Stephen Rogers is listed as a director on 2 SEC Form D filings by 1 issuer in Feb 2025: Leanpath, Inc. (Beaverton, OR — business services — 2025; $4.63M reported sold to 4 investors).
What this means One deal on file with the SEC, filed Feb 2025. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Shakman (2 shared filings), Bruce Weinstein (2 shared filings), David Britton (2 shared filings), Janet Haugan (2 shared filings) and Randy Lowell (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Stephen Rogers and found 6 differences: Form D filed 16 days after the first sale; Same name, different state: "Stephen Rogers" (PA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.