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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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Stephen Schwartz

Named as an officer, director or promoter on SEC Form D filings · IL · Dec 30, 2025 → Feb 13, 2026

1deal (issuers)
$9.38Mreported sold
31investors
2Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Schwartz is listed as a promoter on 2 SEC Form D filings by 1 issuer between Dec 2025 and Feb 2026: FI GP Fund, LLC (Chicago, IL — industry reported as "Other" — 2025–2026; $9.38M reported sold to 31 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Duncan (2 shared filings) and Sam Schwartz (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Stephen Schwartz and found 5 differences: Same name, different state: "Stephen Schwartz" (CA) is a separate record; Same name, different state: "Stephen Drew Schwartz" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Schwartz has not run yet — it is joining a line of 59,016 names; searches run around the clock at the hosts' allowed rate. Searched so far: 668 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Schwartz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 39 closed (disposition not in docket feed)

Stephen E Schwartz closed
United States Bankruptcy Court, N.D. New York · No. 23-30114 · Filed Mar 8, 2023 · Closed Jul 18, 2023
Role of Stephen E Schwartz: Debtor · Outcome: Case closed 2023-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen Schwartz closed
United States Bankruptcy Court, S.D. New York · No. 20-23209 · Filed Nov 20, 2020 · Closed Feb 22, 2021
Role of Stephen Schwartz: Debtor · Outcome: Case closed 2021-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen Schwartz and Rebekah Schwartz closed
United States Bankruptcy Court, W.D. Arkansas · No. 2:18-bk-73153 · Filed Nov 29, 2018 · Closed Apr 9, 2019
Role of Stephen Schwartz and Rebekah Schwartz: Debtor · Outcome: Case closed 2019-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in AR (not a filing state)
Stephen Schwartz and Rebekah Schwartz closed
United States Bankruptcy Court, W.D. Arkansas · No. 2:17-bk-73176 · Filed Dec 21, 2017 · Closed Mar 4, 2019
Role of Stephen Schwartz and Rebekah Schwartz: Debtor · Outcome: Case closed 2019-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in AR (not a filing state)
Stephen Schwartz and Christine Schwartz closed
United States Bankruptcy Court, E.D. Michigan · No. 15-48937 · Filed Jun 9, 2015 · Closed Jul 28, 2015
Role of Stephen Schwartz and Christine Schwartz: Debtor · Outcome: Case closed 2015-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen Schwartz and Christine Schwartz closed
United States Bankruptcy Court, E.D. Michigan · No. 15-31808 · Filed Jun 9, 2015 · Closed Oct 2, 2015
Role of Stephen Schwartz and Christine Schwartz: Debtor · Outcome: Case closed 2015-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen Schwartz closed
United States Bankruptcy Court, D. Connecticut · No. 15-50135 · Filed Jan 30, 2015 · Closed Mar 6, 2019
Role of Stephen Schwartz: Debtor · Outcome: Case closed 2019-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in CT (not a filing state)
Stephen E. Schwartz closed
United States Bankruptcy Court, D. Rhode Island · No. 1:14-bk-12412 · Filed Oct 30, 2014 · Closed Feb 25, 2015
Role of Stephen E. Schwartz: Debtor · Outcome: Case closed 2015-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in RI (not a filing state)
Stephen M. Schwartz and Kimberly A. Schwartz closed
United States Bankruptcy Court, D. Maryland · No. 14-10568 · Filed Jan 13, 2014 · Closed May 16, 2019
Role of Stephen M. Schwartz and Kimberly A. Schwartz: Debtor · Outcome: Case closed 2019-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)
Stephen H Schwartz and Catherine M Schwartz closed
United States Bankruptcy Court, E.D. New York · No. 8-12-76523 · Filed Nov 6, 2012 · Closed Mar 6, 2013
Role of Stephen H Schwartz and Catherine M Schwartz: Debtor · Outcome: Case closed 2013-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen P Schwartz and Jeanne M Schwartz closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-15230 · Filed Aug 14, 2009 · Closed Dec 9, 2009
