PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:31 AM ET

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Stephen Pollack

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 8, 2009 → Aug 27, 2020

7deals (issuers)
$518.4Mreported sold
1,904investors
33Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Pollack is listed as an executive officer, director, and promoter on 33 SEC Form D filings by 7 issuers between Sep 2009 and Aug 2021. Largest by amount reported sold: Anchor Fund, LLC (Thousand Oaks, CA — pooled investment fund — 2013–2021; $300.7M reported sold to 1,112 investors), Access Investment, LLC (Calabasas, CA — pooled investment fund — 2015–2020; $128.8M reported sold to 375 investors), ANCHOR IRA FUND, LLC (Calabasas, CA — pooled investment fund — 2015–2020; $76.2M reported sold to 372 investors), Bluefin Fund, LLC (Calabasas, CA — pooled investment fund — 2009–2015; $7.05M reported sold to 17 investors), Yellowfin Fund, LLC (Calabasas, CA — pooled investment fund — 2013–2015; $5.65M reported sold to 27 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $518.4M sold in total.

Listed alongside Jeffrey Lipton (21 shared filings), Bryan Robert Thompson (1 shared filing), Jeffrey Liption (1 shared filing) and Lloyd Andrew Pollock (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

6 of the issuers belong to the sponsor group Anchor (6 issuers, $171.1M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Anchor has 6 companies on file and $171.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Stephen Pollack and found 14 differences, 4 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Stephen Pollack appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Pollack has not run yet — it is joining a line of 55,722 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Pollack..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Stephen M. Pollack and Patricia L. Pollack closed
United States Bankruptcy Court, D. New Jersey · No. 15-31922 · Filed Nov 21, 2015 · Closed Feb 19, 2016
Role of Stephen M. Pollack and Patricia L. Pollack: Debtor · Outcome: Case closed 2016-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Stephen T. Pollack and Amy L. Pollack closed
United States Bankruptcy Court, N.D. Illinois · No. 11-39989 · Filed Sep 30, 2011 · Closed Apr 10, 2015
Role of Stephen T. Pollack and Amy L. Pollack: Debtor · Outcome: Case closed 2015-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Stephen Pollack and Candice Pollack closed
United States Bankruptcy Court, D. New Jersey · No. 09-33149 · Filed Sep 1, 2009 · Closed Dec 29, 2009
Role of Stephen Pollack and Candice Pollack: Debtor · Outcome: Case closed 2009-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Stephen M Pollack and Jennifer C Pollack closed
United States Bankruptcy Court, E.D. New York · No. 8-02-84713 · Filed Jun 28, 2002 · Closed Oct 24, 2002
Role of Stephen M Pollack and Jennifer C Pollack: Debtor · Outcome: Case closed 2002-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Stephen Pollack — 4 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · May 14, 2015 – Aug 27, 2019

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — ANCHOR IRA FUND, LLC · Amount sold went down between filings — Access Investment, LLC · Amount sold went down between filings — Access Investment, LLC · Amount sold went down between filings — Anchor Fund, LLC

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Aug 22, 2018 ↗Form D/A (later) · Aug 27, 2019 ↗ANCHOR IRA FUND, LLC — PartnerFacts page ↗Form D/A (earlier) · Aug 22, 2017 ↗
Sources
Worth asking · Jan 28, 2010 – May 14, 2015

Stephen Pollack appears on 3 deals that stopped filing before reaching their target

Bluefin Fund, LLC (last filing May 14, 2015; $7,050,000 sold of $30,000,000); Yellowfin Fund, LLC (last filing May 14, 2015; $5,652,994 sold of $25,000,000); Access Investment, LLC (last filing Jan 28, 2010; $0 sold of $30,155,005). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Bluefin Fund, LLC — PartnerFacts page ↗Yellowfin Fund, LLC — PartnerFacts page ↗Access Investment, LLC — PartnerFacts page ↗
Sources
Worth asking · Aug 31, 2009 – Jul 10, 2015

