PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:28 AM ET

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Stephen Plume

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 11, 2009 → Aug 26, 2022

3deals (issuers)
$25.5Mreported sold
68investors
7Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Plume is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Sep 2009 and Aug 2022: ACCEPT SOFTWARE CORP (Santa Clara, CA — other technology — 2009–2010; $15.4M reported sold to 15 investors), Kogniz Inc. (South San Francisco, CA — other technology — 2022; $7.53M reported sold to 24 investors) and conDati, Inc. (Menlo Park, CA — other technology — 2019–2020; $2.53M reported sold to 29 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $25.5M sold in total.

Listed alongside DANIEL PUTTERMAN (3 shared filings), David Ron (3 shared filings), JED PUTTERMAN (3 shared filings), Tom Chavez (3 shared filings), Bryan Plug (2 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 15 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Stephen Plume and found 8 differences, 2 worth asking the sponsor about: 2 court cases name Stephen Plume; Form D filed 760 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Plume has not run yet — it is joining a line of 33,840 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

15 cases: 3 open, 5 closed (disposition not in docket feed), 6 dismissed, 1 judgment

Lawler v. PLUME HEALTH P.C., and MARIPOSA HEALTH, INC. d/b/a PLUME CLINIC open
District Court, E.D. Michigan · No. 2:26-cv-12238 · Filed Jul 1, 2026
Role of PLUME HEALTH P.C., and MARIPOSA HEALTH, INC. d/b/a PLUME CLINIC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in MI (not a filing state)
SINKOVIC v. PETITE PLUME, LLC open
District Court, W.D. Pennsylvania · No. 1:25-cv-00367 · Filed Dec 17, 2025
Role of PETITE PLUME, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (llc); court in PA (not a filing state)
Kilby v. Plume House, L.L.C. open
District Court, W.D. Virginia · No. 5:24-cv-00036 · Filed May 24, 2024
Role of Plume House, L.L.C.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in VA (not a filing state)
Plume v. Protective Insurance Corporation closed
District Court, D. Maryland · No. 1:23-cv-00276 · Filed Feb 1, 2023 · Closed Jul 13, 2023
Role of Plume: Plaintiff · Outcome: Terminated 2023-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in MD (not a filing state)
Paparella v. Plume Design Incorporated closed
District Court, D. Arizona · No. 2:22-cv-02040 · Filed Nov 30, 2022 · Closed Mar 10, 2023 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Plume Design Incorporated: Defendant · Outcome: Terminated 2023-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in AZ (not a filing state)
Silver Plume Properties, LLC v. Salisbury closed
District Court, W.D. Missouri · No. 4:22-cv-00653 · Filed Oct 12, 2022 · Closed Jun 14, 2024
Role of Silver Plume Properties, LLC: Plaintiff · Outcome: Terminated 2024-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (silver); court in MO (not a filing state)
Paparella v. Plume Design, Inc. closed
District Court, N.D. California · No. 3:22-cv-01295 · Filed Mar 1, 2022 · Closed May 18, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Plume Design, Inc.: Defendant · Outcome: Terminated 2023-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in the person's filing state (CA)
Arcadyan Technology Corporation v. Plume Design, Inc. dismissed
District Court, N.D. California · No. 5:18-cv-03807 · Filed Jun 26, 2018 · Closed Aug 12, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Plume Design, Inc.: Defendant · Outcome: Terminated 2019-08-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in the person's filing state (CA)
Plume v. Pfizer Inc. judgment
District Court, D. South Carolina · No. 2:14-cv-00636 · Filed Mar 3, 2014 · Closed Jan 3, 2017 · Nature of suit: 367 Health care / pharm
Role of Plume: Plaintiff · Outcome: Terminated 2017-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in SC (not a filing state)
Plume v. Pfizer Inc. closed
District Court, N.D. Illinois · No. 1:13-cv-07341 · Filed Oct 11, 2013 · Closed Feb 28, 2014 · Nature of suit: 367 Health care / pharm
Role of Plume: Plaintiff · Outcome: Terminated 2014-02-28 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in IL (not a filing state)
Boston Lamb & Veal Co., Inc. v. Plume De Veau, Inc. dismissed
District Court, E.D. New York · No. 1:02-cv-02924 · Filed May 15, 2002 · Closed Mar 28, 2003 · Nature of suit: 190 Other contract actions
Role of Plume De Veau, Inc.: Defendant · Outcome: Terminated 2003-03-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in NY (not a filing state)
Plume Enterprises v. USA dismissed
District Court, N.D. Ohio · No. 5:92-cv-02722 · Filed Dec 23, 1992 · Closed Jun 15, 1993 · Nature of suit: 871 IRS 3rd party suits 26 USC 7609
Role of Plume Enterprises: Plaintiff · Outcome: Terminated 1993-06-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in OH (not a filing state)
Plume Enterprises v. TREAS dismissed
District Court, N.D. Ohio · No. 4:92-cv-02719 · Filed Dec 23, 1992 · Closed Jun 15, 1993 · Nature of suit: 871 IRS 3rd party suits 26 USC 7609
Role of Plume Enterprises: Plaintiff · Outcome: Terminated 1993-06-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in OH (not a filing state)
Plume Enterprises v. USA dismissed
District Court, N.D. Ohio · No. 4:92-cv-02721 · Filed Dec 23, 1992 · Closed Jun 15, 1993 · Nature of suit: 871 IRS 3rd party suits 26 USC 7609
Role of Plume Enterprises: Plaintiff · Outcome: Terminated 1993-06-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in OH (not a filing state)
PLUME v. CSX TRANSPORTATION dismissed
District Court, W.D. Pennsylvania · No. 3:92-cv-00065 · Filed Mar 5, 1992 · Closed Oct 13, 1993 · Nature of suit: 330 Federal employers' liability
Role of PLUME: Plaintiff · Outcome: Terminated 1993-10-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Plume..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Mark Joseph Harvey and Lisa Diane Plume Harvey closed
United States Bankruptcy Court, S.D. California · No. 09-16869 · Filed Oct 31, 2009 · Closed Nov 19, 2014
Role of Mark Joseph Harvey and Lisa Diane Plume Harvey: Debtor · Outcome: Case closed 2014-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (diane); court in the person's filing state (CA)
Lee Jyh-Jian Jones and Cathy Michelle Plume closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-15988 · Filed Jun 18, 2009 · Closed Nov 10, 2010
Role of Lee Jyh-Jian Jones and Cathy Michelle Plume: Debtor · Outcome: Case closed 2010-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (michelle); court in the person's filing state (CA)
Plume v. CitiFinancial, Inc. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 08-02429 · Filed Oct 13, 2008 · Closed May 14, 2009
Role of Plume: Plaintiff · Outcome: Case closed 2009-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in PA (not a filing state)
House2home, Inc., Reorganized v. Silver Plume Imports closed
United States Bankruptcy Court, C.D. California · No. 8:03-ap-02560 · Filed Nov 5, 2003 · Closed Jul 19, 2005
Role of Silver Plume Imports: Defendant · Outcome: Case closed 2005-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (silver); court in the person's filing state (CA)
W. Joseph Burns, Trustee v. La Plume Corporation closed
United States Bankruptcy Court, M.D. North Carolina · No. 91-02169 · Filed Jun 4, 1991 · Closed Mar 13, 1992
Role of La Plume Corporation: Defendant · Outcome: Case closed 1992-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in NC (not a filing state)
Nom De Plume, Inc. closed
United States Bankruptcy Court, District of Columbia · No. 89-00918 · Filed Oct 27, 1989 · Closed Aug 23, 1994
Role of Nom De Plume, Inc.: Debtor · Outcome: Case closed 1994-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (inc); court in DC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Stephen Plume — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Jun 26, 2018 – Mar 1, 2022