Role of Stephen P Schwartz and Jeanne M Schwartz: Debtor · Outcome: Case closed 2009-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in OH (not a filing state)
Stephen G. Schwartz and Carole Schwartz closed
United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-11003 · Filed May 28, 2009 · Closed Jul 10, 2013
Role of Stephen G. Schwartz and Carole Schwartz: Debtor · Outcome: Case closed 2013-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Stephen Schwartz closed
United States Bankruptcy Court, S.D. Florida. · No. 08-27835 · Filed Nov 21, 2008 · Closed Apr 23, 2012
Role of Stephen Schwartz: Debtor · Outcome: Case closed 2012-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Stephen G Schwartz closed
United States Bankruptcy Court, E.D. New York · No. 8-06-70903 · Filed Apr 25, 2006 · Closed Nov 30, 2006
Role of Stephen G Schwartz: Debtor · Outcome: Case closed 2006-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen Schwartz closed
United States Bankruptcy Court, D. Connecticut · No. 05-51008 · Filed Aug 12, 2005 · Closed Apr 23, 2007
Role of Stephen Schwartz: Debtor · Outcome: Case closed 2007-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in CT (not a filing state)
Stephen C. Schwartz and Marick J. Schwartz closed
United States Bankruptcy Court, W.D. New York · No. 2-04-24024 · Filed Sep 16, 2004 · Closed Jan 18, 2005
Role of Stephen C. Schwartz and Marick J. Schwartz: Debtor · Outcome: Case closed 2005-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen A Schwartz closed
United States Bankruptcy Court, E.D. New York · No. 1-04-22988 · Filed Sep 10, 2004 · Closed Jan 24, 2005
Role of Stephen A Schwartz: Debtor · Outcome: Case closed 2005-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen L. Schwartz and Marsha Schwartz closed
United States Bankruptcy Court, S.D. Florida. · No. 04-34043 · Filed Aug 20, 2004 · Closed Jan 18, 2006
Role of Stephen L. Schwartz and Marsha Schwartz: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Stephen A Schwartz closed
United States Bankruptcy Court, E.D. New York · No. 1-04-11948 · Filed Feb 12, 2004 · Closed Jul 1, 2004
Role of Stephen A Schwartz: Debtor · Outcome: Case closed 2004-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen D. Schwartz closed
United States Bankruptcy Court, S.D. Georgia · No. 03-14553 · Filed Nov 25, 2003 · Closed Sep 10, 2004
Role of Stephen D. Schwartz: Debtor · Outcome: Case closed 2004-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in GA (not a filing state)
Stephen W. Schwartz and Jeanine M. Schwartz closed
United States Bankruptcy Court, N.D. Ohio · No. 03-23424 · Filed Oct 9, 2003 · Closed May 3, 2004
Role of Stephen W. Schwartz and Jeanine M. Schwartz: Debtor · Outcome: Case closed 2004-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in OH (not a filing state)
Stephen M. Schwartz and Wynne L. Schwartz closed
United States Bankruptcy Court, W.D. Michigan · No. 03-90956 · Filed Oct 7, 2003 · Closed Jul 11, 2006
Role of Stephen M. Schwartz and Wynne L. Schwartz: Debtor · Outcome: Case closed 2006-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen J. Schwartz and Christina L. Schwartz closed
United States Bankruptcy Court, W.D. Michigan · No. 03-01783 · Filed Feb 13, 2003 · Closed Jul 23, 2003
Role of Stephen J. Schwartz and Christina L. Schwartz: Debtor · Outcome: Case closed 2003-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen A. Schwartz closed
United States Bankruptcy Court, S.D. Florida. · No. 02-28697 · Filed Nov 15, 2002 · Closed Mar 5, 2003
Role of Stephen A. Schwartz: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Stephen Schwartz and Joanna Schwartz closed
United States Bankruptcy Court, S.D. Florida. · No. 02-26936 · Filed Sep 13, 2002 · Closed Jan 23, 2003
Role of Stephen Schwartz and Joanna Schwartz: Debtor · Outcome: Case closed 2003-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Stephen D. Schwartz and Doreen Schwartz closed