5 Form Ds were filed more than 15 days after the first sale

Form D filed 357 days after the first sale — ANCHOR IRA FUND, LLC · Form D filed 584 days after the first sale — Yellowfin Fund, LLC · Form D filed 835 days after the first sale — Anchor Fund, LLC · Form D filed 2,082 days after the first sale — Bluefin Fund, LLC · Form D filed 16 days after the first sale — Yellowfin Fund, LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 10, 2015 ↗ANCHOR IRA FUND, LLC — PartnerFacts page ↗Form D · May 14, 2015 ↗Yellowfin Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 17, 1999 – Aug 27, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ANCHOR IRA FUND, LLC (latest filing Aug 27, 2020) · No amendment in the last 12 months on an offering that may still be open — Access Investment, LLC (latest filing Aug 27, 2020) · No amendment in the last 12 months on an offering that may still be open — Access Investment, LLC (latest filing May 17, 2017) · No amendment in the last 12 months on an offering that may still be open — Anchor Fund, LLC (latest filing May 11, 2017) · No amendment in the last 12 months on an offering that may still be open — Yellowfin Fund, LLC (latest filing May 14, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 27, 2020 ↗ANCHOR IRA FUND, LLC — PartnerFacts page ↗Form D/A · Aug 27, 2020 ↗Access Investment, LLC — PartnerFacts page ↗
Sources
Worth asking · Aug 23, 2021 – Aug 24, 2022

Stephen Pollack is no longer listed on the Aug 24, 2022 amendment — Anchor Fund, LLC

Stephen Pollack appears on the Aug 23, 2021 Form D/A (director) but not on the Aug 24, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 23, 2021 ↗Form D/A · Aug 24, 2022 ↗Stephen Pollack — PartnerFacts page ↗Anchor Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 27, 2020 – Aug 23, 2021

Stephen Pollack's role changed at Anchor Fund, LLC: executive officer → director

The Aug 27, 2020 filing lists Stephen Pollack as executive officer; the Aug 23, 2021 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 27, 2020 ↗Form D/A · Aug 23, 2021 ↗Stephen Pollack — PartnerFacts page ↗Anchor Fund, LLC — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Aug 22, 2017

Offering amount changed between filings — Access Investment, LLC

The Jan 28, 2010 filing says $30,155,005 offered; the Aug 22, 2017 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 28, 2010 ↗Form D/A (later) · Aug 22, 2017 ↗Access Investment, LLC — PartnerFacts page ↗
Sources
Note · May 18, 2016 – May 17, 2017

Offering amount changed between filings — Access Investment, LLC

The May 18, 2016 filing says $100,000,000 offered; the May 17, 2017 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 18, 2016 ↗Form D/A (later) · May 17, 2017 ↗Access Investment, LLC — PartnerFacts page ↗
Sources
Note · May 11, 2016 – May 11, 2017

Offering amount changed between filings — Anchor Fund, LLC

The May 11, 2016 filing says $100,000,000 offered; the May 11, 2017 Form D/A says $250,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 11, 2016 ↗Form D/A (later) · May 11, 2017 ↗Anchor Fund, LLC — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Aug 22, 2017

Minimum investment changed between filings — Access Investment, LLC

The Jan 28, 2010 filing lists a minimum of $25,000; the Aug 22, 2017 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 28, 2010 ↗Form D/A (later) · Aug 22, 2017 ↗Access Investment, LLC — PartnerFacts page ↗
Sources
Note · Sep 8, 2009 – Aug 23, 2021

Stephen Pollack is written 2 different ways on the filings

listed as "Stephen Pollack" on 32 filings (from Sep 8, 2009), and "Stephen Leslie Pollack" on the Aug 23, 2021 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 8, 2009 ↗Form D/A · Aug 23, 2021 ↗Stephen Pollack — PartnerFacts page ↗
Sources
Note · Jun 29, 2016

