Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:10 AM ET

Sponsor Check › Person

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STEPHEN SHAW

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 16, 2012 → Aug 16, 2012

1deal (issuers)

$1.31Mreported sold

1investors

1Form D filing

2012year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN SHAW is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2012: TREATS!, LLC (Los Angeles, CA — industry reported as "Other" — 2012; $1.31M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Aug 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 51 bankruptcy cases matching the name listed in Key records below.

What this means 51 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for STEPHEN SHAW and found 2 differences: Same name, different state: "Stephen Shaw" (MD) is a separate record; Same name, different state: "Stephen J.T. Shaw" (X0) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN SHAW has not run yet — it is joining a line of 48,415 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN SHAW..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

51 cases: 1 open, 50 closed (disposition not in docket feed)

Stephen D. Shaw and Lori R. Shaw open

United States Bankruptcy Court, M.D. Florida · No. 3:26-bk-02076 · Filed May 8, 2026

Role of Stephen D. Shaw and Lori R. Shaw: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Stephen C Shaw closed

United States Bankruptcy Court, S.D. Alabama · No. 19-14234 · Filed Dec 5, 2019 · Closed Jun 24, 2020

Role of Stephen C Shaw: Debtor · Outcome: Case closed 2020-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

STEPHEN M. SHAW closed

United States Bankruptcy Court, D. Nevada · No. 19-51081 · Filed Sep 12, 2019 · Closed Dec 20, 2019

Role of STEPHEN M. SHAW: Debtor · Outcome: Case closed 2019-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)

Stephen Shaw closed

United States Bankruptcy Court, W.D. Tennessee · No. 18-11306 · Filed Jun 27, 2018 · Closed Mar 16, 2021

Role of Stephen Shaw: Debtor · Outcome: Case closed 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Stephen G. Shaw and Angela B. Shaw closed

United States Bankruptcy Court, N.D. Texas · No. 18-40594 · Filed Feb 12, 2018 · Closed Jun 13, 2018

Role of Stephen G. Shaw and Angela B. Shaw: Debtor · Outcome: Case closed 2018-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Stephen R Shaw closed

United States Bankruptcy Court, C.D. California · No. 9:16-bk-11721 · Filed Sep 16, 2016 · Closed Jan 10, 2017

Role of Stephen R Shaw: Debtor · Outcome: Case closed 2017-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Stephen Shaw closed

United States Bankruptcy Court, D. Maine · No. 15-10423 · Filed Jun 26, 2015 · Closed Oct 26, 2015

Role of Stephen Shaw: Debtor · Outcome: Case closed 2015-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Stephen D. Shaw closed

United States Bankruptcy Court, S.D. Ohio · No. 3:15-bk-31021 · Filed Mar 31, 2015 · Closed Sep 9, 2015

Role of Stephen D. Shaw: Debtor · Outcome: Case closed 2015-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Stephen M Shaw closed

United States Bankruptcy Court, E.D. New York · No. 8-14-73240 · Filed Jul 16, 2014 · Closed Oct 22, 2014

Role of Stephen M Shaw: Debtor · Outcome: Case closed 2014-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

STEPHEN W. SHAW and SUSAN E. HENNING-SHAW closed

United States Bankruptcy Court, D. Arizona · No. 2:14-bk-09323 · Filed Jun 17, 2014 · Closed Oct 15, 2014

Role of STEPHEN W. SHAW and SUSAN E. HENNING-SHAW: Debtor · Outcome: Case closed 2014-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Stephen Shaw closed

United States Bankruptcy Court, D. Massachusetts · No. 13-14200 · Filed Jul 15, 2013 · Closed Oct 28, 2013

Role of Stephen Shaw: Debtor · Outcome: Case closed 2013-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Stephen M. Shaw closed

United States Bankruptcy Court, D. New Jersey · No. 10-36288 · Filed Aug 26, 2010 · Closed Dec 28, 2010

Role of Stephen M. Shaw: Debtor · Outcome: Case closed 2010-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Stephen Shaw and Lara Shaw closed

United States Bankruptcy Court, E.D. Michigan · No. 10-45584 · Filed Feb 25, 2010 · Closed Jun 15, 2010

Role of Stephen Shaw and Lara Shaw: Debtor · Outcome: Case closed 2010-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Stephen L. Shaw and Dorothy A. Shaw closed

United States Bankruptcy Court, S.D. Florida. · No. 08-25924 · Filed Oct 24, 2008 · Closed Sep 11, 2009