United States Bankruptcy Court, W.D. New York · No. 2-01-20552 · Filed Feb 21, 2001 · Closed Jun 11, 2001
Role of Stephen D. Schwartz and Doreen Schwartz: Debtor · Outcome: Case closed 2001-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen M. Schwartz and Mary Fern Schwartz closed
United States Bankruptcy Court, N.D. Indiana · No. 98-13471 · Filed Dec 30, 1998 · Closed Apr 8, 1999
Role of Stephen M. Schwartz and Mary Fern Schwartz: Debtor · Outcome: Case closed 1999-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in IN (not a filing state)
Stephen A. Schwartz closed
United States Bankruptcy Court, D. Rhode Island · No. 1:98-bk-14274 · Filed Oct 16, 1998 · Closed Apr 2, 1999
Role of Stephen A. Schwartz: Debtor · Outcome: Case closed 1999-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in RI (not a filing state)
Stephen A. Schwartz closed
United States Bankruptcy Court, D. Massachusetts · No. 98-16668 · Filed Jul 8, 1998 · Closed Nov 12, 1998
Role of Stephen A. Schwartz: Debtor · Outcome: Case closed 1998-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Stephen G. Schwartz and Arlene F. Schwartz closed
United States Bankruptcy Court, D. New Jersey · No. 98-36875 · Filed May 29, 1998 · Closed May 26, 1999
Role of Stephen G. Schwartz and Arlene F. Schwartz: Debtor · Outcome: Case closed 1999-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Stephen B. Schwartz and Patricia E. Schwartz closed
United States Bankruptcy Court, S.D. New York · No. 97-33009 · Filed Sep 26, 1997 · Closed May 16, 2001
Role of Stephen B. Schwartz and Patricia E. Schwartz: Debtor · Outcome: Case closed 2001-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen E. Schwartz and Carol D. Schwartz closed
United States Bankruptcy Court, D. Rhode Island · No. 1:97-bk-10908 · Filed Mar 5, 1997 · Closed Jun 16, 1997
Role of Stephen E. Schwartz and Carol D. Schwartz: Debtor · Outcome: Case closed 1997-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in RI (not a filing state)
Stephen J. Schwartz closed
United States Bankruptcy Court, N.D. California · No. 96-10458 · Filed Feb 13, 1996 · Closed Jul 17, 1996
Role of Stephen J. Schwartz: Debtor · Outcome: Case closed 1996-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Stephen D. Schwartz closed
United States Bankruptcy Court, E.D. Virginia · No. 94-31889 · Filed May 17, 1994 · Closed Sep 8, 1994
Role of Stephen D. Schwartz: Debtor · Outcome: Case closed 1994-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in VA (not a filing state)
Stephen C. Schwartz closed
United States Bankruptcy Court, W.D. New York · No. 2-94-21020 · Filed May 16, 1994 · Closed Oct 21, 1994
Role of Stephen C. Schwartz: Debtor · Outcome: Case closed 1994-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen Schwartz closed
United States Bankruptcy Court, E.D. Wisconsin · No. 92-24882 · Filed Jul 31, 1992 · Closed Oct 10, 1995
Role of Stephen Schwartz: Debtor · Outcome: Case closed 1995-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in WI (not a filing state)
Stephen C. Schwartz and Shirley K. Schwartz closed
United States Bankruptcy Court, E.D. Virginia · No. 91-35001 · Filed Nov 25, 1991 · Closed Sep 16, 1994
Role of Stephen C. Schwartz and Shirley K. Schwartz: Debtor · Outcome: Case closed 1994-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in VA (not a filing state)
STEPHEN J. SCHWARTZ and CHRISTINE L. SCHWARTZ closed
United States Bankruptcy Court, N.D. Alabama · No. 91-81913 · Filed Aug 13, 1991 · Closed Dec 4, 1991
Role of STEPHEN J. SCHWARTZ and CHRISTINE L. SCHWARTZ: Debtor · Outcome: Case closed 1991-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in AL (not a filing state)
Stephen H. Schwartz and Cynthia Lee Schwartz closed
United States Bankruptcy Court, W.D. Louisiana · No. 87-13684 · Filed Dec 2, 1987 · Closed Jan 9, 1989
Role of Stephen H. Schwartz and Cynthia Lee Schwartz: Debtor · Outcome: Case closed 1989-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); 8 people with this name in Form D filings; court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Stephen Schwartz (compared 2 filings on Oct 24, 2026)

