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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:38 AM ET

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SR
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Stephen Randazzo

Named as an officer, director or promoter on SEC Form D filings · CT · Feb 3, 2021 → Nov 4, 2025

1deal (issuers)
$25Mreported sold
9investors
5Form D filings
2021–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Randazzo is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Feb 2021 and Nov 2025: Aware Recovery Care, Inc. (Wallingford, CT — other health care — 2021–2025; $25M reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jessie Laurash (5 shared filings), Matthew Eacott (5 shared filings), Ezra Mehlman (4 shared filings), Jason Helgerson (4 shared filings), Brian Holzer (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Stephen Randazzo and found 6 differences, 1 worth asking the sponsor about: Form D filed 233 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Randazzo has not run yet — it is joining a line of 24,981 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Randazzo..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Stephen J. Randazzo and Annmarie Randazzo closed
United States Bankruptcy Court, E.D. New York · No. 8-11-71104 · Filed Feb 26, 2011 · Closed Jul 13, 2011
Role of Stephen J. Randazzo and Annmarie Randazzo: Debtor · Outcome: Case closed 2011-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Stephen K. Randazzo and Corinne T. Randazzo closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-40147 · Filed Oct 30, 2009 · Closed Feb 2, 2012
Role of Stephen K. Randazzo and Corinne T. Randazzo: Debtor · Outcome: Case closed 2012-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Stephen J. Randazzo and Shelly Laura Randazzo closed
United States Bankruptcy Court, D. Colorado · No. 05-13752 · Filed Mar 2, 2005 · Closed Apr 2, 2013
Role of Stephen J. Randazzo and Shelly Laura Randazzo: Debtor · Outcome: Case closed 2013-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
Stephen L Randazzo closed
United States Bankruptcy Court, E.D. New York · No. 1-00-22620 · Filed Nov 30, 2000 · Closed Apr 4, 2001
Role of Stephen L Randazzo: Debtor · Outcome: Case closed 2001-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Stephen J. Randazzo and Alice Randazzo closed
United States Bankruptcy Court, D. New Jersey · No. 96-21984 · Filed Mar 13, 1996 · Closed Apr 10, 1997
Role of Stephen J. Randazzo and Alice Randazzo: Debtor · Outcome: Case closed 1997-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Stephen J. Randazzo and Alice Randazzo closed
United States Bankruptcy Court, D. New Jersey · No. 95-24577 · Filed Jun 14, 1995 · Closed May 6, 1996
Role of Stephen J. Randazzo and Alice Randazzo: Debtor · Outcome: Case closed 1996-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Stephen J. Randazzo and Alice Randazzo closed
United States Bankruptcy Court, D. New Jersey · No. 95-22248 · Filed Mar 29, 1995 · Closed Jun 27, 1995
Role of Stephen J. Randazzo and Alice Randazzo: Debtor · Outcome: Case closed 1995-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Stephen Randazzo closed
United States Bankruptcy Court, N.D. Georgia · No. 85-03979 · Filed Aug 2, 1985 · Closed Mar 7, 1986
Role of Stephen Randazzo: Debtor · Outcome: Case closed 1986-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Stephen Randazzo — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Oct 11, 2022 – Jun 1, 2023

Form D filed 233 days after the first sale — Aware Recovery Care, Inc.

The filing says the first sale was Oct 11, 2022. The Form D was filed Jun 1, 2023 — 233 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 218 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Sep 23, 2025 – Nov 4, 2025

Form D filed 42 days after the first sale — Aware Recovery Care, Inc.

The filing says the first sale was Sep 23, 2025. The Form D was filed Nov 4, 2025 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 8, 2023 – Jun 1, 2023

Form D filed 24 days after the first sale — Aware Recovery Care, Inc.

The filing says the first sale was May 8, 2023. The Form D was filed Jun 1, 2023 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 20, 2021 – Feb 3, 2021

No amendment in the last 12 months on an offering that may still be open — Aware Recovery Care, Inc. (latest filing Feb 3, 2021)

The latest filing for this offering is dated Feb 3, 2021 (first sale Jan 20, 2021). It reports $17,499,988 sold of $22,500,022 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Feb 3, 2021 – Jun 1, 2023

Stephen Randazzo's role changed at Aware Recovery Care, Inc.: executive officer, director → director

The Feb 3, 2021 filing lists Stephen Randazzo as executive officer, director; the Jun 1, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · May 7, 2009

Same name, different state: "Stephen J. Randazzo" (MO) is a separate record

This page covers filings where the address state is CT. A separate record, "Stephen J. Randazzo" with address state MO, is listed on 1 filing — most recently by BUSINESS BANCSHARES, INC. (May 7, 2009). The two records do not overlap in time: this page runs Feb 3, 2021 to Nov 4, 2025; the other has one filing dated May 7, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 4, 2025 D
Aware Recovery Care, Inc.
File 021-563030
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2024 D
Aware Recovery Care, Inc.
File 021-518152
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2023 D
Aware Recovery Care, Inc.
File 021-483126
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2023 D
Aware Recovery Care, Inc.
File 021-483127
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2021 D
Aware Recovery Care, Inc.
File 021-388273
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Randazzo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Aware Recovery Care, Inc.

Wallingford, CT · Feb 3, 2021 → Nov 4, 2025 · 5 filings
  • Nov 4, 2025 · D · $6,866,628 sold of $6,866,628 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2024 · D · $3,500,000 sold of $3,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2023 · D · $24,999,855 sold of $24,999,855 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2023 · D · $10,000,000 sold of $10,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 3, 2021 · D · $17,499,988 sold of $22,500,022 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $25M from 9 investors (100% of the $6.87M target) as of the latest filing. Stephen is listed as director, executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Eacott

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jessie Laurash

Director · 5 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Ezra Mehlman

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Helgerson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Holzer

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Lohse

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

W. Earl Reed III

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Fitzpatrick

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Martha Mather

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Day

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Tumblin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

George Merhi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Sasenaraine

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Tedesco

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Colin Samuelson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Grawert, M.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Randazzo. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Randazzo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Randazzo is listed on: none on file. No website or social profile named in Aware Recovery Care, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #54,833 of 374,652 in line (1,270 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wallingford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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