Same name, different state: "Stephen Pollack" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Pollack" with address state A6, is listed on 1 filing — most recently by EMBOTICS Corp (Jun 29, 2016). Both records have filings in the same period (Jun 29, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Pollack (A6) — PartnerFacts page ↗Form D · Jun 29, 2016 ↗EMBOTICS Corp — PartnerFacts page ↗Stephen Pollack (CA) — this page ↗
Sources
Note · Aug 27, 2020 – Aug 23, 2021

Address moved from Calabasas, CA to Thousand Oaks, CA — Anchor Fund, LLC

The people listed on the Aug 27, 2020 filing give Calabasas, CA; on the Aug 23, 2021 filing they give Thousand Oaks, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 27, 2020 ↗Form D/A · Aug 23, 2021 ↗Anchor Fund, LLC — PartnerFacts page ↗
Sources
Note · Jan 21, 2014 – Jan 23, 2015

Address moved from Calabassas, CA to Calabasas, CA — Anchor Assets IV, LLC

The people listed on the Jan 21, 2014 filing give Calabassas, CA; on the Jan 23, 2015 filing they give Calabasas, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 21, 2014 ↗Form D/A · Jan 23, 2015 ↗Anchor Assets IV, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 12 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 23, 2021 D/A
Anchor Fund, LLC
File 021-192332
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2020 D/A
ANCHOR IRA FUND, LLC
File 021-243405
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2020 D/A
Access Investment, LLC
File 021-138248
$0$0$0None listed on this filingEDGAR ↗
May 17, 2017 D/A
Access Investment, LLC
File 021-239830
$0$0$0None listed on this filingEDGAR ↗
May 11, 2017 D/A
Anchor Fund, LLC
File 021-239823
$0$0$0None listed on this filingEDGAR ↗
May 14, 2015 D
Bluefin Fund, LLC
File 021-239825
$0$0$0None listed on this filingEDGAR ↗
May 14, 2015 D
Yellowfin Fund, LLC
File 021-239828
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2015 D/A
Anchor Assets IV, LLC
File 021-210383
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2013 D/A
Anchor Fund, LLC
File 021-192345
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2013 D
Yellowfin Fund, LLC
File 021-205118
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2010 D
Access Investment, LLC
File 021-138248
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2009 D
Bluefin Fund, LLC
File 021-134224
$0$0$0
N/A
N/A no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Stephen Pollack on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AF
Pooled Investment Fund

Anchor Fund, LLC

Thousand Oaks, CA · Feb 25, 2013 → Aug 23, 2021 · 13 filings
  • Aug 23, 2021 · D/A · $300,655,543 sold of Indefinite · 1,112 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 27, 2020 · D/A · $300,655,543 sold of Indefinite · 1,112 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 27, 2019 · D/A · $299,943,543 sold of Indefinite · 1,108 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2018 · D/A · $248,253,854 sold of Indefinite · 889 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2017 · D/A · $206,833,675 sold of Indefinite · 750 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • May 11, 2017 · D/A · $206,833,675 sold of $250,000,000 · 750 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • May 11, 2016 · D/A · $10,976,853 sold of $100,000,000 · 520 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • May 14, 2015 · D · $98,897,438 sold of $100,000,000 · 378 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Oct 24, 2013 · D/A · $20,534,708 sold of Indefinite · 73 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Oct 24, 2013 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 25, 2013 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 25, 2013 · D · $10,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 25, 2013 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗

Raised $300.7M from 1,112 investors as of the latest filing. Stephen is listed as director, executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Anchor

