20, 1990
Role of Steve Brooks Gloria Brooks: Debtor · Outcome: Case closed 1990-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Steve Brooks (compared 4 filings on Oct 24, 2026)

Note · Oct 16, 2013 – Jul 21, 2017

Steve Brooks appears on 2 deals that stopped filing before reaching their target

Recurring Capital Fund I (QP), L.P. (last filing Jul 21, 2017; $3,000,000 sold of $10,000,000); NewRoad Ventures, LLC (last filing Oct 16, 2013; $1,500,000 sold of $15,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Recurring Capital Fund I (QP), L.P. — PartnerFacts page ↗NewRoad Ventures, LLC — PartnerFacts page ↗
Sources
Note · Jul 7, 2017 – Jul 21, 2017

No amendment in the last 12 months on an offering that may still be open — Recurring Capital Fund I (QP), L.P. (latest filing Jul 21, 2017)

The latest filing for this offering is dated Jul 21, 2017 (first sale Jul 7, 2017). It reports $3,000,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 21, 2017 ↗Recurring Capital Fund I (QP), L.P. — PartnerFacts page ↗
Sources
Note · Jul 7, 2017 – Jul 21, 2017

No amendment in the last 12 months on an offering that may still be open — Recurring Capital Fund I, L.P. (latest filing Jul 21, 2017)

The latest filing for this offering is dated Jul 21, 2017 (first sale Jul 7, 2017). It reports $18,750,000 sold of $22,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 21, 2017 ↗Recurring Capital Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Oct 7, 2013 – Oct 16, 2013

No amendment in the last 12 months on an offering that may still be open — NewRoad Ventures, LLC (latest filing Oct 16, 2013)

The latest filing for this offering is dated Oct 16, 2013 (first sale Oct 7, 2013). It reports $1,500,000 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 16, 2013 ↗NewRoad Ventures, LLC — PartnerFacts page ↗
Sources
Note · Oct 16, 2013 – Jun 27, 2017

Steve Brooks is written 2 different ways on the filings

listed as "Steve L Brooks" on the Oct 16, 2013 filing, and "Steve Brooks" on 3 filings (from Jun 27, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 16, 2013 ↗Form D · Jun 27, 2017 ↗Steve Brooks — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 21, 2017 D
Recurring Capital Fund I, L.P.
File 021-291302
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2017 D
Recurring Capital Fund I (QP), L.P.
File 021-291305
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2017 D
BLUEINGREEN LLC
File 021-289512
$0$0$0N/A no CRD number reportedEDGAR ↗
Oct 16, 2013 D
NewRoad Ventures, LLC
File 021-204675
$0$0$0None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Steve Brooks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Pooled Investment Fund · group: Recurring

Recurring Capital Fund I (QP), L.P.

Austin, TX · Jul 21, 2017
  • Jul 21, 2017 · D · $3,000,000 sold of $10,000,000 · 1 investors · min. $250,000 · role: Executive Officer, Director, Promoter (Manager of NewRoad Capital Advisors GP, LLC) EDGAR ↗

Raised $3M from 1 investor (30% of the $10M target) as of the latest filing. Steve is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Recurring

Recurring Capital Fund I, L.P.

Austin, TX · Jul 21, 2017
  • Jul 21, 2017 · D · $18,750,000 sold of $22,000,000 · 40 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Manager of NewRoad Capital Advisors GP, LLC) EDGAR ↗

Raised $18.8M from 40 investors (85% of the $22M target) as of the latest filing. Steve is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

B
Other

BLUEINGREEN LLC

Fayetteville, AR · Jun 27, 2017
  • Jun 27, 2017 · D · $3,011,137 sold of $3,011,137 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.01M from 10 investors (100% of the $3.01M target) as of the latest filing. Steve is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NV
Investing · group: Newroad

NewRoad Ventures, LLC

Bentonville, AR · Oct 16, 2013
  • Oct 16, 2013 · D · $1,500,000 sold of $15,000,000 · 1 investors · min. $100,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1.5M from 1 investor (10% of the $15M target) as of the latest filing. Steve is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Steve 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RC
Management entity

Recurring Capital GP, L.P.

Executive Officer, Director · 2 shared filings (2 issuers) · also on 4 other issuers

Recurring Capital GP, L.P. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NC
Management entity

NewRoad Capital Advisors GP, LLC

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Steve Brooks. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Henley

Executive Officer, Director, Promoter · 2 shared filings (2 issuers) · also on 13 other issuers

Brian Henley is on 15 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Clete Brewer

Executive Officer, Director, Promoter · 2 shared filings (2 issuers) · also on 11 other issuers

Clete Brewer is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ramsay Ball

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Ramsay Ball is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Wilson

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 7 other issuers

Jeremy Wilson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Bova

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Brooks. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Degn

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steve Brooks. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Milligan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Brooks. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Freeman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Brooks. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Recurring

15 issuers · 19 filings · $411.3M reported sold · 2016–2025

One team, 15 deal companies. Steve Brooks is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steve Brooks.

N
Sponsor group

Newroad

6 issuers · 12 filings · $423.5M reported sold · 2013–2025

One team, 6 deal companies. Steve Brooks is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steve Brooks.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steve Brooks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steve Brooks is listed on: none on file. No website or social profile named in Recurring Capital Fund I, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #268,408 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arkansas state courts — find the court ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arkansas Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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