2 court cases name Stephen Plume — 2 as defendant

By role: defendant in 2. Newest: "Paparella v. Plume Design, Inc." (District Court, N.D. California, Mar 1, 2022); "Arcadyan Technology Corporation v. Plume Design, Inc." (District Court, N.D. California, Jun 26, 2018). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Paparella v. Plume Design, Inc. ↗Docket · Arcadyan Technology Corporation v. Plume Design, Inc. ↗
Sources
Note · Sep 14, 2020

Stephen Plume appears on 1 deal that stopped filing before reaching its target

conDati, Inc. (last filing Sep 14, 2020; $2,529,978 sold of $5,150,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

conDati, Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 17, 2020 – Mar 18, 2022

Form D filed 760 days after the first sale — Kogniz Inc.

The filing says the first sale was Feb 17, 2020. The Form D was filed Mar 18, 2022 — 760 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 745 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 18, 2022 ↗Kogniz Inc. — PartnerFacts page ↗
Sources
Note · Sep 2, 2009 – Aug 26, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Kogniz Inc. (latest filing Aug 26, 2022) · No amendment in the last 12 months on an offering that may still be open — Kogniz Inc. (latest filing Mar 18, 2022) · No amendment in the last 12 months on an offering that may still be open — conDati, Inc. (latest filing Sep 14, 2020) · No amendment in the last 12 months on an offering that may still be open — conDati, Inc. (latest filing Sep 3, 2019) · No amendment in the last 12 months on an offering that may still be open — ACCEPT SOFTWARE CORP (latest filing Dec 13, 2010) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 26, 2022 ↗Kogniz Inc. — PartnerFacts page ↗Form D · Mar 18, 2022 ↗Form D · Sep 14, 2020 ↗
Sources
Note · Sep 16, 2020 – Jul 19, 2022