ANCHOR IRA FUND, LLC

Calabasas, CA · Jul 10, 2015 → Aug 27, 2020 · 6 filings
  • Aug 27, 2020 · D/A · $44,225,830 sold of Indefinite · 372 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 27, 2019 · D/A · $44,225,830 sold of Indefinite · 372 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2018 · D/A · $76,202,285 sold of Indefinite · 359 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2017 · D/A · $75,107,047 sold of Indefinite · 353 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Sep 1, 2016 · D/A · $51,330,481 sold of Indefinite · 231 investors · min. $50,000 · role: Executive Officer (Manager of Lighthouse Management, LLC, Manager for Anchor IRA Fund, LLC) EDGAR ↗
  • Jul 10, 2015 · D · $10,661,523 sold of Indefinite · 71 investors · min. $50,000 · role: Executive Officer (Manager of Lighthouse Management, LLC, Manager for Anchor IRA Fund, LLC) EDGAR ↗

Raised $76.2M from 372 investors as of the latest filing. Stephen is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Anchor

Access Investment, LLC

Calabasas, CA · May 14, 2015 → Aug 27, 2020 · 7 filings
  • Aug 27, 2020 · D/A · $114,122,336 sold of Indefinite · 375 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 27, 2019 · D/A · $114,122,336 sold of Indefinite · 375 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2018 · D/A · $70,432,070 sold of Indefinite · 260 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • Aug 22, 2017 · D/A · $128,807,415 sold of Indefinite · 247 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗
  • May 17, 2017 · D/A · $128,807,415 sold of Indefinite · 247 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • May 18, 2016 · D/A · $66,381,386 sold of $100,000,000 · 210 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • May 14, 2015 · D · $68,234,974 sold of $100,000,000 · 197 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗

Raised $128.8M from 375 investors as of the latest filing. Stephen is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YF
Pooled Investment Fund · group: Anchor

Yellowfin Fund, LLC

Calabasas, CA · Oct 23, 2013 → May 14, 2015 · 2 filings
  • May 14, 2015 · D · $5,652,994 sold of $25,000,000 · 27 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Oct 23, 2013 · D · $350,000 sold of Indefinite · 2 investors · min. $50,000 · role: Executive Officer (Manager of Issuer's Manager) EDGAR ↗

Raised $5.65M from 27 investors (23% of the $25M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BF
Pooled Investment Fund · group: Anchor

Bluefin Fund, LLC

Calabasas, CA · Sep 8, 2009 → May 14, 2015 · 2 filings
  • May 14, 2015 · D · $7,050,000 sold of $30,000,000 · 17 investors · min. $50,000 · role: Promoter (Principal of the Manager of the Issuer, which is Lighthouse Management, LLC, a California limited liability company) EDGAR ↗
  • Sep 8, 2009 · D · $2,000,000 sold of $30,000,000 · 1 investors · min. $50,000 · role: Promoter (Principal of the Manager of the Issuer, which is Lighthouse Management, LLC, a California limited liability company.) EDGAR ↗

Raised $7.05M from 17 investors (24% of the $30M target) as of the latest filing. Stephen is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Anchor

Anchor Assets IV, LLC

Calabasas, CA · Jan 21, 2014 → Jan 23, 2015 · 2 filings
  • Jan 23, 2015 · D/A · $1,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Manager of Lighthouse Management, LLC, Manager for Anchor Assets IV, LLC) EDGAR ↗
  • Jan 21, 2014 · D · $1,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1,000 from 1 investor as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Anchor

Access Investment, LLC

Calabasas, CA · Jan 28, 2010
  • Jan 28, 2010 · D · $0 sold of $30,155,005 · 0 investors · min. $25,000 · role: Executive Officer (Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Pollack — Ontario, Canada (as filed: A6), 1 issuer, Jun 29, 2016 → Jun 29, 2016 · no shared issuer

People around Stephen 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Lipton

Promoter, Executive Officer · 21 shared filings (6 issuers)

Jeffrey Lipton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Liption

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Pollack. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Robert Thompson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Pollack. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lloyd Andrew Pollock

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Pollack. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Anchor

6 issuers · 20 filings · $171.1M reported sold · 2009–2020

One team, 6 deal companies. Stephen Pollack is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Pollack.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Pollack by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Pollack is listed on: none on file. No website or social profile named in Access Investment, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #210,175 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Calabasas, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Securities regulators

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Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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