Note · Apr 17, 2018 – Dec 12, 2018

Same name, different state: "Stephen Schwartz" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "Stephen Schwartz" with address state CA, is listed on 2 filings — most recently by Aventis - Fruitvale II, LLC (Dec 12, 2018). The two records do not overlap in time: this page runs Dec 30, 2025 to Feb 13, 2026; the other runs Apr 17, 2018 to Dec 12, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Schwartz (CA) — PartnerFacts page ↗Form D · Dec 12, 2018 ↗Aventis - Fruitvale II, LLC — PartnerFacts page ↗Stephen Schwartz (IL) — this page ↗
Sources
Note · Sep 23, 2015 – Sep 24, 2018

Same name, different state: "Stephen Drew Schwartz" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "Stephen Drew Schwartz" with address state NY, is listed on 8 filings — most recently by FFI Holdings I Corp (Sep 24, 2018). The two records do not overlap in time: this page runs Dec 30, 2025 to Feb 13, 2026; the other runs Sep 23, 2015 to Sep 24, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Drew Schwartz (NY) — PartnerFacts page ↗Form D · Sep 24, 2018 ↗FFI Holdings I Corp — PartnerFacts page ↗Stephen Schwartz (IL) — this page ↗
Sources
Note · Sep 29, 2010 – Nov 9, 2017

Same name, different state: "Stephen Gideon Schwartz" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "Stephen Gideon Schwartz" with address state TX, is listed on 2 filings — most recently by 1526 South Good Latimer Partners, LLC (Nov 9, 2017). The two records do not overlap in time: this page runs Dec 30, 2025 to Feb 13, 2026; the other runs Sep 29, 2010 to Nov 9, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Gideon Schwartz (TX) — PartnerFacts page ↗Form D · Nov 9, 2017 ↗1526 South Good Latimer Partners, LLC — PartnerFacts page ↗Stephen Schwartz (IL) — this page ↗
Sources
Note · Jul 6, 2010 – Dec 30, 2013

Same name, different state: "Stephen Schwartz" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "Stephen Schwartz" with address state TX, is listed on 4 filings — most recently by RGC Property, LLC (Dec 30, 2013). The two records do not overlap in time: this page runs Dec 30, 2025 to Feb 13, 2026; the other runs Jul 6, 2010 to Dec 30, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Schwartz (TX) — PartnerFacts page ↗Form D · Dec 30, 2013 ↗RGC Property, LLC — PartnerFacts page ↗Stephen Schwartz (IL) — this page ↗
Sources
Note · Mar 10, 2009 – Apr 23, 2013

Same name, different state: "Stephen Schwartz" (CT) is a separate record

This page covers filings where the address state is IL. A separate record, "Stephen Schwartz" with address state CT, is listed on 13 filings — most recently by Prollie Inc. (Apr 23, 2013). The two records do not overlap in time: this page runs Dec 30, 2025 to Feb 13, 2026; the other runs Mar 10, 2009 to Apr 23, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Schwartz (CT) — PartnerFacts page ↗Form D · Apr 23, 2013 ↗Prollie Inc. — PartnerFacts page ↗Stephen Schwartz (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 13, 2026 D/A
FI GP Fund, LLC
File 021-568294
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Schwartz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FG
Other

FI GP Fund, LLC

Chicago, IL · Dec 30, 2025 → Feb 13, 2026 · 2 filings
  • Feb 13, 2026 · D/A · $9,375,000 sold of $20,000,000 · 31 investors · min. $100,000 · role: Promoter EDGAR ↗
  • Dec 30, 2025 · D · $9,125,000 sold of $20,000,000 · 31 investors · min. $100,000 · role: Promoter EDGAR ↗

Raised $9.38M from 31 investors (47% of the $20M target) as of the latest filing. Stephen is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Duncan

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Schwartz. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Schwartz

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Schwartz. Their page shows their other deals.

The team behind the deals

Same business address

17 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Schwartz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Schwartz is listed on: none on file. No website or social profile named in FI GP Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #41,252 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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