Role of Stephen L. Shaw and Dorothy A. Shaw: Debtor · Outcome: Case closed 2009-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Stephen R Shaw closed

United States Bankruptcy Court, N.D. Indiana · No. 08-21615 · Filed May 22, 2008 · Closed Jan 28, 2009

Role of Stephen R Shaw: Debtor · Outcome: Case closed 2009-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)

Stephen Shaw closed

United States Bankruptcy Court, W.D. Tennessee · No. 08-11514 · Filed Apr 25, 2008 · Closed Feb 24, 2009

Role of Stephen Shaw: Debtor · Outcome: Case closed 2009-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Stephen C Shaw closed

United States Bankruptcy Court, N.D. Ohio · No. 08-50345 · Filed Feb 5, 2008 · Closed Jan 12, 2012

Role of Stephen C Shaw: Debtor · Outcome: Case closed 2012-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Stephen G. Shaw closed

United States Bankruptcy Court, D. Massachusetts · No. 07-13703 · Filed Jun 13, 2007 · Closed Sep 28, 2007

Role of Stephen G. Shaw: Debtor · Outcome: Case closed 2007-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Stephen R. Shaw and Joy Shaw closed

United States Bankruptcy Court, N.D. Georgia · No. 07-60565 · Filed Jan 11, 2007 · Closed Apr 25, 2007

Role of Stephen R. Shaw and Joy Shaw: Debtor · Outcome: Case closed 2007-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Stephen P Shaw and Rachael A Shaw closed

United States Bankruptcy Court, W.D. Kentucky · No. 06-50081 · Filed Feb 17, 2006 · Closed Dec 3, 2008

Role of Stephen P Shaw and Rachael A Shaw: Debtor · Outcome: Case closed 2008-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

Stephen A. Shaw and Latonya D. Shaw closed

United States Bankruptcy Court, W.D. Michigan · No. 05-20627 · Filed Oct 16, 2005 · Closed Mar 8, 2006

Role of Stephen A. Shaw and Latonya D. Shaw: Debtor · Outcome: Case closed 2006-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Stephen Shaw closed

United States Bankruptcy Court, W.D. Tennessee · No. 05-12595 · Filed Jun 9, 2005 · Closed Dec 20, 2005

Role of Stephen Shaw: Debtor · Outcome: Case closed 2005-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Stephen R Shaw and April R Shaw closed

United States Bankruptcy Court, S.D. Mississippi · No. 05-01733 · Filed Apr 4, 2005 · Closed Jul 22, 2005

Role of Stephen R Shaw and April R Shaw: Debtor · Outcome: Case closed 2005-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

Stephen A. Shaw and Kathleen S. Shaw closed

United States Bankruptcy Court, E.D. Michigan · No. 05-20338 · Filed Jan 31, 2005 · Closed Jun 14, 2005

Role of Stephen A. Shaw and Kathleen S. Shaw: Debtor · Outcome: Case closed 2005-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Stephen L. Shaw closed

United States Bankruptcy Court, W.D. Tennessee · No. 04-38876 · Filed Dec 6, 2004 · Closed Apr 1, 2005

Role of Stephen L. Shaw: Debtor · Outcome: Case closed 2005-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Stephen B. Shaw closed

United States Bankruptcy Court, E.D. Texas · No. 04-43202 · Filed Jul 8, 2004 · Closed Nov 17, 2004

Role of Stephen B. Shaw: Debtor · Outcome: Case closed 2004-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Stephen M Shaw closed

United States Bankruptcy Court, E.D. New York · No. 8-04-80964 · Filed Feb 19, 2004 · Closed Jun 4, 2004

Role of Stephen M Shaw: Debtor · Outcome: Case closed 2004-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

STEPHEN M SHAW and DIANE LUND SHAW closed

United States Bankruptcy Court, D. Nevada · No. 03-52102 · Filed Jun 20, 2003 · Closed Dec 8, 2004

Role of STEPHEN M SHAW and DIANE LUND SHAW: Debtor · Outcome: Case closed 2004-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)

Stephen H Shaw closed

United States Bankruptcy Court, W.D. Washington · No. 02-22954 · Filed Oct 24, 2002 · Closed Feb 19, 2003

Role of Stephen H Shaw: Debtor · Outcome: Case closed 2003-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Stephen L Shaw and Norma Zenteno-Towns closed