Same name, different state: "Stephen Plume" (OR) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Plume" with address state OR, is listed on 2 filings — most recently by Mental Health Data Services, Inc. (Jul 19, 2022). Both records have filings in the same period (Sep 16, 2020 to Jul 19, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Plume (OR) — PartnerFacts page ↗Form D · Jul 19, 2022 ↗Mental Health Data Services, Inc. — PartnerFacts page ↗Stephen Plume (CA) — this page ↗
Sources
Note · Mar 18, 2022 – Aug 26, 2022

Address moved from Berkeley, CA to South San Francisco, CA — Kogniz Inc.

The people listed on the Mar 18, 2022 filing give Berkeley, CA; on the Aug 26, 2022 filing they give South San Francisco, CA. The address now on file (611 Gateway Boulevard, Suite 120, South San Francisco, CA) is a registered-agent or shared-office address used by 12 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 18, 2022 ↗Form D · Aug 26, 2022 ↗Kogniz Inc. — PartnerFacts page ↗
Sources
Note · Sep 3, 2019 – Sep 14, 2020

Address moved from Palo Alto, CA to Menlo Park, CA — conDati, Inc.

The people listed on the Sep 3, 2019 filing give Palo Alto, CA; on the Sep 14, 2020 filing they give Menlo Park, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 3, 2019 ↗Form D · Sep 14, 2020 ↗conDati, Inc. — PartnerFacts page ↗
Sources
Note · Sep 11, 2009 – Dec 13, 2010

Address moved from Fremont, CA to Santa Clara, CA — ACCEPT SOFTWARE CORP

The people listed on the Sep 11, 2009 filing give Fremont, CA; on the Dec 13, 2010 filing they give Santa Clara, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 11, 2009 ↗Form D · Dec 13, 2010 ↗ACCEPT SOFTWARE CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 1 reports finder's fees totalling $500,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2022 D
Kogniz Inc.
File 021-457086
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2022 D
Kogniz Inc.
File 021-438033
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2022 D
Kogniz Inc.
File 021-438040
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2020 D
conDati, Inc.
File 021-375476
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2019 D
conDati, Inc.
File 021-347847
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2010 D
ACCEPT SOFTWARE CORP
File 021-151806
$0$0$0
The proceeds will be used for general corporate purposes including regular salaries of the executive officers
None listed on this filingEDGAR ↗
Sep 11, 2009 D
ACCEPT SOFTWARE CORP
File 021-81285
$0$500,000$0
The proceeds will be used for general corporate purposes including regular salaries of the executive officers
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Stephen Plume on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

K
Other Technology

Kogniz Inc.

South San Francisco, CA · Mar 18, 2022 → Aug 26, 2022 · 3 filings
  • Aug 26, 2022 · D · $634,598 sold of $900,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2022 · D · $5,987,000 sold of $5,987,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2022 · D · $7,532,030 sold of $9,032,086 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.53M from 24 investors (100% of the $900K target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Technology

conDati, Inc.

Menlo Park, CA · Sep 3, 2019 → Sep 14, 2020 · 2 filings
  • Sep 14, 2020 · D · $250,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2019 · D · $500,000 sold of $4,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.53M from 29 investors (100% of the $1M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Other Technology

ACCEPT SOFTWARE CORP

Santa Clara, CA · Sep 11, 2009 → Dec 13, 2010 · 2 filings
  • Dec 13, 2010 · D · $3,034,434 sold of $4,100,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 11, 2009 · D · $15,412,844 sold of $18,000,000 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $15.4M from 15 investors (100% of the $4.1M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Plume — OR, 1 issuer, Sep 16, 2020 → Jul 19, 2022 · no shared issuer

People around Stephen 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

DANIEL PUTTERMAN

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Plume. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JED PUTTERMAN

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Plume. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Chavez

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Tom Chavez is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Ron

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Turner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Bettino

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Plume. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Webber

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Plume. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Gardner

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Folk

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Plug

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Plume. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Pecoraro

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Charles Gardner

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Plume. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Meinhardt

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Plume. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregorio Schneider

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Clint Korver

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Clint Korver is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Skinner

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Plume. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Calomeni

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marielena Gardner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Plume. Their page shows their other deals.

The team behind the deals

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Plume by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Plume is listed on: none on file. No website or social profile named in ACCEPT SOFTWARE CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,339 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Clara, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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