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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:52 AM ET

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SM
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STEPHEN MCCORMACK

Named as an officer, director or promoter on SEC Form D filings · MA · May 22, 2009 → May 13, 2010

1deal (issuers)
$8.52Mreported sold
7investors
3Form D filings
2009–2010years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN MCCORMACK is listed as a director on 3 SEC Form D filings by 1 issuer between May 2009 and May 2010: CARBON DESIGN SYSTEMS INC (Acton, MA — computers — 2009–2010; $8.52M reported sold to 7 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside RICHARD LUCIER (3 shared filings), Stan Reiss (3 shared filings), Stephen Ricci (3 shared filings), WILLIAM HERMAN (3 shared filings) and Peter Dumas (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for STEPHEN MCCORMACK and found 9 differences, 3 worth asking the sponsor about: Bankruptcy case: Stephen McCormack; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN MCCORMACK has not run yet — it is joining a line of 21,255 names; searches run around the clock at the hosts' allowed rate. Searched so far: 339 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN MCCORMACK..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Stephen McCormack closed
United States Bankruptcy Court, D. Massachusetts · No. 13-14421 · Filed Jul 24, 2013 · Closed Nov 1, 2013
Role of Stephen McCormack: Debtor · Outcome: Case closed 2013-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
Stephen F McCormack closed
United States Bankruptcy Court, E.D. New York · No. 8-12-75173 · Filed Aug 23, 2012 · Closed Oct 17, 2012
Role of Stephen F McCormack: Debtor · Outcome: Case closed 2012-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Stephen G McCormack and Deborah C McCormack closed
United States Bankruptcy Court, W.D. Virginia · No. 02-02885 · Filed Jul 23, 2002 · Closed Feb 28, 2006
Role of Stephen G McCormack and Deborah C McCormack: Debtor · Outcome: Case closed 2006-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for STEPHEN MCCORMACK — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jul 24, 2013 – Nov 1, 2013

Bankruptcy case: Stephen McCormack — filed Jul 24, 2013

United States Bankruptcy Court, D. Massachusetts docket "Stephen McCormack" filed Jul 24, 2013, closed Nov 1, 2013. STEPHEN MCCORMACK is listed as Debtor ("Stephen McCormack"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · May 22, 2009

Investor count went down between filings — CARBON DESIGN SYSTEMS INC

The May 22, 2009 filing reports 7 investors; the May 22, 2009 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Dec 11, 2007 – May 22, 2009

Form D filed 528 days after the first sale — CARBON DESIGN SYSTEMS INC

The filing says the first sale was Dec 11, 2007. The Form D was filed May 22, 2009 — 528 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 513 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · May 22, 2009 – May 13, 2010

Offering amount changed between filings — CARBON DESIGN SYSTEMS INC

The May 22, 2009 filing says $7,521,073 offered; the May 13, 2010 Form D/A says $8,521,073.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 22, 2009

Offering amount changed between filings — CARBON DESIGN SYSTEMS INC

The May 22, 2009 filing says $6,021,074 offered; the May 22, 2009 Form D/A says $7,521,073.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Mar 11, 2020 – Oct 21, 2022

Same name, different state: "Stephen McCormack" (TN) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen McCormack" with address state TN, is listed on 3 filings — most recently by CASS Pharmaceuticals, Inc. (Oct 21, 2022). The two records do not overlap in time: this page runs May 22, 2009 to May 13, 2010; the other runs Mar 11, 2020 to Oct 21, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 8, 2018 – Feb 16, 2018

Same name, different state: "Stephen J. McCormack" (GA) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen J. McCormack" with address state GA, is listed on 2 filings — most recently by Vicapsys Life Sciences, Inc. (Feb 16, 2018). The two records do not overlap in time: this page runs May 22, 2009 to May 13, 2010; the other runs Jan 8, 2018 to Feb 16, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 22, 2010 – May 6, 2015

Same name, different state: "Stephen J. McCormack" (NV) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen J. McCormack" with address state NV, is listed on 4 filings — most recently by Visus Technology, Inc. (May 6, 2015). The two records do not overlap in time: this page runs May 22, 2009 to May 13, 2010; the other runs Dec 22, 2010 to May 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 22, 2009

Address moved from Waltham, MA to Acton, MA — CARBON DESIGN SYSTEMS INC

The people listed on the May 22, 2009 filing give Waltham, MA; on the May 22, 2009 filing they give Acton, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 13, 2010 D/A
CARBON DESIGN SYSTEMS INC
File 021-45296
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Mccormack on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Computers

CARBON DESIGN SYSTEMS INC

Acton, MA · May 22, 2009 → May 13, 2010 · 3 filings
  • May 13, 2010 · D/A · $8,521,073 sold of $8,521,073 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 22, 2009 · D/A · $7,521,073 sold of $7,521,073 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 22, 2009 · D · $6,021,074 sold of $6,021,074 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.52M from 7 investors (100% of the $8.52M target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WH
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Person

WILLIAM HERMAN

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Mccormack. Their page shows their other deals.

RL
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Person

RICHARD LUCIER

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Mccormack. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Reiss

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Stan Reiss is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Ricci

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Stephen Ricci is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Dumas

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Mccormack. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN MCCORMACK by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Mccormack is listed on: none on file. No website or social profile named in CARBON DESIGN SYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #362,406 of 374,652 in line (542 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Acton, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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