United States Bankruptcy Court, S.D. Texas · No. 02-34673 · Filed May 1, 2002 · Closed Oct 24, 2002

Role of Stephen L Shaw and Norma Zenteno-Towns: Debtor · Outcome: Case closed 2002-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Deborah A. Shaw and Stephen M. Shaw closed

United States Bankruptcy Court, D. Massachusetts · No. 01-13879 · Filed May 9, 2001 · Closed Dec 17, 2001

Role of Stephen M. Shaw: Debtor · Outcome: Case closed 2001-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Stephen W. Shaw and Martha Shaw closed

United States Bankruptcy Court, N.D. Georgia · No. 01-40111 · Filed Jan 17, 2001 · Closed Feb 17, 2005

Role of Stephen W. Shaw and Martha Shaw: Debtor · Outcome: Case closed 2005-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Stephen W. Shaw closed

United States Bankruptcy Court, S.D. Illinois · No. 00-60290 · Filed Apr 6, 2000 · Closed Sep 28, 2001

Role of Stephen W. Shaw: Debtor · Outcome: Case closed 2001-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Stephen D. Shaw and Lori Regina Shaw closed

United States Bankruptcy Court, S.D. Georgia · No. 97-50476 · Filed Apr 30, 1997 · Closed Nov 30, 1999

Role of Stephen D. Shaw and Lori Regina Shaw: Debtor · Outcome: Case closed 1999-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Stephen J. Shaw closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 96-31171 · Filed Nov 18, 1996 · Closed Mar 5, 1998

Role of Stephen J. Shaw: Debtor · Outcome: Case closed 1998-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Stephen D. Shaw and Gracie Ann Shaw closed

United States Bankruptcy Court, M.D. Florida · No. 6:96-bk-07113 · Filed Oct 30, 1996 · Closed Mar 11, 1997

Role of Stephen D. Shaw and Gracie Ann Shaw: Debtor · Outcome: Case closed 1997-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Stephen G. Shaw and Elizabeth D. Shaw closed

United States Bankruptcy Court, N.D. Oklahoma · No. 96-02780 · Filed Jul 19, 1996 · Closed Jun 11, 1997

Role of Stephen G. Shaw and Elizabeth D. Shaw: Debtor · Outcome: Case closed 1997-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)

Stephen P. Shaw and Norma M. Shaw closed

United States Bankruptcy Court, W.D. New York · No. 2-96-20868 · Filed Apr 4, 1996 · Closed Sep 24, 1996

Role of Stephen P. Shaw and Norma M. Shaw: Debtor · Outcome: Case closed 1996-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Stephen J. Shaw closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 96-12098 · Filed Mar 12, 1996 · Closed May 22, 1996

Role of Stephen J. Shaw: Debtor · Outcome: Case closed 1996-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Stephen D. Shaw and Lori Regina Shaw closed

United States Bankruptcy Court, S.D. Georgia · No. 96-50161 · Filed Feb 16, 1996 · Closed Jul 23, 1997

Role of Stephen D. Shaw and Lori Regina Shaw: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Stephen Shaw closed

United States Bankruptcy Court, W.D. Tennessee · No. 96-10424 · Filed Feb 12, 1996 · Closed Jun 2, 2000

Role of Stephen Shaw: Debtor · Outcome: Case closed 2000-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Stephen Shaw and Joy Shaw closed

United States Bankruptcy Court, N.D. Georgia · No. 95-78239 · Filed Dec 20, 1995 · Closed May 8, 2001

Role of Stephen Shaw and Joy Shaw: Debtor · Outcome: Case closed 2001-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Stephen M. Shaw closed

United States Bankruptcy Court, D. Maryland · No. 94-57558 · Filed Nov 28, 1994 · Closed Jul 3, 1995

Role of Stephen M. Shaw: Debtor · Outcome: Case closed 1995-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)

Stephen E. Shaw closed

United States Bankruptcy Court, D. Maryland · No. 94-52719 · Filed Apr 28, 1994 · Closed Sep 1, 1994

Role of Stephen E. Shaw: Debtor · Outcome: Case closed 1994-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)

Stephen A. Shaw closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 94-12277 · Filed Apr 14, 1994 · Closed Jun 30, 1999

Role of Stephen A. Shaw: Debtor · Outcome: Case closed 1999-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Stephen D. Shaw closed

United States Bankruptcy Court, E.D. Virginia · No. 94-30453 · Filed Feb 9, 1994 · Closed Jun 8, 1994

Role of Stephen D. Shaw: Debtor · Outcome: Case closed 1994-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Stephen W. Shaw closed

United States Bankruptcy Court, S.D. Illinois · No. 93-40813 · Filed Oct 28, 1993 · Closed Jul 23, 1996

Role of Stephen W. Shaw: Debtor · Outcome: Case closed 1996-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Stephen D Shaw closed

United States Bankruptcy Court, S.D. Ohio · No. 3:92-bk-34632 · Filed Oct 22, 1992 · Closed Feb 24, 1993

Role of Stephen D Shaw: Debtor · Outcome: Case closed 1993-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Stephen S. Shaw closed

United States Bankruptcy Court, D. Maine · No. 91-10531 · Filed Jun 28, 1991 · Closed Nov 6, 1991

Role of Stephen S. Shaw: Debtor · Outcome: Case closed 1991-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Stephen C. Shaw closed

United States Bankruptcy Court, D. New Hampshire · No. 90-12088 · Filed Nov 5, 1990 · Closed Aug 16, 1991

Role of Stephen C. Shaw: Debtor · Outcome: Case closed 1991-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

Stephen A. Shaw and Marie-Jeanne Shaw closed

United States Bankruptcy Court, D. Massachusetts · No. 90-13588 · Filed Jul 6, 1990 · Closed Nov 8, 1995

Role of Stephen A. Shaw and Marie-Jeanne Shaw: Debtor · Outcome: Case closed 1995-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for STEPHEN SHAW (compared 1 filing on Oct 24, 2026)

Note · Jun 12, 2024 – Nov 26, 2025

Same name, different state: "Stephen Shaw" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Shaw" with address state MD, is listed on 2 filings — most recently by BC3 Technologies, Inc. (Nov 26, 2025). The two records do not overlap in time: this page has one filing dated Aug 16, 2012; the other runs Jun 12, 2024 to Nov 26, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Shaw (MD) — PartnerFacts page ↗Form D · Nov 26, 2025 ↗BC3 Technologies, Inc. — PartnerFacts page ↗STEPHEN SHAW (CA) — this page ↗

Sources

Stephen Shaw (MD) — PartnerFacts page ↗ (Nov 26, 2025)
Form D · Nov 26, 2025 ↗ (Nov 26, 2025)
BC3 Technologies, Inc. — PartnerFacts page ↗ (Nov 26, 2025)
STEPHEN SHAW (CA) — this page ↗ (Aug 16, 2012)

Note · Jan 10, 2011 – Oct 1, 2014

Same name, different state: "Stephen J.T. Shaw" (X0) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen J.T. Shaw" with address state X0, is listed on 6 filings — most recently by Secondary Opportunities Fund III, LP (Oct 1, 2014). Both records have filings in the same period (Aug 16, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen J.T. Shaw (X0) — PartnerFacts page ↗Form D · Oct 1, 2014 ↗Secondary Opportunities Fund III, LP — PartnerFacts page ↗STEPHEN SHAW (CA) — this page ↗

Sources

Stephen J.T. Shaw (X0) — PartnerFacts page ↗ (Oct 1, 2014)
Form D · Oct 1, 2014 ↗ (Oct 1, 2014)
Secondary Opportunities Fund III, LP — PartnerFacts page ↗ (Oct 1, 2014)
STEPHEN SHAW (CA) — this page ↗ (Aug 16, 2012)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 16, 2012 D TREATS!, LLC File 021-182859	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Shaw on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

TREATS!, LLC

Los Angeles, CA · Aug 16, 2012

Aug 16, 2012 · D · $1,310,000 sold of $1,310,000 · 1 investors · min. $1,310,000 · role: Executive Officer (FOUNDER AND MANAGER) EDGAR ↗

Raised $1.31M from 1 investor (100% of the $1.31M target) as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Stephen J.T. Shaw — United Kingdom (as filed: X0), 3 issuers, Jan 10, 2011 → Oct 1, 2014 · no shared issuer
Stephen Shaw — MD, 1 issuer, Jun 12, 2024 → Nov 26, 2025 · no shared issuer

People around Stephen 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN SHAW by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Shaw is listed on: none on file. No website or social profile named in TREATS!, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #338,140 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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STEPHEN SHAW

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "Stephen Shaw" (MD) is a separate record

Same name, different state: "Stephen J.T. Shaw" (X0) is a separate record

5. Money to insiders

Deals 1

TREATS!, LLC

People around Stephen 0

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

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